Registrars to an Issue and Share Transfer Agents – Mutual Funds book by National Institute of Securities Markets

Registrars to an Issue and Share Transfer Agents – Mutual Funds seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organizations in the mutual fund R&T function to enable better quality investor service, operational process efficiency and risk controls.

It also aims to enhance sales and distribution quality and enable better investor services.

The Present Publication is the August 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B [Registrars to an Issue and Share Transfer Agents – Mutual Funds], with the following noteworthy features:

[Know the Basics] of securities and securities markets
[Understand] the role and functions of RTA in the mutual fund issuance & transaction process
[Know the Regulatory Environment] in which RTAs operate in India
The detailed contents of the book are as follows:

Introduction to Securities
Characteristics of Equity Shares
Characteristics of Debt Securities
Characteristics of Other Securities
SEBI – Role and Regulations
Basics of Registrars and Transfer Agents
Registrar and Transfer Agent Regulations
Basics of Mutual Funds
Mutual Fund Structure and Constituents
Mutual Fund Products
Operational Concepts of Mutual Funds
Investors in Mutual Funds
Banking Operations in Mutual Funds
Financial Transactions
Non-Financial Transactions