{"product_id":"investment-adviser-foundational-to-advanced-combo-books-nism-by-taxmann","title":"Investment Adviser - Foundational to Advanced Combo Books (NISM) By Taxmann","description":"\u003cp\u003e\u003cstrong\u003eInvestment Adviser - Foundational to Advanced Combo Books (NISM) By Taxmann\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003eInvestment Adviser – Foundational to Advanced Combo is a comprehensive, certification-aligned reference set comprising two authoritative workbooks that together establish the knowledge, analytical framework, and regulatory understanding required for professionals engaged in investment advisory and personal financial planning in India. Rather than treating investment advisory as a purely theoretical discipline or limiting preparation to examination-oriented study, this workbook set presents a structured and practice-oriented understanding of advisory functions as performed in real-world client environments. It recognises the progressive competency requirements across the NISM-Series-X certification pathway and accordingly integrates the foundational Level 1 workbook with the advanced Level 2 workbook. Together, it ensures that every stage of the advisory lifecycle—from financial goal assessment, product selection, and portfolio construction to risk profiling, taxation planning, retirement and estate strategies, and regulatory compliance—is addressed with conceptual depth, practical clarity, and regulatory precision.\u003c\/p\u003e\n\u003cp\u003eThis Combo is designed for stakeholders who require practical, defensible, and regulation-aligned knowledge of investment advisory for professional application. It is particularly suited for:\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003eAspiring Investment Advisers\u003c\/strong\u003e preparing for SEBI registration under the Investment Advisers Regulations, 2013 and appearing for NISM-Series-X-A and X-B Certification Examinations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cul\u003e\n\u003cli\u003e\n\u003cstrong\u003eSEBI-Registered Investment Advisers (Individual \u0026amp; Non-individual)\u003c\/strong\u003e seeking to meet knowledge requirements and enhance advisory competence\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003ePrincipal Officers \u0026amp; Associated Persons\u003c\/strong\u003e working with investment advisory firms, wealth management companies, and financial intermediaries\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eWealth Managers, Financial Planners \u0026amp; Portfolio Advisory\u003c\/strong\u003e\u003cstrong\u003e Professionals\u003c\/strong\u003e aiming to deepen domain expertise and strengthen client advisory skills\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eCompliance Officers \u0026amp; Advisory Support Teams\u003c\/strong\u003e responsible for ensuring regulatory alignment and ethical advisory practices\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eStudents \u0026amp; Career Aspirants\u003c\/strong\u003e pursuing careers in financial markets, personal finance, and investment advisory\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eFinance Enthusiasts \u0026amp; DIY Investors\u003c\/strong\u003e keen to understand portfolio construction, financial planning, and regulatory compliance for informed decision-making\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eThis Combo comprises two authoritative workbooks developed by the National Institute of Securities Markets (NISM) and published exclusively by Taxmann. Each workbook has been prepared in close collaboration with NISM's Certification Team and seasoned industry experts, and rigorously reviewed by senior practitioners. The key features of this Combo include:\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eEnd-to-end Advisory Coverage\u003c\/strong\u003e] Covers the complete spectrum of investment advisory practice—from foundational financial planning concepts to advanced advisory specialisations\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e[Regulator-aligned Content]\u003c\/strong\u003e Editorially developed in collaboration with NISM, ensuring technical accuracy, regulatory relevance, and industry consistency\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eConceptual \u0026amp; Practical Orientation\u003c\/strong\u003e] Combines structured theory with illustrations, caselets, exercises, and application-based scenarios reflecting real advisory situations\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eClient-centric Advisory Focus\u003c\/strong\u003e] Emphasises suitability assessment, ethical conduct, investor protection, grievance redressal, and behavioural considerations\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eUpdated \u0026amp; Current\u003c\/strong\u003e] Reflects recent regulatory guidelines, market practices, and accepted best practices in the Indian securities ecosystem\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eModular \u0026amp; Progressive Learning Design\u003c\/strong\u003e] Enables readers to move seamlessly from foundational knowledge to advanced advisory decision-making\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eThe coverage of the Combo is as follows:\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003eFoundation Level Advisory Workbook \u003c\/strong\u003e\u003cstrong\u003e– \u003c\/strong\u003eThe foundation-level workbook establishes the essential knowledge framework required for entering and operating within the investment advisory profession\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\n\u003cstrong\u003ePersonal \u003c\/strong\u003eFinancial\u003cstrong\u003e Planning\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eFinancial goals, budgeting, cash-flow analysis, time value of money, and debt management form the base of structured financial advice\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eIndian Financial Markets\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eMarket structure, regulatory architecture, key participants, and functioning of primary and secondary markets\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eInvestment Products\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eEquity, fixed income, derivatives, and alternative investment avenues—features, risk-return characteristics, and suitability considerations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eManaged Portfolio Solutions\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eMutual funds, Portfolio Management Services (PMS), and Alternative Investment Funds (AIFs)—structure, regulatory positioning, and suitability assessment\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003ePortfolio Construction \u0026amp; Evaluation\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eAsset allocation strategies, diversification principles, risk measurement techniques, performance evaluation, and benchmarking\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eOperations, Compliance \u0026amp; Ethics\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eClient onboarding, KYC requirements, account processes, SEBI regulatory framework, ethical standards, and grievance redress mechanisms\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eAdvanced-level Advisory Workbook \u003c\/strong\u003e\u003cstrong\u003e– \u003c\/strong\u003eThe advanced-level workbook develops specialised advisory competence required for holistic, client-centric, and regulation-aligned financial planning\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\n\u003cstrong\u003eRisk Management \u0026amp; Insurance Planning\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eRisk assessment, mitigation strategies, insurance principles, and integration of insurance solutions into comprehensive financial plans\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eRetirement Planning \u0026amp; Retirement Solutions\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eRetirement instruments, retirement portfolio construction, income sustainability strategies, and adviser responsibilities in long-term wealth planning\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eEstate Planning \u0026amp; Succession Frameworks\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eWills, nominations, trusts, gifts, powers of attorney, and legal principles governing wealth transfer and succession\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eTaxation of Financial Securities\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eCapital gains taxation, exemptions, tax treatment across asset classes, and tax-efficient portfolio structuring strategies\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eBehavioural Finance \u0026amp; Risk Profiling\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eInvestor behaviour and biases, risk profiling methodologies, suitability assessment, and integration of behavioural insights into advisory recommendations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eApplication-oriented Learning \u0026amp; Examination Support\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli\u003eCaselets reflecting advisory scenarios, multiple-choice questions, practical illustrations, and exam-support material aligned with NISM certification standards\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eThe structure of the Combo is as follows:\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003eModule-based Architecture\u003c\/strong\u003e – Each workbook is organised strictly as per NISM's syllabus-driven modular design\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eConcept → Illustration → Application Flow\u003c\/strong\u003e – Concepts are followed by examples, caselets, and problem-solving exercises\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eCase-based Learning\u003c\/strong\u003e – Level 2 includes six detailed caselets (with sub-questions) simulating real advisory engagements\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eSelf-assessment Tools\u003c\/strong\u003e – MCQs, practice questions, and structured exercises to reinforce learning\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003eRegulatory Extracts \u0026amp; Notes\u003c\/strong\u003e – Important regulatory expectations and advisory guidelines highlighted contextually\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":59350636363857,"sku":null,"price":1224.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1_cb6a90fc-4164-4344-aee0-a8de5f8f6bd1.jpg?v=1776073539","url":"https:\/\/buytestseries.in\/products\/investment-adviser-foundational-to-advanced-combo-books-nism-by-taxmann","provider":"BuyTestSeries.in","version":"1.0","type":"link"}