NISM's Registrar and Transfer Agents (RTAs) Combo – RTA Corporate (II-A) and RTA Mutual Funds (II-B) | Set of 2 Books – Certification Examination Workbook by National Institute of Securities Markets

These books are for the NISM's Registrar and Transfer Agents (RTAs) Certification Examination, exclusively published by Taxmann. This Combo includes the following books:

Registrar and Transfer Agents – Corporate | Examination Workbook II-A | November 2021
Registrar and Transfer Agents – Mutual Funds | Examination Workbook II-B | August 2022
The key features of these books are as follows:

Registrar and Transfer Agents – Corporate | Examination Workbook II-A

Registrars to an Issue and Share Transfer Agents – Corporate seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organisations performing the following functions for listed companies:

Dealing/Interacting with Investors/Issuers
Dealing/Collecting/Processing Applications from Applicants
Dealing with matters related to the following:
Corporate Actions
Refunds
Redemptions
Repurchase of Securities
Handling Redressal of Investors' Grievances
Responsible for Internal Control & Risk Management
Responsible for Compliance with Securities Law
Responsible for any activity performed under SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
The Present Publication is the November 2021 workbook version, published exclusively by Taxmann for NISM Certification Examination II-A [Registrars to an Issue and Share Transfer Agents – Corporate], with the following noteworthy features:

[Know the Basics] of securities and securities markets
[Understand] broadly the role and functions of R&T Agents in the corporate securities issuance & transaction process
[Know the Regulatory Environment] in which R&T Agents operate in India
Registrar and Transfer Agents – Mutual Funds | Examination Workbook II-B

Registrars to an Issue and Share Transfer Agents – Mutual Funds seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organisations in the mutual fund R&T function to enable better quality investor service, operational process efficiency and risk controls.

It also aims to enhance sales and distribution quality and enable better investor services.

The Present Publication is the August 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B [Registrars to an Issue and Share Transfer Agents – Mutual Funds], with the following noteworthy features:

[Know the Basics] of securities and securities markets
[Understand] the role and functions of RTA in the mutual fund issuance & transaction process
[Know the Regulatory Environment] in which RTAs operate in India