NISM's Investment Adviser Combo – Level 1 (X-A) | Level 2 (X-B) | Set of 2 Books by National Institute of Securities Markets

These books are for the NISM's Investment Adviser Certification Examination, exclusively published by Taxmann. This Combo includes the following books:

Investment Adviser (Level 1) | Examination Workbook X-A | August 2023
Investment Adviser (Level 2) | Examination Workbook X-B | August 2023
The key features of these books are as follows:

Investment Adviser (Level 1) | Examination Workbook X-A | August 2023

This book aims to create a common minimum knowledge benchmark for all individual investment advisers or principal officers of a non-individual investment adviser and persons associated with investment advice under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.

This book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the following:

[Know the Basics] of the following:
Personal Financial Planning
Time Value of Money
Evaluating the Financial Position of Clients
Debt Management & Loans
[Understand the Indian Markets] for Finance and Securities segments.
[Get Oriented to Different Investment Products] such as:
Equity
Debt
Derivatives
Managed Portfolios such as mutual funds, portfolio management services and alternative investment funds
[Knowledge] about the portfolio construction, performance monitoring and evaluation
[Understand] about the operational aspects of investment management, key regulations, ethical issues of investment advisers and grievance redressal system
The Present Publication is the August 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination X-A | Investment Adviser (Level 1)

Investment Adviser (Level 2) | Examination Workbook X-B | August 2023

The book aims to clarify and focus on the critical areas of investment advisory, enhancing the overall quality of services in the financial industry. It discusses various critical topics such as insurance planning, understanding different insurance products, and essential aspects of risk management. Additionally, the discussion includes retirement products, detailing their features and the pivotal role of Investment Advisers in effective retirement planning.

Much of the book is dedicated to the intricacies of estate planning, including exploring various estate planning tools and the important tax considerations of different financial securities. Moreover, it emphasises behavioural finance's influence and risk profiling's significance in delivering comprehensive financial advice. In other words, the discussion is focused on topics such as:

[Know the Aspects] of the following:
Insurance Planning
Insurance Products
Risk Management
Taxation Aspects of Different Financial Securities
Role of Behavioural Finance
Risk Profiling in Providing Financial Advice
[Understand] the following:
Various Retirement Products and their Features
Role of Investment Advisers in Retirement Planning
Important of Estate Planning
Role of Estate Planning Tools
The Present Publication is the August 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination X-B | Investment Adviser (Level 2)