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Format |
Printed Books |
Faculty Name |
National Institute of Securities Markets |
Course Material Language |
English |
Package Details |
Workbook Version February 2024, Paperback Book. |
Item Code |
9789357785266 |
Study Material Format |
Printed Books |
Delivery |
Home Delivery within 7-10 days from the date of Payment Confirmation. |
Brand |
Taxmann |
No of Pages |
228 |
Registrars to an Issue and Share Transfer Agents – Corporate is an all-encompassing guide that thoroughly analyses the vital role of Registrars and Transfer Agents (RTAs) in managing corporate securities and ensuring regulatory compliance for listed companies. This book is designed to establish a standardised knowledge benchmark for professionals working within RTAs, enabling them to handle a wide array of functions, including investor relations, corporate actions, and compliance management, all within the framework of SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993.
The book provides a detailed examination of key operational processes such as handling applications for securities, managing redemptions, repurchasing shares, processing transfers and transmissions, and ensuring timely resolution of investor grievances. It also covers internal controls and risk management that RTAs must adhere to while operating in a highly regulated environment.
Tailored for professionals in RTA organisations, compliance officers, corporate secretaries, and legal practitioners, this book also serves as a valuable resource for students, academicians, and anyone seeking to enhance their understanding of RTA operations and the regulatory landscape in India.
The Present Publication is the February 2024 workbook version, developed in collaboration with the Certification Team of NISM and industry expert Mr Haresh Hinduja, and published exclusively by Taxmann, with the following noteworthy features:
The coverage of the book is as follows:
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