This book seeks to create a common minimum knowledge benchmark for Compliance Officers of listed companies and companies proposed to be listed on the stock exchanges. This book aims to enhance the knowledge of these Compliance Officers ensuring continuous updation. The Present Publication is...

This book is a joint publication by NISM & ICAI on various aspects of Social Stock Exchange and Social Auditing. It covers a wide range of topics related to the following: Social Sector Organisations Enterprises and Interventions Social Audit Social Audit Techniques Social Audit...

Depository Operations is an authoritative, pedagogically refined text that equips readers with a comprehensive, practical understanding of India's depository ecosystem. It explains the institutional architecture of depositories, the legal and regulatory framework governing their functioning, and the full operational lifecycle of securities in electronic form—from...

These books are for the NISM's Registrar and Transfer Agents (RTAs) Certification Examination, exclusively published by Taxmann. This Combo includes the following books: Registrar and Transfer Agents – Corporate | Examination Workbook II-A | November 2021 Registrar and Transfer Agents – Mutual Funds |...

This book is a comprehensive guide covering all significant regulations pertinent to the securities markets, encompassing the SEBI Act, SCRA, SCRR, PMLA, Insider Trading, FUTP, and more. It seeks to create a common minimum knowledge benchmark for persons engaged in the compliance function with...