{"title":"Banking and Finance Books","description":"","products":[{"product_id":"portfolio-management-services-pms-distributors-book-by-national-institute-of-securities-markets","title":"Portfolio Management Services (PMS) Distributors book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003ePortfolio Management Services (PMS) Distributors\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e lays out foundational concepts, regulatory frameworks, operational procedures, and best practices essential for anyone aspiring to operate in the PMS distribution domain. It equips readers with theoretical knowledge and practical insights, ensuring they understand the intricacies of the securities market, portfolio management strategies, and compliance requirements.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAspiring PMS Distributors\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Individuals seeking to become distributors of Portfolio Management Services or preparing for the NISM-Series-XXI-A certification exam\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEmployees of Portfolio Managers and Distribution Houses\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Professionals working in Portfolio Management outfits, brokerage firms, or wealth management institutions involved in distributing PMS solutions\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFinancial Advisors and Wealth Managers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Advisors who wish to expand their expertise, enhance client service, and remain updated on the operational and regulatory aspects of portfolio management\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eStudents and Researchers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Those looking to build a career in the financial services domain or seeking structured knowledge of the Indian portfolio management landscape\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the March 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Dr Rachana Baid, Dr Kameshwar Rao and Dr Kishore Rathi. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eAligned to NISM Certification Requirements\u003c\/strong\u003e] Developed in accordance with SEBI's prescribed knowledge benchmarks for PMS distributors, covering the full scope of the examination syllabus\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] Explores the fundamentals of investments, securities markets, the role of portfolio managers, operational procedures, performance evaluation, and taxation—everything you need to master PMS distribution\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eLucid and Practical Content\u003c\/strong\u003e] Written in clear language, supplemented by real-world examples, caselets, and illustrations to aid comprehension and application of core concepts\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eAuthored \u0026amp; Reviewed by Industry Experts\u003c\/strong\u003e] Created by NISM in collaboration with experienced practitioners and academicians, ensuring the material is both authoritative and relevant to contemporary market practices\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eFocus on Compliance \u0026amp; Ethical Practices\u003c\/strong\u003e] Includes detailed discussions on SEBI regulations, governance standards, and professional ethics critical for anyone distributing or advising on PMS\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eStep-by-Step Operational Guidance\u003c\/strong\u003e] Explains client onboarding, disclosures, fees, redressal mechanisms, and other operational facets, making it a practical reference for day-to-day responsibilities in PMS distribution\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInvestments\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExplains basic investment concepts, the difference between investments and speculation, setting investment objectives, and understanding required rates of return\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIntroduction to Securities Markets\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eDiscusses market structure, roles of primary and secondary markets, and the ecosystem of market participants\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInvesting in Stocks\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eCovers equity as an investment class, diversification, risk factors, fundamental and technical analyses, and corporate governance\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInvesting in Fixed Income Securities\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eDetails bond characteristics, determinants of safety, bond pricing, yield measures, and sensitivity (\u003cem\u003eduration, convexity\u003c\/em\u003e)\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eDerivatives\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExplores forwards, futures, options, and swaps and how derivatives are used for hedging, speculation, or arbitrage within PMS portfolios\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eMutual Funds\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExplains mutual fund structures, benefits, types of schemes, net asset value, expense ratios, and regulatory guidelines\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRole of Portfolio Managers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eOutlines the functions, operational models, registration requirements, and responsibilities of PMS providers\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOperational Aspects of Portfolio Managers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eFocuses on client onboarding, disclosures, fee arrangements, grievance redressal, and regulatory reporting\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePortfolio Management Process\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eDiscusses asset allocation techniques, correlation, rebalancing strategies, and the step-by-step procedure to manage portfolios effectively\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePerformance Measurement and Evaluation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExplains how to calculate risk and returns, benchmark performance, conduct attribution analysis, and report to clients\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eTaxation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eCovers taxation rules for income generated through PMS, including short-term and long-term capital gains, dividends, and special considerations for certain investor categories\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulatory, Governance, and Ethical Aspects\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eHighlights anti-money laundering (PMLA, 2002), insider trading regulations, fraud prevention, and SEBI (Portfolio Managers) Regulations, 2020\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eChapters 1–12\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each chapter systematically introduces core concepts, followed by examples, illustrations, and practice questions. Complex topics are broken down into simpler sections, enhancing readability and comprehension\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSample Case Studies \u0026amp; Multiple Choice Questions\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Situated towards the end, these serve as practice material for the exam. They reflect the approximate level of difficulty but may not fully represent the breadth of topics\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSummaries and Key Takeaways\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Most chapters conclude with concise recaps, ensuring readers can quickly revisit major points before proceeding\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803325804625,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1744369437031_1_9789364551366_Detail-Page.jpg?v=1744784989"},{"product_id":"mutual-fund-foundation-book-by-national-institute-of-securities-markets","title":"Mutual Fund Foundation book by National Institute of Securities Markets","description":"\u003cp\u003eThe book is a comprehensive guide on sales, distribution, and support services in the mutual fund industry.\u003c\/p\u003e\n\n\u003cp\u003eIt covers mutual funds' basics, roles, structures, types, accounting, valuation, taxation, and distribution\u003c\/p\u003e\n\n\u003cp\u003eDesigned specifically to aid financial advisors, the book emphasizes understanding mutual funds and using this knowledge to develop and maintain client relationships. It will also benefit all those who want to understand the Indian mutual fund industry better. This book also advocates for financial planning as a key investment approach in mutual funds. It discusses the concept of:\u003c\/p\u003e\n\n\u003cp\u003eScheme Evaluation – It discusses how to evaluate various mutual fund schemes.\n\u003cbr\u003eRecommendation of Products and Services – Guidance is provided on recommending suitable products and services to investors and prospective investors.\n\u003cbr\u003eThe Present Publication is the October 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination V-B [Mutual Fund Foundation], with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Know the Basics] A section that provides an in-depth understanding of mutual funds, including their roles, structures, and different types of schemes.\n\u003cbr\u003e[Know How Mutual Funds are Distributed] This part discusses the distribution of mutual funds in the market, including evaluating schemes and recommending suitable schemes to prospective investors.\n\u003cbr\u003e[Know the Rules and Regulations] It covers the regulatory framework related to distributing mutual fund products, an important aspect for professionals in the industry.\n\u003cbr\u003eThe structure of this book is as follows:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction to Mutual Funds\n\u003cbr\u003eInvestment Landscape – Insights on investment basics, different asset classes, financial needs, financial goals, and the role of mutual funds in achieving these goals\n\u003cbr\u003eConcept and Role of a Mutual Fund – Discusses the concept, classification, and growth of mutual funds, particularly in India\n\u003cbr\u003eStructural Insights\n\u003cbr\u003eLegal Structure of Mutual Funds in India – Discusses the structure, key constituents, organization of asset management companies, and the roles of various service providers and AMFI\n\u003cbr\u003eProducts and Distribution\n\u003cbr\u003eMutual Fund Products for New Distributors – Covers mutual fund products specific to new distributors, including various schemes like liquid, index funds, diversified equity schemes, retirement benefits, and fixed maturity plans\n\u003cbr\u003eScheme-Related Information – Details mandatory and non-mandatory disclosures in mutual funds\n\u003cbr\u003eFund Distribution and Channel Management Practices – Focuses on the role of mutual fund distributors, types, modes of distribution, prerequisites, revenue models, and regulatory aspects\n\u003cbr\u003ePerformance and Taxation\n\u003cbr\u003ePerformance of Mutual Funds – Discusses the calculation of returns, concept of loads, risk in mutual fund investments, and risk-adjusted returns.\n\u003cbr\u003eTaxation – Covers taxation aspects, including capital gains, dividend income, stamp duty, securities transaction tax, and tax benefits related to mutual funds\n\u003cbr\u003eInvestor Services\n\u003cbr\u003eInvestor Services – Provides information on the NFO process, investment plans and services, allotment of units, account statements, KYC requirements, and operational aspects of mutual fund transactions\n\u003cbr\u003eLegal and Regulatory Framework\n\u003cbr\u003eLegal and Regulatory Environment – Explores the role of SEBI, investor grievance redressal, and codes of conduct and ethics in mutual funds\n\u003cbr\u003eAppendices\n\u003cbr\u003eIncludes formats for scheme information documents, statement of additional information, key information memorandum, and AMFI's code of ethics and conduct\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803325837393,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357786027L.jpg?v=1708589581"},{"product_id":"securities-intermediaries-compliance-non-fund-book-by-national-institute-of-securities-markets","title":"Securities Intermediaries Compliance (Non-Fund) book by National Institute of Securities Markets","description":"\u003cp\u003eThis book is a comprehensive guide covering all significant regulations pertinent to the securities markets, encompassing the SEBI Act, SCRA, SCRR, PMLA, Insider Trading, FUTP, and more.\u003c\/p\u003e\n\n\u003cp\u003eIt seeks to create a common minimum knowledge benchmark for persons engaged in the compliance function with any intermediary registered with SEBI, such as:\u003c\/p\u003e\n\n\u003cp\u003eStock Broker\n\u003cbr\u003eDepository Participant\n\u003cbr\u003eMerchant Bankers\n\u003cbr\u003eUnderwriters\n\u003cbr\u003eBankers to the Issue\n\u003cbr\u003eDebenture Trustee\n\u003cbr\u003eCredit Rating Agencies\n\u003cbr\u003eThis book is an invaluable resource for anyone involved in the compliance sector of the securities markets, offering in-depth knowledge and a comprehensive overview of the regulatory landscape.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the January 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination III-A [Securities Intermediaries Compliance (Non-Fund)]. This book is divided into two parts:\u003c\/p\u003e\n\n\u003cp\u003e[Financial and Regulatory Structure in India] is dealt with in Part A\n\u003cbr\u003e[Specific Rules \u0026amp; Regulations] governing the intermediaries registered with SEBI are dealt with in Part B\n\u003cbr\u003eThe noteworthy features of this book are as follows:\u003c\/p\u003e\n\n\u003cp\u003e[Understand the Financial Structure in India] including:\n\u003cbr\u003eKnowledge of the Financial Intermediaries\n\u003cbr\u003eTypes of Products available in the Indian markets\n\u003cbr\u003e[Understand the Regulatory Framework] and the role of various Regulators in the Financial System\n\u003cbr\u003e[Importance of Compliance Activity] and the scope and role of Compliance Officers\n\u003cbr\u003e[Understand the various Rules \u0026amp; Regulations] of the Indian Securities Market\n\u003cbr\u003e[Understand the Penal Actions] that are initiated in case of default or failure\n\u003cbr\u003eThe detailed contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003ePart A – Understanding Financial Structure in India\n\u003cbr\u003eIntroduction to the Financial System – Explores the essential elements of the financial system, including financial intermediaries, securities, and their roles\n\u003cbr\u003eRegulatory Framework | General View – Discusses the overall regulatory system governing the financial markets in India, including the role of financial market regulators, other financial agencies, appellate authorities, the legislative framework, and the International Financial Services Centre (IFSC)\n\u003cbr\u003eIntroduction to Compliance – Covers the basics of compliance, specifically focusing on compliance requirements under the SEBI (CAPSM) Regulations, 2007\n\u003cbr\u003eSecurities and Exchange Board of India Act, 1992 – Details the salient features of the SEBI Act, 1992\n\u003cbr\u003eSecurities Contracts Regulation – Examines the Securities Contracts (Regulation) Act, 1956, and the Securities Contracts (Regulation) Rules, 1957\n\u003cbr\u003eSEBI (Intermediaries) Regulations, 2008 – Provides insights into the general obligations of intermediaries, inspection and disciplinary proceedings, actions in case of default, and the code of conduct\n\u003cbr\u003eSEBI (Prohibition of Insider Trading) Regulations, 2015 – Focuses on insider trading regulations, including the role of the compliance officer and the code of conduct\n\u003cbr\u003ePrevention of Fraudulent and Unfair Trade Practices – Discusses regulations related to preventing fraudulent and unfair practices in the securities market and includes topics on investigation methods\n\u003cbr\u003ePrevention of Money Laundering Act, 2002 – Highlights the main points of the PMLA, 2002, and SEBI's circular on Anti-Money Laundering\/Counter Financing of Terrorism (AML\/CFT)\n\u003cbr\u003eSEBI (KYC Registration Agency) Regulations, 2011 – Discusses the registration and obligations of KYC Registration Agencies (KRAs), including guidelines for intermediaries and in-person verification\n\u003cbr\u003ePart B – Understanding Intermediary-Specific Regulations\n\u003cbr\u003eSEBI (Foreign Portfolio Investors) Regulations, 2019 – Details regulations pertaining to foreign portfolio investors, including eligibility criteria, investment conditions, and code of conduct\n\u003cbr\u003eSEBI (Stock Brokers) Regulations, 1992 – Covers various aspects of stock brokerage regulations, including direct market access, algorithmic trading, margin trading, and underwriting activities\n\u003cbr\u003eSEBI (Merchant Bankers) Regulations, 1992 – Focuses on merchant banking regulations, substantial acquisition of shares, and takeovers\n\u003cbr\u003eSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 – Discusses the applicability of ICDR regulations, IPOs, rights issues, and the roles and responsibilities of merchant bankers\n\u003cbr\u003eDepositories Act, 1996 – Covers the introduction, rights and obligations of depositories, enquiry and inspection procedures, and miscellaneous issues\n\u003cbr\u003eSEBI (Depositories and Participants) Regulations, 2018 – Details registration, rights, obligations, and the code of conduct for depository participants\n\u003cbr\u003eSEBI (Registrar to an Issue and Share Transfer Agents) Regulations, 1993 – Focuses on the roles, general obligations, and code of conduct for registrars to an issue and share transfer agents\n\u003cbr\u003eSEBI (Research Analyst) Regulations, 2014 – Highlights the responsibilities, record maintenance, and role of the compliance officer for research analysts\n\u003cbr\u003eSEBI (Investment Advisers) Regulations, 2013 – Discusses the general responsibilities, risk profiling, client-level segregation, and code of conduct for investment advisers\n\u003cbr\u003eSEBI (Debenture Trustees) Regulations, 1993 – Details registration, responsibilities, code of conduct, and monitoring requirements for debenture trustees\n\u003cbr\u003eSEBI (Credit Rating Agencies) Regulations, 1999 – Covers the registration, general obligations, appointment of compliance officers, and code of conduct for credit rating agencies\n\u003cbr\u003eSEBI (Custodian) Regulations, 1996 – Discusses custodian services, registration, obligations, and the code of conduct for custodians.\n\u003cbr\u003eProxy Advisors – Provides an overview of the impact of proxy advisors on corporate governance, internal controls, procedural guidelines, and grievance redressal mechanisms\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803326689361,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357785778L.jpg?v=1708589565"},{"product_id":"securities-markets-foundation-book-by-national-institute-of-securities-markets","title":"Securities Markets Foundation book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eSecurities Markets Foundation\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is an introductory yet comprehensive guide, imparting a foundational understanding of the Indian securities markets, their structure, products, participants, and regulatory ecosystem. The workbook establishes a market-wide knowledge benchmark for beginners, covering the functioning of primary and secondary markets, equity and debt securities, mutual funds, derivatives, asset allocation concepts, and the essentials of financial planning. Authored under NISM's rigorous content-development framework, it follows a structured, learner-friendly pedagogy aimed at enabling candidates to acquire conceptual clarity and examination-ready competence.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eEntry-level Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003easpiring to build a career in the Indian securities market\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eEmployees of Securities-market Intermediaries,\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003esuch as brokers, advisors, depositories, mutual funds, and investment service providers\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eProfessionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003efrom other industries looking to acquire domain knowledge in capital markets\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents, Teachers \u0026amp; Homemakers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003einterested in understanding the functioning of the securities market\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eGeneral Learners \u0026amp; Retail Investors\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eseeking to build financial literacy\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCandidates\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003epreparing for the NISM-Series-XII Certification Examination, which is voluntary but widely recognised as a benchmark qualification\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the September 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Aparna Bhat, Sunita Abraham and Uma Shashikant. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] Explains securities markets, financial instruments, market processes, and regulatory norms in simple and accessible language\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eSyllabus-aligned\u003c\/strong\u003e] Covers every topic outlined in the prescribed syllabus and weightage framework for the NISM-Series-XII exam\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical Orientation\u003c\/strong\u003e] Includes examples, illustrations, and introductory numericals to build application-based understanding\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eStructured Learning Path\u003c\/strong\u003e] Ideal for candidates with no prior exposure to securities markets—progresses from basic to intermediate concepts\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eSupports Exam Preparation\u003c\/strong\u003e] Provides practice questions, sample illustrations, and learning notes designed to help candidates understand question patterns\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eRegulation-focused Content\u003c\/strong\u003e] Clarifies rules, processes, and compliance aspects essential for functioning in the Indian market ecosystem\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook encompasses the entire spectrum of introductory securities market knowledge. Major chapters include:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eUnderstanding Securities Markets and Performance\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eStructure of Indian securities markets\u003c\/li\u003e\n\u003cli\u003eKey market participants\u003c\/li\u003e\n\u003cli\u003eRole and economic significance of securities markets\u003c\/li\u003e\n\u003cli\u003eTechnological advancements in market infrastructure\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eSecurities: Types, Features \u0026amp; Investment Concepts\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eEquity, debt, hybrid instruments, and commodities\u003c\/li\u003e\n\u003cli\u003eRole and characteristics of equity and debt\u003c\/li\u003e\n\u003cli\u003eChoice between debt and equity for issuers and investors\u003c\/li\u003e\n\u003cli\u003eBasics of derivatives\u003c\/li\u003e\n\u003cli\u003eAsset allocation, diversification, and behavioural aspects of investing\u003c\/li\u003e\n\u003cli\u003eInvestment processes for equity and debt instruments\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003ePrimary Markets\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eIPOs, FPOs, rights issues, private placements\u003c\/li\u003e\n\u003cli\u003eMarket intermediaries and regulatory processes\u003c\/li\u003e\n\u003cli\u003eIssue mechanisms and pricing\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eSecondary Markets\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eStock exchanges, trading members, and trading systems\u003c\/li\u003e\n\u003cli\u003eOrder types, settlement cycles, risk management\u003c\/li\u003e\n\u003cli\u003eInvestor protection mechanisms\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eMutual Funds \u0026amp; Derivatives\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eTypes of mutual fund schemes and NAV concepts\u003c\/li\u003e\n\u003cli\u003eBenefits, risks, and suitability frameworks\u003c\/li\u003e\n\u003cli\u003eBasics of futures and options\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eFinancial Planning Essentials\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eBudgeting, savings, and personal finance\u003c\/li\u003e\n\u003cli\u003eRisk profiling, goal setting, and portfolio planning\u003c\/li\u003e\n\u003cli\u003eSteps in a structured financial-planning process\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003eEach chapter is aligned with the official NISM syllabus and examination objectives\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook follows a pedagogically optimised structure:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eConceptual Introductions\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Every chapter begins with simplified explanations of key concepts\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eProgressive Depth\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Topics build from basic definitions to applied understanding\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExamples \u0026amp; Illustrations\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Realistic scenarios and sample computations reinforce learning\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eLearning Objectives\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Clearly defined outcomes help candidates assess readiness\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExam-oriented Notes\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Includes sample questions, cautionary guidance, and conceptual clarifications\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eSyllabus Alignment\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Each section directly corresponds to NISM's published syllabus outline and weightages\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803326722129,"sku":"9789371261029","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1763192278520_1_9789371261029_Detail-Page-_1.jpg?v=1763466842"},{"product_id":"investment-adviser-level-2-book-by-national-institute-of-securities-markets","title":"Investment Adviser (Level 2) book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eInvestment Adviser (Level 2)\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is a comprehensive, examination-aligned workbook developed by the National Institute of Securities Markets (NISM) to establish a uniform, market-wide knowledge benchmark for professionals engaged in investment advisory services. Positioned as the advanced level in the NISM-Series-X certification pathway, this Level 2 workbook deepens the practitioner's expertise in insurance planning, retirement solutions, estate planning tools, taxation of financial instruments, behavioural finance, and risk profiling. The workbook blends conceptual clarity with practical caselets, ensuring that candidates understand principles and apply them effectively—which is an essential requirement for handling client-centric advisory responsibilities under SEBI's regulatory framework.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eIndividual and Non-Individual SEBI-Registered Investment Advisers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003ewho must fulfil the knowledge requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations 2013\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003ePrincipal Officers and Associated Persons\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003einvolved in providing investment advice\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eWealth Managers, Financial Planners \u0026amp; Portfolio Advisory Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eseeking deeper domain proficiency\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCompliance Officers and Advisory Support Staff\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eresponsible for ensuring regulatory alignment\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents and Aspirants\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003epursuing careers in the financial advisory and personal finance industry\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eProfessionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003epreparing for the NISM-Series-X-B (Level 2) Certification Examination\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the September 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Harsh Roongta, Jitendra Solanki, Rachna Baid, Sunita Abraham and Taxmann's Editorial Board. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] Includes Insurance planning, risk management, retirement products, estate planning, behavioural finance, taxation of financial securities, and risk profiling\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eCase-based Learning\u003c\/strong\u003e] Includes six caselets (\u003cem\u003ewith five sub-questions each\u003c\/em\u003e) reflecting practical advisory scenarios to enhance practical decision-making skills\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eConceptual \u0026amp; Regulatory Depth\u003c\/strong\u003e] Detailed discussions on advisory frameworks, compliance expectations, and client-centric advisory methodologies\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eAmended \u0026amp; Updated\u003c\/strong\u003e] Ensures candidates prepare with the most current, regulator-approved study material\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eDeveloped by Subject-Matter Experts\u003c\/strong\u003e] Curated and reviewed by NISM's Certification team and industry specialists to ensure technical precision and pedagogical clarity\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRisk Management \u0026amp; Insurance Planning\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eNeed for insurance, principles of insurance, types of insurance products\u003c\/li\u003e\n\u003cli\u003eRisk assessment and risk mitigation strategies\u003c\/li\u003e\n\u003cli\u003eRole of insurance in personal finance\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRetirement Planning \u0026amp; Retirement Products\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eTypes and features of retirement instruments\u003c\/li\u003e\n\u003cli\u003eBuilding retirement portfolios\u003c\/li\u003e\n\u003cli\u003eRole of Investment Advisers in retirement planning\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eEstate Planning\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eEstate planning tools such as wills, nominations, gifts, powers of attorney, and trusts\u003c\/li\u003e\n\u003cli\u003eSignificance and legal principles governing estate transfer\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTaxation of Financial Securities\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eTaxation of investments across asset classes\u003c\/li\u003e\n\u003cli\u003eCapital gains, exemptions, and tax-efficient portfolio strategies\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eBehavioural Finance \u0026amp; Risk Profiling\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eInvestor behaviour, biases, and their impact on decision-making\u003c\/li\u003e\n\u003cli\u003eTechniques for risk profiling and suitability assessment\u003c\/li\u003e\n\u003cli\u003eIntegrating behavioural insights into advisory practice\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eExamination Support Content\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eMultiple-choice questions\u003c\/li\u003e\n\u003cli\u003eCase-based questions\u003c\/li\u003e\n\u003cli\u003eSample formats and illustrations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook follows NISM's pedagogical design to ensure progressive learning:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eConceptual Foundation\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Each module begins with essential theoretical frameworks explained in a simple, structured manner\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eIllustrative Examples\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Realistic examples simplify complex advisory processes\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eModule-wise Segregation\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Chapters are organised according to the official NISM syllabus outline and weightages\u003c\/li\u003e\n\u003cli\u003eCaselets \u0026amp; Application-based Questions – Six case-based scenarios (\u003cem\u003ewith five sub-questions each\u003c\/em\u003e) test application skills in advisory contexts\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eMCQs for Self-Assessment\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– 90 MCQs designed to help candidates benchmark their readiness\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExam-oriented Notes \u0026amp; Instructions\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Includes examination structure, negative marking rules, time limits, and software usage guidance provided by NISM\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803326885969,"sku":"9789364556071","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1763122388563_1_9789364556071_Detail-Page-_1.jpg?v=1763466612"},{"product_id":"taxation-in-securities-markets-book-by-national-institute-of-securities-markets","title":"Taxation in Securities Markets book by National Institute of Securities Markets","description":"\u003cp\u003eThis book provides complete information about the Income-tax \u0026amp; GST implications of the securities market transactions covering 30+ securities. This book is divided into three sections, covering provisions applicable to traders, \u0026amp; investors:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction to Securities Markets and Securities\n\u003cbr\u003eProvisions in Respect of Investors\n\u003cbr\u003eProvisions in Respect of Traders\n\u003cbr\u003eThis book will also benefit all those who want to learn about the taxation concepts and aspects relating to the products and intermediaries of the Securities Markets.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the August 2023 workbook version, authored \u0026amp; published exclusively by Taxmann for NISM Certification Examination XX [Taxation in Securities Markets], with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Know the Basics] of the Indian Securities Market-Structure, Participants, Products and Features\n\u003cbr\u003e[Know the Basic Concepts] in Taxation, Capital Gains, Sources of Income, etc.\n\u003cbr\u003e[Understand the Taxation of Products] available in the market viz., Equity, Debt, ESOPs, Exchange Traded Funds, Alternate Investment Funds, Real Estate Investment Trusts, Infrastructure Investment Trust and Derivative products\n\u003cbr\u003eTaxation in the hands of the Intermediaries, Foreign Portfolio Investors, IFSC Units etc.\n\u003cbr\u003eThe contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction to Securities Markets and Securities\n\u003cbr\u003eConcepts in Taxation\n\u003cbr\u003eCapital Gains\n\u003cbr\u003eIncome from other Sources\n\u003cbr\u003eProvisions in Respect of Investors\n\u003cbr\u003eTaxation of Debt Products\n\u003cbr\u003eTaxation of Equity Products\n\u003cbr\u003eTaxation of other Products\n\u003cbr\u003eProvisions in Respect of Traders\n\u003cbr\u003eBusiness Income\n\u003cbr\u003eTaxation in the hands of the Intermediaries\n\u003cbr\u003eTaxation – In the hands of the Foreign Portfolio Investor (FPIs)\n\u003cbr\u003eTax Implications of IFSC\n\u003cbr\u003eTax Provisions for Special Cases\n\u003cbr\u003eIndirect Taxes in Securities Markets\n\u003cbr\u003eAnnexures\n\u003cbr\u003eMaintenance of Accounts\n\u003cbr\u003eDue Date for Filing of Income-tax Return\n\u003cbr\u003ePenalty for Non-Compliance\n\u003cbr\u003eSummarized Tax Table – Product-wise\n\u003cbr\u003eTax Rates for Assessment Year 2024-25\n\u003cbr\u003eDeductions under Income-tax Act\n\u003cbr\u003eExemptions under Income-tax Act\n\u003cbr\u003eTax on Transfer of Securities\n\u003cbr\u003eCost Inflation Index\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803327279185,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357785730L.jpg?v=1708591417"},{"product_id":"investment-adviser-level-1-book-by-national-institute-of-securities-markets","title":"Investment Adviser (Level 1) book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eInvestment Adviser (Level 1)\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e workbook is a comprehensive guide developed by the National Institute of Securities Markets (NISM). It is designed to help aspiring and existing investment professionals acquire a strong foundation in personal financial planning, the Indian financial markets, various investment products, portfolio construction, and pertinent regulatory norms. This workbook is a preparatory resource for the NISM Series X-A Certification Examination, ensuring learners have the essential knowledge and skills to become effective Investment Adviser. This Edition has been meticulously updated to reflect the most recent regulatory guidelines, market developments, and best practices in the Indian securities market. It fosters a broader understanding of investment advisories, ethics, and investor protection mechanisms.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAspiring Investment Advisers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Individuals seeking to register with SEBI under the Investment Advisers Regulations 2013 and planning to appear for the NISM Series X-A | Investment Adviser (Level 1) Certification Examination\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003ePrincipal Officers \u0026amp; Persons Associated with Investment Advice\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Professionals working with corporate advisory firms, wealth management outfits, or other intermediaries in financial services, who must meet NISM certification requirements\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents \u0026amp; Job Aspirants\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Individuals pursuing a career in the financial markets, looking to deepen their theoretical and practical knowledge of investment advisory and personal finance\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eFinance Enthusiasts \u0026amp; DIY Investors\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– People keen to understand personal financial planning, portfolio construction, and regulatory compliance to manage their own or clients' investments more effectively\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the June 2025 Workbook Version, developed in collaboration with the Certification Team of NISM along with Arnav Pandya, Pratap Giri, Rachana Baid, Rama Iyer, Sunita Abraham, Sundar Sankaran \u0026amp; Joydeep Sen. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eAligned to NISM Exam Objectives\u003c\/strong\u003e] Thoroughly covers the entire syllabus for the NISM Series X-A | Investment Adviser (Level 1) Certification Examination\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] Ranges from personal financial planning, time value of money, and risk management to investment products such as equity, debt, derivatives, and managed portfolios\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eStep-by-step Approach\u003c\/strong\u003e] Presents financial planning concepts in a structured, easy-to-follow format, supplemented with examples and case studies\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eRegulatory Insights\u003c\/strong\u003e] Explains all the essential SEBI regulations, ethical guidelines, and compliance standards that govern investment advisory services in India\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical Application\u003c\/strong\u003e] Includes practical illustrations, sample caselets, and exercises that simulate practical financial scenarios\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eFocus on Ethics \u0026amp; Grievance Redress\u003c\/strong\u003e] Emphasises the ethical dimensions of advisory services and educates readers on investor grievance mechanisms\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eModule 1 | Personal Financial Planning\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eFoundations of financial planning, time value of money, budgeting, cash flow analysis, and debt management\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eModule 2 | Indian Financial Markets\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eOverview of the Indian economy, regulatory framework, and the primary and secondary market structures\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eModule 3 | Investment Products\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDeep dive into investment opportunities in equity, fixed income, derivatives, and alternative asset classes\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eModule 4 | Investment Through Managed Portfolio\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eUnderstanding mutual funds, portfolio management services (PMS), and alternative investment funds (AIFs)\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eModule 5 | Portfolio Construction, Performance Monitoring, and Evaluation\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eAsset allocation techniques, modern portfolio theory, risk measurement, performance evaluation, and benchmarking\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eModule 6 | Operations, Regulatory Environment, Compliance, and Ethics\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003ePractical aspects of account opening (\u003cem\u003eKYC, dematerialisation\u003c\/em\u003e), key regulations by SEBI, ethical considerations for advisers, and mechanisms for grievance redress\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003eEach module contains detailed discussions on concepts, examples, and practice questions to reinforce learning. The workbook also provides insights into how these principles are applied in the day-to-day workings of financial advisory\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eModule-based Layout\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– The workbook is divided into six modules, each focusing on a major domain of investment advisory services\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eChapter Summaries \u0026amp; Highlights\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Each chapter concludes with a quick summary of key points and takeaways\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCaselets\/Case-based Questions\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Embedded throughout to give the readers a preview of the exam's pattern and level of difficulty\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eSample Problems \u0026amp; Exercises\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Found at the end of chapters, fostering hands-on calculation and critical thinking\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRegulatory Extracts \u0026amp; Guidelines\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Important sections from various Acts and SEBI guidelines are highlighted for easy reference\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803327803473,"sku":"9789364555548","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1746085257237_1_9789364555548_Detail-Page.jpg?v=1746601372"},{"product_id":"mutual-fund-distributors-book-by-national-institute-of-securities-markets","title":"Mutual Fund Distributors book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eMutual Fund Distributors\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is a comprehensive, and regulator-approved study manual prescribed for the NISM-Series-V-A: Mutual Fund Distributors Certification Examination, mandated by SEBI for individuals and entities engaged in the sale and distribution of mutual fund products in India. This Workbook serves as a structured competency-building instrument, designed to establish a uniform minimum knowledge benchmark for mutual fund distributors across the Indian securities market. It integrates investment fundamentals, mutual fund product knowledge, legal and regulatory frameworks, distributor practices, investor servicing standards, and ethical conduct, thereby presenting the mutual fund distribution function as a professional, regulated, and investor-centric activity rather than a mere sales role. It reflects NISM's evolved pedagogical approach, balancing conceptual clarity, regulatory compliance, and applied market practice, and functions both as an examination-oriented preparation resource and a practical reference manual for ongoing professional use.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIndividual Mutual Fund Distributors\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Seeking SEBI-mandated certification to sell or distribute mutual fund products\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEmployees of Mutual Fund Distribution Firms \u0026amp; AMCs\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Particularly those engaged in sales, relationship management, and distribution support functions\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBanking, Wealth Management \u0026amp; Financial Advisory Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Involved in recommending mutual fund products to retail and institutional investors\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAspiring Finance Professionals \u0026amp; Students\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Looking to build a strong foundational understanding of the Indian mutual fund industry and distribution ecosystem\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the November 2025 Workbook Version, developed in collaboration with the NISM Certification Team and Mr Sundar Sankaran, Ms Sunita Abraham \u0026amp; Mr Amit Trivedi. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eSEBI-mandated \u0026amp; Officially Prescribed Material\u003c\/strong\u003e] The primary reference source on which the certification examination is primarily based\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eEnd-to-end Coverage of the Mutual Fund Distribution Function\u003c\/strong\u003e] From investor profiling and product selection to post-sale servicing and regulatory compliance\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eRegulatory \u0026amp; Institutional Depth\u003c\/strong\u003e] Detailed treatment of SEBI's role, AMFI's functions, and the statutory architecture governing mutual funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eStrong Investor-protection Orientation\u003c\/strong\u003e] Emphasises suitability, disclosures, grievance redressal, and ethical distributor conduct\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eProfessionally Structured for Certification Readiness\u003c\/strong\u003e] Closely aligned with the NISM syllabus outline and examination objectives\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Workbook spans the entire functional lifecycle of mutual fund distribution, including:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInvestment Foundations\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eInvestor types, financial goals, and behavioural biases\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eSavings versus investment decisions\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eAsset classes and risk–return trade-offs\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eRisk profiling and asset allocation strategies\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eMutual Fund Concepts \u0026amp; Industry Overview\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eConcept and economic role of mutual funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eClassification of mutual fund schemes\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eEvolution and growth of the Indian mutual fund industry\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLegal Structure of Mutual Funds\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eTrust-based structure of mutual funds in India\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eRoles of sponsors, trustees, AMCs, custodians, and registrars\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eOrganisational structure and governance of AMCs\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eRole and functions of AMFI\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLegal \u0026amp; Regulatory Framework\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eRole of Indian financial regulators\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eSEBI's regulatory authority over mutual funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eDue diligence responsibilities of AMCs vis-à-vis distributors\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eAMFI Code of Conduct for intermediaries\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eInvestor grievance redressal mechanisms\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eScheme-related Information \u0026amp; Disclosures\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eMandatory and non-mandatory disclosures\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eScheme documents and communication standards\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFund Distribution \u0026amp; Channel Management Practices\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eRole and importance of mutual fund distributors\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eTypes of distributors and distribution models\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eSEBI-mandated certification requirements\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eKYD (\u003cem\u003eKnow Your Distributor\u003c\/em\u003e) and AMFI Registration Number (ARN) processes\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOperational, Valuation \u0026amp; Taxation Aspects\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eNAV computation and valuation principles\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eAccounting treatment of mutual fund transactions\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eTaxation of mutual fund investments (overview)\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Workbook is designed to ensure progressive learning:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eChapter-wise Progressive Learning Design\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Begins with core investment concepts and advances logically toward regulatory, operational, and distribution-specific topics\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOutcome-linked Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each chapter aligns with defined certification objectives and distributor competencies\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBalanced Conceptual and Applied Treatment\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Combines theoretical explanations with market-practice orientation relevant to distributors\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCertification-focused Architecture\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Designed to support systematic preparation\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803327869009,"sku":"9789371262743","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1766998994147_Mutual-Fund-Distributors-1-NISM--9789371262743_Detail-Page-1200x1700_1.jpg?v=1767438887"},{"product_id":"nisms-registrar-and-transfer-agents-rtas-combo-rta-corporate-ii-a-and-rta-mutual-funds-ii-b-set-of-2-books-certification-examination-workbook-by-national-institute-of-securities-markets","title":"NISM's Registrar and Transfer Agents (RTAs) Combo – RTA Corporate (II-A) and RTA Mutual Funds (II-B) | Set of 2 Books – Certification Examination Workbook by National Institute of Securities Markets","description":"\u003cp\u003eThese books are for the NISM's Registrar and Transfer Agents (RTAs) Certification Examination, exclusively published by Taxmann. This Combo includes the following books:\u003c\/p\u003e\n\n\u003cp\u003eRegistrar and Transfer Agents – Corporate | Examination Workbook II-A | November 2021\n\u003cbr\u003e Registrar and Transfer Agents – Mutual Funds | Examination Workbook II-B | August 2022\n\u003cbr\u003eThe key features of these books are as follows:\u003c\/p\u003e\n\n\u003cp\u003eRegistrar and Transfer Agents – Corporate | Examination Workbook II-A\u003c\/p\u003e\n\n\u003cp\u003eRegistrars to an Issue and Share Transfer Agents – Corporate seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R\u0026amp;T Agent) organisations performing the following functions for listed companies:\u003c\/p\u003e\n\n\u003cp\u003eDealing\/Interacting with Investors\/Issuers\n\u003cbr\u003eDealing\/Collecting\/Processing Applications from Applicants\n\u003cbr\u003eDealing with matters related to the following:\n\u003cbr\u003eCorporate Actions\n\u003cbr\u003eRefunds\n\u003cbr\u003eRedemptions\n\u003cbr\u003eRepurchase of Securities\n\u003cbr\u003eHandling Redressal of Investors' Grievances\n\u003cbr\u003eResponsible for Internal Control \u0026amp; Risk Management\n\u003cbr\u003eResponsible for Compliance with Securities Law\n\u003cbr\u003eResponsible for any activity performed under SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993\n\u003cbr\u003eThe Present Publication is the November 2021 workbook version, published exclusively by Taxmann for NISM Certification Examination II-A [Registrars to an Issue and Share Transfer Agents – Corporate], with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Know the Basics] of securities and securities markets\n\u003cbr\u003e[Understand] broadly the role and functions of R\u0026amp;T Agents in the corporate securities issuance \u0026amp; transaction process\n\u003cbr\u003e[Know the Regulatory Environment] in which R\u0026amp;T Agents operate in India\n\u003cbr\u003eRegistrar and Transfer Agents – Mutual Funds | Examination Workbook II-B\u003c\/p\u003e\n\n\u003cp\u003eRegistrars to an Issue and Share Transfer Agents – Mutual Funds seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R\u0026amp;T Agent) organisations in the mutual fund R\u0026amp;T function to enable better quality investor service, operational process efficiency and risk controls. \u003c\/p\u003e\n\n\u003cp\u003eIt also aims to enhance sales and distribution quality and enable better investor services.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the August 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B [Registrars to an Issue and Share Transfer Agents – Mutual Funds], with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Know the Basics] of securities and securities markets\n\u003cbr\u003e[Understand] the role and functions of RTA in the mutual fund issuance \u0026amp; transaction process\n\u003cbr\u003e[Know the Regulatory Environment] in which RTAs operate in India\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803327901777,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/NISM_RTA_Combo.jpg?v=1708591158"},{"product_id":"portfolio-managers-book-by-national-institute-of-securities-markets","title":"Portfolio Managers book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cspan\u003eThe Portfolio Managers workbook provides an in-depth and systematic exploration of the concepts, regulations, and best practices in Portfolio Management Services (PMS). It equips professionals and learners with the knowledge essential to understand the PMS landscape effectively. The content seamlessly combines foundational investment knowledge, advanced theoretical frameworks, and a thorough exposition of India's regulatory environment.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book will be helpful for the following:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003ePortfolio Managers \u0026amp; PMS Employees\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Principal officers, analysts, and frontline staff who require a solid grounding in PMS operations, compliance, and client interactions\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eMarket Practitioners \u0026amp; Investors\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Financial advisors, investment consultants, and discerning investors seeking clarity on portfolio construction, risk management, and performance evaluation.\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAspiring Professionals \u0026amp; Students\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Those preparing for the NISM Certification Examination XXI-B or looking to broaden their understanding of securities markets, asset allocation, and modern portfolio theory\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the December 2024 workbook version, developed by Dr Rachana Baid (\u003cem\u003eProfessor at NISM\u003c\/em\u003e) and reviewed by Dr Kishore Rathi and Dr Kameshwar Rao (\u003cem\u003eNISM Resource Persons\u003c\/em\u003e). It is published exclusively by Taxmann for NISM Certification Examination XXI-B [Portfolio Managers], with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Content\u003c\/strong\u003e]\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eCovers everything from investment basics to advanced portfolio construction, highlighting the role and responsibilities of a portfolio manager\u003c\/li\u003e\n\u003cli\u003eProvides a thorough explanation of fixed income, equities, derivatives, and mutual funds.\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e[\u003cstrong\u003eRegulatory \u0026amp; Compliance Insight\u003c\/strong\u003e]\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eOffers an in-depth understanding of relevant SEBI regulations, governance, tax implications, and ethical considerations specific to portfolio managers\u003c\/li\u003e\n\u003cli\u003eEquips readers to manage compliance challenges adeptly\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical \u0026amp; Applied Approach\u003c\/strong\u003e]\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eIncorporates examples, illustrative case studies, and best practices to make the concepts easily comprehensible\u003c\/li\u003e\n\u003cli\u003eEmphasises operational facets of PMS, including client onboarding, performance measurement, fees, disclosures, and grievance redressal\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e[\u003cstrong\u003eAdvanced Theoretical Frameworks\u003c\/strong\u003e]\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDelivers clear explanations of modern portfolio theory, capital market theory, behavioural finance, and concepts of market efficiency\u003c\/li\u003e\n\u003cli\u003eExplains crucial models and methods to analyse and optimise portfolios in a dynamic investment environment\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e[\u003cstrong\u003ePerformance Evaluation \u0026amp; Reporting\u003c\/strong\u003e]\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eGuides readers on quantitative and qualitative techniques for evaluating portfolio performance, risk-adjusted returns, and benchmark comparisons\u003c\/li\u003e\n\u003cli\u003eDetails the adoption of global performance measurement standards such as GIPS®\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe detailed contents of the book are as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eFoundational Investment Knowledge\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Distinguishes between investment and speculation, explains objectives and outlines various investment channels\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eSecurities Markets Overview\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Examines the structure of primary and secondary markets, detailing the roles of diverse market participants\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eEquity \u0026amp; Fixed Income\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Outlines the risks and return prospects of equity and bonds, along with valuation and technical\/fundamental analysis methods\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eDerivatives \u0026amp; Mutual Funds\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Demonstrates the strategic use of derivatives in hedging and portfolio optimisation; elucidates mutual fund structure and benefits\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRole \u0026amp; Operations of Portfolio Managers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Clarifies registration requirements, types of services, client onboarding, disclosure norms, and day-to-day operational procedures\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003ePortfolio Management Process\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Provides insights into asset allocation, correlation across different asset classes, portfolio rebalancing, and tactical vs. strategic allocation\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTaxation \u0026amp; Regulatory Norms\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Summarises tax treatments across varied income streams and relevant SEBI guidelines, insider trading prohibitions, and anti-money laundering regulations\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eMarket Efficiency \u0026amp; Indices\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Investigates index methodologies, significance of market efficiency, random walk theory, market anomalies, and their portfolio implications\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eBehavioural Finance \u0026amp; Modern Portfolio Theory\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Discusses biases, heuristics, and the development of efficient frontiers for optimising portfolio returns\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRisk Management \u0026amp; Performance Evaluation\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Explores different types of risk, measurement and mitigation strategies, performance attribution analysis, benchmarking, and global best practices\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803328491601,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1736930721810_1_9789364552752__Detail_Page.jpg?v=1736943221"},{"product_id":"equity-derivatives-book-by-national-institute-of-securities-markets","title":"Equity Derivatives book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eEquity Derivatives\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e offers a structured and comprehensive approach to understanding the concepts, mechanics, and regulatory frameworks governing equity derivatives in India. It seamlessly blends foundational knowledge of derivatives with current market practices, regulatory requirements, and practical trading insights.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAspiring Equity Derivatives Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Individuals preparing to appear for the NISM-Series-VIII: Equity Derivatives Certification Examination or those looking to enter the field of derivatives trading\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eBrokers, Dealers \u0026amp; Sales Personnel\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Professionals working in stockbroking, proprietary trading, or sales roles who wish to stay updated on operational and regulatory aspects of equity derivatives\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRisk Managers \u0026amp; Analysts\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Market participants who handle risk management or research functions, seeking more profound insight into trading strategies, payoff structures, and the clearing and settlement mechanism\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents \u0026amp; Academics\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Individuals pursuing finance or commerce programs and researchers aiming to fortify their knowledge of Indian securities markets and equity derivatives\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eInvestors \u0026amp; Market Enthusiasts\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Anyone interested in understanding how equity derivatives can be employed for hedging, speculation, or arbitrage, along with a keen grasp of associated risks and regulations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the September 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Dr Aparna Bhat. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eAligned to NISM Certification Requirements\u003c\/strong\u003e] Developed in conjunction with the Securities and Exchange Board of India (SEBI) regulations, ensuring relevance and alignment with the NISM-Series-VIII: Equity Derivatives Certification Examination\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] Spans from fundamental concepts of derivatives and market architecture to sophisticated trading strategies, clearing and settlement, risk management, and the legal and regulatory environment\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eLucid and Focused Content\u003c\/strong\u003e] Explains complex derivative terminologies concisely, supported by practical examples, illustrations, and payoff charts for both futures and options\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eIndustry-endorsed and Reviewed\u003c\/strong\u003e] Jointly created by NISM's Certification Team, stock exchange representatives, and reputed market practitioners, ensuring the material is accurate and up-to-date\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical Insights\u003c\/strong\u003e] Delves into hedging strategies, speculative trading, arbitrage mechanisms, margining systems (SPAN), and risk management practices, equipping readers with know-how that is immediately applicable\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eBasics of Derivatives\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eEvolution of derivatives in India\u003c\/li\u003e\n\u003cli\u003eTypes of derivative instruments (\u003cem\u003eforwards, futures, options\u003c\/em\u003e)\u003c\/li\u003e\n\u003cli\u003eMarket participants \u0026amp; their roles (\u003cem\u003ehedgers, speculators, arbitrageurs\u003c\/em\u003e)\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eUnderstanding Index\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eConstruction and significance of stock indices\u003c\/li\u003e\n\u003cli\u003eMajor Indian market indices and their attributes\u003c\/li\u003e\n\u003cli\u003eApplications of indices for benchmarking and trading\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eIntroduction to Forwards and Futures\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eForward vs. futures contracts\u003c\/li\u003e\n\u003cli\u003eFutures pricing, contract specifications, and payoff structures\u003c\/li\u003e\n\u003cli\u003ePrice convergence and the role of margin in futures\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eIntroduction to Options\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eCall and put options: moneyness, intrinsic value, time value\u003c\/li\u003e\n\u003cli\u003eOption Greeks (\u003cem\u003eDelta, Gamma, Theta, Vega\u003c\/em\u003e) and implied volatility\u003c\/li\u003e\n\u003cli\u003ePractical examples of buying\/selling calls and puts\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eStrategies Using Equity Futures and Equity Options\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eTrading strategies for hedging, speculation, and arbitrage\u003c\/li\u003e\n\u003cli\u003ePut-call parity and its applications\u003c\/li\u003e\n\u003cli\u003eDelta-hedging techniques and interpreting open interest data\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTrading Mechanism\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eEligibility criteria for stocks \u0026amp; indices to be traded in derivatives\u003c\/li\u003e\n\u003cli\u003eOrder types, corporate action adjustments, and trading costs\u003c\/li\u003e\n\u003cli\u003eAlgorithmic trading and investor risk reduction access (IRRA)\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eClearing, Settlement, and Risk Management\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eRole of clearing members and clearing corporations\u003c\/li\u003e\n\u003cli\u003eSPAN margining system, mark-to-market, and position limits\u003c\/li\u003e\n\u003cli\u003eSettlement guarantee fund, investor protection fund, and cybersecurity\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eLegal and Regulatory Environment\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eKey regulations under SCRA and SEBI Act\u003c\/li\u003e\n\u003cli\u003eCompliance guidelines for market intermediaries\u003c\/li\u003e\n\u003cli\u003eStandard Operating Procedure (SOP) for exchange outages and defaults\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eAccounting and Taxation\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eAccounting practices for derivative transactions\u003c\/li\u003e\n\u003cli\u003eTax treatment for profits\/losses from derivative trades\u003c\/li\u003e\n\u003cli\u003eRecord-keeping and reporting obligations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eSales Practices and Investor Protection Services\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eRisk disclosure documents \u0026amp; client profiling\u003c\/li\u003e\n\u003cli\u003eAnti-money laundering procedures \u0026amp; KYC requirements\u003c\/li\u003e\n\u003cli\u003eGrievance redressal mechanisms and regulatory best practices\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eIntroductory Chapters\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Provide the basics of the Indian securities market and introduce the concept of derivatives\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCore Chapters\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Cover in-depth discussions of futures, options, derivatives strategies, regulations, and risk management, ensuring robust knowledge for exam preparation and professional application\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003ePractical \u0026amp; Operational Chapters\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Offer step-by-step guidance on trading processes, margining \u0026amp; settlement, position limits, and compliance procedures, vital for day-to-day operations in a derivatives trading environment\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAppendices \u0026amp; Resources\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Include supplementary materials, references, and additional reading resources for comprehensive learning and exam readiness\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803328753745,"sku":"9789375610588","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1765871210909_1_9789375610588_Detail-Page-_1.jpg?v=1766399482"},{"product_id":"merchant-banking-book-by-national-institute-of-securities-markets","title":"Merchant Banking book by National Institute of Securities Markets","description":"\u003cp\u003eThis book covers all important topics of the functioning of merchant bankers.\u003c\/p\u003e\n\n\u003cp\u003eThis book also covers knowledge competencies related to understanding the financial structure in India and the importance of the different rules and regulations governing the Indian securities market.\u003c\/p\u003e\n\n\u003cp\u003eThe coverage of the book is as follows:\u003c\/p\u003e\n\n\u003cp\u003eBasic understanding of the Indian securities markets\n\u003cbr\u003eVarious terminologies used in the issue management process\n\u003cbr\u003eThe process of issue management and underwriting; general obligations and due diligence to be taken care of during the issue management process\n\u003cbr\u003eThe role of merchant bankers in acquisitions, takeovers, buyback of securities, disinvestment etc.\n\u003cbr\u003eThis book will be handy for all those who want to learn about the various functional aspect of Merchant Bankers. It will also be helpful for the following persons involved in or dealing with:\u003c\/p\u003e\n\n\u003cp\u003eThe investors, issuers, or clients of intermediaries\n\u003cbr\u003eAssets or funds of investors or clients\n\u003cbr\u003eRedressal of investor grievances\n\u003cbr\u003eActivities have a bearing on operational risk\n\u003cbr\u003eMaintain books and records pertaining to the above activities\n\u003cbr\u003eThe Present Publication is the May 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination IX | Merchant Banking. The contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction to Capital Market\n\u003cbr\u003eIntroduction to the Merchant Banking\n\u003cbr\u003eRegistration, Code of Conduct \u0026amp; General Obligations of Merchant Bankers in India\n\u003cbr\u003eIssue Management – Important Terms\n\u003cbr\u003eIssue Management – Process and Underwriting\n\u003cbr\u003eIssue Management – General Obligations of Merchant Bankers and Due Diligence\n\u003cbr\u003eOther Merchant Banking Activities – Mergers, Acquisitions \u0026amp; Takeovers\n\u003cbr\u003eOther Merchant Banking Activities – Disinvestment, Buyback of Equity Shares\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803328786513,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357781534L.jpg?v=1708589383"},{"product_id":"research-analyst-book-by-national-institute-of-securities-markets","title":"Research Analyst book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eResearch Analyst\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is a comprehensive professional handbook on equity research and investment analysis, designed to present the research analyst function as it is actually performed in regulated capital markets. The book is structured as a complete research analyst's desk reference, integrating market structure, analytical methodologies, economic and industry assessment, company evaluation, valuation, risk analysis, research reporting standards, and regulatory obligations into a single, coherent framework. The publication captures the full analytical lifecycle of equity research—beginning with understanding securities markets and instruments, progressing through economy–industry–company analysis, and culminating in valuation, risk assessment, and the preparation of a compliant research report. Its editorial philosophy reflects the view that high-quality research is not the result of isolated techniques, but of disciplined analytical thinking, structured data interpretation, professional judgment, and ethical conduct, all of which are embedded throughout the book.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eEquity Research \u0026amp; Investment Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eseeking a structured, practice-oriented reference\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eResearch Analysts \u0026amp; Associates\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003einvolved in company coverage, valuation, or sectoral research\u003c\/li\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eProfessionals in Brokerage, Advisory, PMS, \u0026amp; Institutional Research Functions\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents \u0026amp; Early-Career Entrants\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eaiming to build a strong conceptual and analytical foundation in equity research\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCompliance, Governance, \u0026amp; Supervisory Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003erequiring clarity on research analyst obligations and disclosure standards\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAcademics \u0026amp; Trainers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003edelivering applied courses on securities markets and investment research\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the November 2025 Workbook Version developed jointly by the Certification Team of NISM and subject matter experts, Mr Manish Bansal, Mr Ramesh Varakhedkar, Mr Vijay Kanchan and reviewed by Prof. Kameshwar Rao and Mr Prakash Gaba. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eEnd-to-end Equity Research Framework\u003c\/strong\u003e] Presents the complete research process—from market understanding and macro analysis to valuation and research report preparation—within a single integrated volume\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eBalanced Analytical Methodologies\u003c\/strong\u003e] Combines fundamental analysis, technical analysis, quantitative research, behavioural finance, and commodity research, enabling multi-dimensional investment assessment\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eStrong Economic \u0026amp; Industry Foundations\u003c\/strong\u003e] Provides structured treatment of microeconomics, macroeconomics, economic cycles, industry structure, competitive dynamics, and sectoral drivers\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eDeep Company Analysis Coverage\u003c\/strong\u003e] Integrates qualitative assessment (\u003cem\u003ebusiness models, governance, ESG, management quality\u003c\/em\u003e) with detailed financial statement analysis and forecasting techniques\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eValuation \u0026amp; Corporate Action Focus\u003c\/strong\u003e] Explains valuation logic, pricing vs value, DCF and relative valuation approaches, and the impact of corporate actions on shareholder value\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eResearch Report Writing Standards\u003c\/strong\u003e] Details the essential characteristics of a high-quality research report, supported by checklist-based guidance to ensure analytical clarity and objectivity\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eEmbedded Governance \u0026amp; Compliance Perspective\u003c\/strong\u003e] Incorporates code of conduct principles, conflict-of-interest disclosures, investor protection norms, complaint reporting formats, and cybersecurity expectations\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractice-oriented Design\u003c\/strong\u003e] Uses illustrations, case discussions, historical examples, and applied explanations to reinforce analytical thinking rather than theoretical abstraction\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook offers exhaustive, syllabus-aligned coverage, organised to mirror the way professional research is conducted and evaluated:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eResearch Analyst Profession \u0026amp; Ethics\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eRole, responsibilities, and professional qualities of a research analyst\u003c\/li\u003e\n\u003cli\u003ePrinciples governing interaction with companies, management, and clients\u003c\/li\u003e\n\u003cli\u003eEthical standards, objectivity, and independence in research\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eIndian Securities Market Framework\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eSecurities and securities markets overview\u003c\/li\u003e\n\u003cli\u003eMarket structure, participants, and transaction types\u003c\/li\u003e\n\u003cli\u003eDematerialisation, settlement systems, and market infrastructure\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eEquity, Debt \u0026amp; Commodity Market Terminology\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eCore equity and debt market terminology\u003c\/li\u003e\n\u003cli\u003eBond types and fixed-income instruments\u003c\/li\u003e\n\u003cli\u003eCommodity market terminology and inter-market linkages\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eFundamentals of Investment Research\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eInvesting principles and the role of research in decision-making\u003c\/li\u003e\n\u003cli\u003eTechnical analysis foundations\u003c\/li\u003e\n\u003cli\u003eFundamental analysis methodology\u003c\/li\u003e\n\u003cli\u003eQuantitative research techniques\u003c\/li\u003e\n\u003cli\u003eBehavioural approach to equity investing\u003c\/li\u003e\n\u003cli\u003eCommodity research fundamentals\u003c\/li\u003e\n\u003cli\u003eCase studies and historical market event analysis\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eEconomic Analysis\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eMicroeconomic and macroeconomic principles relevant to investment analysis\u003c\/li\u003e\n\u003cli\u003eKey macroeconomic variables and indicators\u003c\/li\u003e\n\u003cli\u003eSecular, cyclical, and seasonal economic trends\u003c\/li\u003e\n\u003cli\u003eRole of economic analysis in fundamental research\u003c\/li\u003e\n\u003cli\u003eSources of economic and statistical data\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eIndustry Analysis\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eIndustry definition, structure, and lifecycle\u003c\/li\u003e\n\u003cli\u003eIdentification of industry drivers and risks\u003c\/li\u003e\n\u003cli\u003eCompetitive landscape and regulatory environment\u003c\/li\u003e\n\u003cli\u003eMarket sizing, cyclicality, and value migration\u003c\/li\u003e\n\u003cli\u003eIndustry-specific information sources\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCompany Analysis – Qualitative Dimensions\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eBusiness models and competitive advantages\u003c\/li\u003e\n\u003cli\u003ePricing power and sustainability of earnings\u003c\/li\u003e\n\u003cli\u003eManagement quality, corporate governance, and ESG considerations\u003c\/li\u003e\n\u003cli\u003eBusiness and financial risk assessment\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCompany Analysis – Financial Analysis\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eFinancial statements and reporting framework\u003c\/li\u003e\n\u003cli\u003eStandalone vs consolidated analysis\u003c\/li\u003e\n\u003cli\u003eBalance sheet, profit \u0026amp; loss, cash flow analysis\u003c\/li\u003e\n\u003cli\u003eRatio analysis, DuPont framework, peer comparison\u003c\/li\u003e\n\u003cli\u003eForecasting and forward-looking financial assessment\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCorporate Actions\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDividends, rights issues, bonus issues, splits and consolidation\u003c\/li\u003e\n\u003cli\u003eMergers, demergers, acquisitions, restructuring\u003c\/li\u003e\n\u003cli\u003eBuybacks, delisting, and share swaps\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eValuation Principles\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eConcept of value vs price\u003c\/li\u003e\n\u003cli\u003eValuation objectives and sources of value\u003c\/li\u003e\n\u003cli\u003eValuation approaches and methodologies\u003c\/li\u003e\n\u003cli\u003eDiscounted cash flow and relative valuation\u003c\/li\u003e\n\u003cli\u003eAsset-based and sum-of-the-parts valuation\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRisk, Return \u0026amp; Commodities\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eMeasurement of return and risk\u003c\/li\u003e\n\u003cli\u003eRisk–return trade-offs and sensitivity analysis\u003c\/li\u003e\n\u003cli\u003eBehavioural biases and margin of safety\u003c\/li\u003e\n\u003cli\u003eFundamentals of commodity markets and price drivers\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eResearch Report Writing\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eQualities of a good research report\u003c\/li\u003e\n\u003cli\u003eAnalytical structure, objectivity, and presentation standards\u003c\/li\u003e\n\u003cli\u003eChecklist-based approach to compliant research output\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eLegal \u0026amp; Regulatory Environment\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eCode of conduct for research analysts\u003c\/li\u003e\n\u003cli\u003eConflict-of-interest disclosures\u003c\/li\u003e\n\u003cli\u003eExchange surveillance mechanisms (ASM\/GSM)\u003c\/li\u003e\n\u003cli\u003eInvestor Charter obligations\u003c\/li\u003e\n\u003cli\u003eComplaint disclosure requirements\u003c\/li\u003e\n\u003cli\u003eCybersecurity and cyber resilience framework\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe book follows a progressive, analyst-centric structure:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eFoundational Layer\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Securities markets, instruments, and analyst responsibilities\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAnalytical Layer\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Research techniques, economic analysis, industry and company evaluation\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eDecision Layer\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Valuation, corporate actions, and risk assessment\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eOutput \u0026amp; Governance Layer\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Research report writing, disclosures, investor protection, and compliance\u003c\/li\u003e\n\u003cli\u003eThis structure mirrors how professional research is actually conducted—from information gathering to analytical judgment and final research output\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803328819281,"sku":"9789375615002","price":0.0,"currency_code":"INR","in_stock":false}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1768807781874_1_9789375615002_Detail-Page-_1.jpg?v=1769158321"},{"product_id":"registrars-to-an-issue-and-share-transfer-agents-mutual-funds-book-by-national-institute-of-securities-markets","title":"Registrars to an Issue and Share Transfer Agents – Mutual Funds book by National Institute of Securities Markets","description":"\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRegistrars to an Issue and Share Transfer Agents – Mutual Funds s\u003c\/span\u003e\u003cspan lang=\"EN-IN\"\u003eeeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R\u0026amp;T Agent) organizations in the mutual fund R\u0026amp;T function to enable better quality investor service, operational process efficiency and risk controls.\u003cspan\u003e\u003c\/span\u003e\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan lang=\"EN-IN\"\u003eIt also aims to enhance sales and distribution quality and enable better investor services.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan lang=\"EN-IN\"\u003eThe Present Publication is the August 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B [Registrars to an Issue and Share Transfer Agents – Mutual Funds], with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eKnow the Basics\u003c\/b\u003e] of securities and securities markets\u003c\/span\u003e\u003cspan lang=\"EN-IN\"\u003e\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eUnderstand\u003c\/b\u003e] the role and functions of RTA in the mutual fund issuance \u0026amp; transaction process\u003c\/span\u003e\u003cspan lang=\"EN-IN\"\u003e\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eKnow the Regulatory Environment\u003c\/b\u003e] in which RTAs operate in India\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eThe detailed contents of the book are as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIntroduction to Securities\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eCharacteristics of Equity Shares\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eCharacteristics of Debt Securities\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eCharacteristics of Other Securities\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eSEBI – Role and Regulations\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eBasics of Registrars and Transfer Agents\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRegistrar and Transfer Agent Regulations\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eBasics of Mutual Funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eMutual Fund Structure and Constituents\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eMutual Fund Products\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eOperational Concepts of Mutual Funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eInvestors in Mutual Funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eBanking Operations in Mutual Funds\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eFinancial Transactions\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eNon-Financial Transactions\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803329671249,"sku":"9789357781763","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357781763L_d9e2bba7-03cb-4a17-b20d-d07ef3c27f16.jpg?v=1767440856"},{"product_id":"depository-operations-book-by-national-institute-of-securities-markets","title":"Depository Operations book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eDepository Operations\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is an authoritative, pedagogically refined text that equips readers with a comprehensive, practical understanding of India's depository ecosystem. It explains the institutional architecture of depositories, the legal and regulatory framework governing their functioning, and the full operational lifecycle of securities in electronic form—from account opening and KYC compliance to dematerialisation, trading, settlement, pledging, corporate actions, and investor servicing. It translates complex procedures into accessible explanations, providing a structured learning path that supports examination preparation and day-to-day operational proficiency within the securities market.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eDepository Participants (DPs) \u0026amp; Market Intermediaries\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Professionals working with NSDL\/CDSL who need compulsory certification or deeper operational clarity\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCompliance Officers \u0026amp; Operations Personnel\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Those engaged in back-office operations, compliance reporting, account servicing, and settlement obligations\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents of Securities Markets, Finance \u0026amp; Capital Markets\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Ideal for NISM aspirants, market trainees, MBA\/Finance students, and learners preparing for advanced certifications\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTraders, Analysts \u0026amp; Market Support Staff\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Those seeking technical knowledge of dematerialisation, rematerialisation, pledge\/hypothecation, and security settlement\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRegulators \u0026amp; Policymakers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Professionals referring to procedural insights and regulatory frameworks governing depository operations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the September 2025 Workbook Version, developed in collaboration with the NISM Certification Team and industry expert Mr R. Karthikeyan, and enriched by contributions from the NSDL and CDSL committee members. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Coverage of the Depository Ecosystem\u003c\/strong\u003e] Explains the conceptual foundations of Indian capital markets, the need for dematerialised securities, and the integrated role of depositories, DPs, clearing corporations, issuers, and RTAs\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eStep-by-Step Operational Guidance\u003c\/strong\u003e] Provides granular explanations of processes such as:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eOpening and maintaining demat accounts\u003c\/li\u003e\n\u003cli\u003eDematerialisation and rematerialisation\u003c\/li\u003e\n\u003cli\u003eTransmission and nomination\u003c\/li\u003e\n\u003cli\u003eOff-market and on-market settlements\u003c\/li\u003e\n\u003cli\u003ePledge, hypothecation, and margin repledging\u003c\/li\u003e\n\u003cli\u003eCorporate action processing and entitlement management\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e[\u003cstrong\u003eUp-to-Date Regulatory Insights\u003c\/strong\u003e] Covers eligibility norms, rights and obligations, inspection and audit requirements, investor protection mechanisms, and the supervisory framework governing depositories and DPs\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eExamination-oriented Structure\u003c\/strong\u003e] Includes clearly defined learning objectives, chapter-wise syllabus alignment, topic weightages, and sample illustrations to help candidates prepare effectively for the NISM-Series-VI certification examination\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical \u0026amp; Real-world Orientation\u003c\/strong\u003e] Explains workflows in a manner that mirrors actual market practice, making the book equally valuable for both exam takers and professionals managing DP operations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook delivers a structured, end-to-end perspective of depository operations through ten meticulously organised chapters:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eIntroduction to the Securities Market\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eExplains the structure of Indian capital markets, including primary and secondary markets\u003c\/li\u003e\n\u003cli\u003eDescribes key intermediaries such as stock exchanges, brokers, custodians, and clearing corporations\u003c\/li\u003e\n\u003cli\u003eProvides clarity on financial instruments like equity, debt, derivatives, and mutual funds\u003c\/li\u003e\n\u003cli\u003eOutlines the regulatory landscape, highlighting SEBI's oversight, investor protection norms, and systemic safeguards\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eDepository System – Conceptual \u0026amp; Legal Framework\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eIntroduces the evolution from physical certificates to electronic securities\u003c\/li\u003e\n\u003cli\u003eDefines key concepts such as depository, beneficial owner, dematerialisation, and record maintenance\u003c\/li\u003e\n\u003cli\u003eExplains the core functions of depositories: safekeeping, settlement facilitation, transfer of securities, and corporate action processing\u003c\/li\u003e\n\u003cli\u003eCovers the legal and regulatory framework governing depositories, including Acts, Regulations, bye-laws, and SEBI directives\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eDepository Business Partners\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDetails the role of Depository Participants (DPs) as intermediaries between investors and depositories\u003c\/li\u003e\n\u003cli\u003eExplains how clearing corporations ensure trade settlement, risk management, and fund security movement\u003c\/li\u003e\n\u003cli\u003eDescribes the responsibilities of issuers in creating securities and coordinating corporate actions\u003c\/li\u003e\n\u003cli\u003eOutlines the functions of registrar \u0026amp; transfer agents (RTAs) in reconciliation, verification, and corporate action execution\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eDP Functions – Account Opening\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eExplains all types of demat accounts: Beneficial Owner (BO), Clearing Member (CM), joint accounts, and BSDA eligibility\u003c\/li\u003e\n\u003cli\u003eCovers detailed KYC norms, documentation standards, in-person verification, and account activation requirements\u003c\/li\u003e\n\u003cli\u003eDescribes processes like freezing\/unfreezing accounts, modification of client information, and account closure\u003c\/li\u003e\n\u003cli\u003eExplains investor accreditation, eligibility requirements, and mapping of UCC (Unique Client Code) with demat accounts\u003c\/li\u003e\n\u003cli\u003eHighlights compliance obligations and internal controls necessary for secure onboarding\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eDP Functions – Account Operations\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eOutlines operational rules for joint accounts, mandates, and operating instructions\u003c\/li\u003e\n\u003cli\u003eDetails the features and benefits of Basic Services Demat Accounts (BSDA)\u003c\/li\u003e\n\u003cli\u003eExplains how NSDL and CDSL online systems support instruction submission, statements, alerts, and service requests\u003c\/li\u003e\n\u003cli\u003eCovers modification procedures for client data, such as address, signature, KYC updates, and contact details\u003c\/li\u003e\n\u003cli\u003eDescribes mechanisms for transaction statements, standing instructions, account monitoring, and risk controls\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTransmission \u0026amp; Nomination\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDefines the transmission of securities upon the death of an account holder\u003c\/li\u003e\n\u003cli\u003eExplains the differences between nomination-based transmission and legal heir processes\u003c\/li\u003e\n\u003cli\u003eLists documentation required for various scenarios: with nomination, without nomination, joint holdings, etc.\u003c\/li\u003e\n\u003cli\u003eDetails DP responsibilities for verification, due diligence, and investor protection\u003c\/li\u003e\n\u003cli\u003eExplains nomination mechanics, registration procedures, and rights of the nominee\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eDematerialisation \u0026amp; Related Activities\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eExplains the structure, purpose, and format of the International Securities Identification Number (ISIN)\u003c\/li\u003e\n\u003cli\u003eDescribes step-by-step dematerialisation procedures using DRFs, including verification, rejection handling, and reconciliation\u003c\/li\u003e\n\u003cli\u003eOutlines rematerialisation procedures and situations in which investors may request physical certificates\u003c\/li\u003e\n\u003cli\u003eDetails the conversion of mutual fund units from SOA to demat and reconversion back to SOA\u003c\/li\u003e\n\u003cli\u003eCovers demat of units of Alternative Investment Funds (AIFs) and how units are credited electronically\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTrading \u0026amp; Settlement in the Depository Environment\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eExplains the flow of market trades from exchange execution to settlement through clearing corporations\u003c\/li\u003e\n\u003cli\u003eCovers off-market transaction procedures, such as gifts, transfers, and inter-depository transfers\u003c\/li\u003e\n\u003cli\u003eDetails the interoperability between clearing corporations and their impact on settlement cycles\u003c\/li\u003e\n\u003cli\u003eExplains mutual fund subscription and redemption flows through depositories\u003c\/li\u003e\n\u003cli\u003eOutlines the mechanism for stamp-duty collection through exchanges, clearing corporations, and depositories\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003ePledge, Hypothecation \u0026amp; Margin Repledging\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDescribes how securities are pledged as collateral, including creation, confirmation, invocation, and closure of pledges\u003c\/li\u003e\n\u003cli\u003eExplains hypothecation and how it differs from pledging in operational terms\u003c\/li\u003e\n\u003cli\u003eDetails the process of recording a Non-Disposal Undertaking (NDU)\u003c\/li\u003e\n\u003cli\u003eCovers margin repledge frameworks introduced for transparency in collateral management\u003c\/li\u003e\n\u003cli\u003eOutlines regulatory controls and compliance requirements governing collateralised positions\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCorporate Actions\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDefines corporate actions and categorises them: mandatory, voluntary, and mandatory with choice\u003c\/li\u003e\n\u003cli\u003eExplains how benefits such as dividends, bonuses, rights, splits, consolidations, mergers, and demergers are processed through the depository\u003c\/li\u003e\n\u003cli\u003eDescribes entitlement determination, allocation, and credit procedures\u003c\/li\u003e\n\u003cli\u003eCovers reconciliation steps between issuers, RTAs, and depositories to ensure accuracy\u003c\/li\u003e\n\u003cli\u003eHighlights investor rights, timelines, and disclosure requirements associated with corporate actions\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Workbook is designed to ensure progressive learning:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eFoundational Concepts\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Markets, regulators, and rationale for demat systems\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eInstitutional Architecture\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Depositories and their ecosystem of partners\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eOperational Framework\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Account lifecycle, custody, settlements, and instructions\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eSpecialised Processes\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Pledges, corporate actions, mutual fund units, AIF units\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRegulatory Compliance\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Obligations, inspections, risk management, investor rights\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExamination Support\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Clear objectives, skill benchmarks, and topic weightages\u003c\/li\u003e\n\u003cli\u003eThis layered structure enables learners to integrate conceptual understanding with functional application, culminating in mastery over DP operations\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803329704017,"sku":"9789371262576","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1764666985492_1_9789371262576_Detail-Page-_1.jpg?v=1767439275"},{"product_id":"social-auditors-book-by-national-institute-of-securities-markets","title":"Social Auditors book by National Institute of Securities Markets","description":"\u003cp\u003eThis book is a joint publication by NISM \u0026amp; ICAI on various aspects of Social Stock Exchange and Social Auditing. It covers a wide range of topics related to the following:\u003c\/p\u003e\n\n\u003cp\u003eSocial Sector Organisations\n\u003cbr\u003eEnterprises and Interventions\n\u003cbr\u003eSocial Audit\n\u003cbr\u003eSocial Audit Techniques\n\u003cbr\u003eSocial Audit Standards\n\u003cbr\u003eSocial Impact Assessment and Reporting\n\u003cbr\u003eIt will be beneficial to all those who want to have a better understanding of Social Auditing. Also, this exam must be cleared mandatorily to practice as a social auditor.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the December 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination XXIII [Social Auditors]. The noteworthy features of this book are as follows:\u003c\/p\u003e\n\n\u003cp\u003e[Know the Basics] of social auditing, code of conduct of social auditors\n\u003cbr\u003e[Understand] the general concepts related to the following:\n\u003cbr\u003eSocial Stock Exchange\n\u003cbr\u003eSocial Audit\n\u003cbr\u003eSocial Impact Assessment\n\u003cbr\u003e[Case Studies on Social Impact Assessment] which include the following:\n\u003cbr\u003eCase Study on Draft Social Audit Standard (SAS) 500\n\u003cbr\u003eCase Study on Draft Social Audit Standard (SAS) 200\n\u003cbr\u003eCase Study on Draft Social Audit Standard (SAS) 400\n\u003cbr\u003eCase Study on Draft Social Audit Standard (SAS) 1300\n\u003cbr\u003eCase study on Affordable Housing on Draft Social Audit Standard (SAS) 1100\n\u003cbr\u003e[Know the Social Impact Reporting] disclosures and regulations\n\u003cbr\u003eThe detailed contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction to Social Sector and Indian Financial Markets\n\u003cbr\u003eSocial Sector in India\n\u003cbr\u003eIndian Financial Markets\n\u003cbr\u003eIntroduction to Trading, Clearing, Settlement and Risk Management on Stock Exchanges\n\u003cbr\u003eSocial Stock Exchanges – Introduction, Funding Structures and Instruments\n\u003cbr\u003eRegistration and Listing on Social Stock Exchanges\n\u003cbr\u003eSocial Audit and Social Auditors\n\u003cbr\u003eSocial Audit Standard Framework\n\u003cbr\u003eSocial Impact Assessment\n\u003cbr\u003eSocial Impact Assessment – Case Studies\n\u003cbr\u003eDisclosure Norms, Reporting Requirements by Social Auditors and Penalties\n\u003cbr\u003eTaxation\n\u003cbr\u003eKey Regulations\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803329736785,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789356227354L.jpg?v=1708589315"},{"product_id":"currency-derivatives-book-by-national-institute-of-securities-markets","title":"Currency Derivatives book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eCurrency Derivatives\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is an authoritative workbook to establish the mandated common minimum knowledge benchmark for individuals working in India's exchange-traded currency derivatives segment. The workbook is designed to support capacity building across the securities markets by simplifying complex concepts in foreign exchange markets, derivative instruments, trading mechanisms, pricing models, clearing and settlement systems, and the regulatory architecture governing currency derivatives in India. The text offers a unique blend of conceptual clarity, practical illustrations, regulatory guidance, and exam-oriented structure, ensuring that learners acquire theoretical understanding and practical competence in market operations, trading behaviour, hedging applications, risk controls, and compliance frameworks. With ten comprehensive chapters, the workbook presents a structured, progressive curriculum covering everything from currency market fundamentals to advanced derivative strategies, risk management systems, and investor protection mechanisms, making it an essential reference for anyone operating or aspiring to operate within India's currency derivatives ecosystem.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAssociated Persons of Market Intermediaries\u003c\/em\u003e\u003c\/strong\u003e, including dealers, traders, authorised persons, and operations staff handling currency derivatives\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTreasury and Forex Desk Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003ein banks, NBFCs, and corporates engaged in hedging or trading currency exposures\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRisk Managers, Compliance Officers \u0026amp; Internal Auditors\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eoverseeing operational controls, risk mitigation systems, and regulatory compliance\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents, Job Aspirants \u0026amp; Academicians\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003epursuing careers in financial markets, derivatives analytics, treasury operations, or capital market regulation\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTrainers \u0026amp; Educational Institutions\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003edelivering courses on derivatives, trading strategies, and financial market operations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the September 2025 Workbook Version, developed in collaboration with the Certification Team of NISM in coordination with Mr Amit Singhal of Cube Edugains Pvt. Ltd., and reviewed by Ms Aparna Bhat, NISM \u003c\/span\u003e\u003cspan\u003eEmpanelled Subject Matter Expert (SME). It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eAligned to Currency Derivatives Examination\u003c\/strong\u003e] Covers prescribed learning outcomes and objectives, including currency market basics, derivatives pricing, trading processes, and regulatory norms\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Multi-chapter Structure\u003c\/strong\u003e] Ten detailed chapters spanning foundational concepts to advanced regulatory and operational frameworks\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical Illustrations \u0026amp; Payoff Charts\u003c\/strong\u003e] Futures and options payoffs, hedging strategies, arbitrage techniques, and spread-trading examples provide applied understanding\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eFull Coverage of India-specific Market Structure\u003c\/strong\u003e] Unique features of Indian FX markets, exchange systems, clearing corporations, interoperability, margins, position limits, and risk controls\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eIn-depth Regulatory Guidance\u003c\/strong\u003e] Extensive content on SEBI, RBI, FEMA, SC(R)A, participation guidelines, member eligibility norms, and investor protection measures\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eOperational \u0026amp; Accounting Focus\u003c\/strong\u003e] Dedicated chapters on order management, trading costs, settlement obligations, accounting disclosures, and taxation of ETCDs\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eInvestor Protection \u0026amp; Code of Conduct\u003c\/strong\u003e] Emphasises ethical conduct, grievance handling, PoA execution norms, risk disclosures, and investor safety standards\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook provides a structured deep dive into:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eIntroduction to Currency Markets\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eThis chapter builds the foundation by exploring:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eThe evolution of global FX markets, the transition from fixed to floating exchange regimes, and key historical milestones\u003c\/li\u003e\n\u003cli\u003eMajor global currencies and currency pairs, conventions for quoting exchange rates, and market participants across geographies\u003c\/li\u003e\n\u003cli\u003ePeculiarities of the Indian currency market, including regulatory restrictions, market segmentation, permitted instruments, and trading windows\u003c\/li\u003e\n\u003cli\u003eExchange rate arithmetic, including cross-rate computations—an essential skill for pricing, arbitrage, and valuation\u003c\/li\u003e\n\u003cli\u003eMacroeconomic determinants of currency movements, such as interest rates, inflation, GDP trends, trade balances, and geopolitical factors\u003c\/li\u003e\n\u003cli\u003eKey economic indicators and how they influence currency prices—critical for traders and analysts\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eForeign Exchange Derivatives\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eThis chapter deepens the conceptual understanding of derivatives in the currency space. It covers:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDefinitions, types, and economic functions of derivatives, including risk transfer, price discovery, and market efficiency\u003c\/li\u003e\n\u003cli\u003eDerivative products such as forwards, futures, options, and swaps, with differences in structure, settlement, and use cases\u003c\/li\u003e\n\u003cli\u003eCategories of Market Participants – hedgers, speculators, arbitrageurs, trading members, and institutional players\u003c\/li\u003e\n\u003cli\u003eComparison between OTC vs exchange-traded derivatives, highlighting counterparty risks, standardisation, transparency, and settlement flows\u003c\/li\u003e\n\u003cli\u003eThe policy rationale behind introducing exchange-traded currency derivatives in India\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExchange-Traded Currency Futures\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eA comprehensive technical chapter covering:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDefinitions and mechanics of currency futures contracts\u003c\/li\u003e\n\u003cli\u003ePayoff charts for long and short futures positions, enabling graphical understanding of profit\/loss under varying price scenarios\u003c\/li\u003e\n\u003cli\u003eDetailed contract specifications for INR pairs and other permitted currency futures\u003c\/li\u003e\n\u003cli\u003eComputing contract value and understanding tick sizes, quote conventions, and margin requirements\u003c\/li\u003e\n\u003cli\u003eAdvantages and limitations of futures vs forwards in terms of liquidity, marking-to-market, and counterparty risks\u003c\/li\u003e\n\u003cli\u003eInterest Rate Parity (IRP) and the pricing model for currency futures—core to valuation and arbitrage opportunities\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExchange-Traded Currency Options\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eThis chapter transitions to options and covers:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eKey terminology, including premium, strike, expiration, intrinsic and time value\u003c\/li\u003e\n\u003cli\u003eDifferences between European and American styles, and their relevance to Indian exchanges\u003c\/li\u003e\n\u003cli\u003eUnderstanding moneyness—ITM, OTM, ATM classifications\u003c\/li\u003e\n\u003cli\u003eBasics of option pricing, including factors that influence premium valuation\u003c\/li\u003e\n\u003cli\u003eIntroduction to options Greeks—delta, gamma, theta, and vega—to understand sensitivity-based risk measures\u003c\/li\u003e\n\u003cli\u003eComparison between ETCD options and OTC options, with emphasis on standardisation and risk mitigation mechanisms\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStrategies Using Exchange-Traded Currency Derivatives\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eA standalone strategy chapter that delves into:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eRoles and motives of various market participants—hedgers, traders, arbitrageurs, and corporate treasuries\u003c\/li\u003e\n\u003cli\u003eHedging strategies using futures and options, such as long hedge, short hedge, protective puts, and covered calls\u003c\/li\u003e\n\u003cli\u003eOption trading strategies, including straddles, strangles, spreads, and synthetic positions—explained through detailed payoff diagrams\u003c\/li\u003e\n\u003cli\u003eSpeculative uses of currency derivatives, explaining how traders build directional positions\u003c\/li\u003e\n\u003cli\u003eArbitrage strategies, including cash-and-carry and reverse cash-and-carry opportunities\u003c\/li\u003e\n\u003cli\u003eSpread trading techniques, including calendar, inter-currency, and inter-exchange spreads\u003c\/li\u003e\n\u003cli\u003eLimitations of ETCDs for hedgers, such as basis risk and rollover costs\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTrading Mechanism in Exchange-Traded Currency Derivatives\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eThis operational chapter describes:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eThe ecosystem of entities involved in trading—exchanges, clearing corporations, trading members, custodians, and depositories\u003c\/li\u003e\n\u003cli\u003eDetailed functioning of exchange trading systems, order matching algorithms, and execution rules\u003c\/li\u003e\n\u003cli\u003eOrder management processes, including order types, validity instructions, and execution control parameters\u003c\/li\u003e\n\u003cli\u003eRisk management tools such as order-level risk checks, price bands, and circuit filters\u003c\/li\u003e\n\u003cli\u003eUnderstanding trading costs, including exchange fees, brokerage, statutory charges, and margins\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eClearing, Settlement \u0026amp; Risk Management\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eA deeply technical and system-driven chapter covering:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eFull clearing and settlement mechanism for ETCD transactions\u003c\/li\u003e\n\u003cli\u003eRoles and responsibilities of clearing members, custodial participants, and clearing corporations\u003c\/li\u003e\n\u003cli\u003eInteroperability of clearing corporations, enabling cross-CC risk sharing and efficiency\u003c\/li\u003e\n\u003cli\u003eDaily and final settlement obligations, MTM (mark-to-market) process, and settlement cycles\u003c\/li\u003e\n\u003cli\u003ePosition limits, both client-level and member-level, and their regulatory purpose\u003c\/li\u003e\n\u003cli\u003eRisk management frameworks—SPAN margins, exposure margins, extreme loss margins, and peak margin collection\u003c\/li\u003e\n\u003cli\u003eCore topics like the Settlement Guarantee Fund, cyber security guidelines, and resilience frameworks\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRegulatory Framework for ETCD\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eA regulatory deep dive covering:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eThe Securities Contracts (Regulation) Act 1956, governing derivatives as securities\u003c\/li\u003e\n\u003cli\u003eThe RBI–SEBI Standing Technical Committee and its role in harmonising derivative markets\u003c\/li\u003e\n\u003cli\u003eProvisions of FEMA 1999 relevant to currency risk management\u003c\/li\u003e\n\u003cli\u003eComprehensive SEBI regulations and guidelines, including risk disclosures, participation norms, and capital adequacy\u003c\/li\u003e\n\u003cli\u003eRBI regulations governing currency market participation by banks, exporters, importers, and other entities\u003c\/li\u003e\n\u003cli\u003eEligibility criteria and compliance obligations for derivative members and clearing members\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAccounting \u0026amp; Taxation\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eAn essential chapter for finance professionals, explaining:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eAccounting entries for mark-to-market gains and losses\u003c\/li\u003e\n\u003cli\u003eDisclosure requirements for derivative exposures under accounting standards\u003c\/li\u003e\n\u003cli\u003eTaxation of ETCDs, including treatment under business income, speculative income, and applicable tax rules\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCode of Conduct \u0026amp; Investor Protection Measures\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e–\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003eA governance and ethics-focused chapter covering:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eSEBI's Code of Conduct for Brokers emphasising integrity, fairness, and diligence\u003c\/li\u003e\n\u003cli\u003eProcesses for investor grievance redressal, including escalation mechanisms\u003c\/li\u003e\n\u003cli\u003eHandling investor claims in the event of default by a trading\/clearing member\u003c\/li\u003e\n\u003cli\u003eOverview of the Investor Protection Fund and its scope\u003c\/li\u003e\n\u003cli\u003eGuidance on Power of Attorney execution, KYC norms, and mandatory risk disclosures\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook is crafted in a pedagogically sound sequence—starting with fundamental concepts, then advancing through instruments, strategies, trading mechanisms, risk frameworks, regulatory environments, and ethical considerations. Each chapter includes:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTopic-wise subdivisions\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003efor granular learning\u003c\/li\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eNumerical examples and payoff charts\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTables, diagrams, and conceptual frameworks\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExam-oriented material\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003ealigned with NISM's assessment structure\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eA Syllabus Outline\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e with weightages is also provided for targeted preparation\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803329966161,"sku":"9789371267991","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1764665444554_1_9789371267991_Detail-Page-_1.jpg?v=1765266253"},{"product_id":"issuers-compliance-book-by-national-institute-of-securities-markets","title":"Issuers Compliance book by National Institute of Securities Markets","description":"\u003cp\u003eThis book seeks to create a common minimum knowledge benchmark for Compliance Officers of listed companies and companies proposed to be listed on the stock exchanges.\u003c\/p\u003e\n\n\u003cp\u003eThis book aims to enhance the knowledge of these Compliance Officers ensuring continuous updation.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the March 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination III-B [Issuers Compliance], with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Know] the following:\n\u003cbr\u003eRole and responsibilities of a Compliance officer of a listed company\n\u003cbr\u003eLaws and regulations that need to be adhered to by a public company for issues, corporate actions, and day-to-day compliance requirements\n\u003cbr\u003eVarious penalties for non-compliance with regulations and requirements as specified in various Regulations\n\u003cbr\u003e[Understand] the various avenues for raising funds from the Indian and global markets and the various compliance requirements for the same\n\u003cbr\u003eCoverage of this book includes:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction to the Indian Capital Market\n\u003cbr\u003eCapital Market Regulations\n\u003cbr\u003eCompliance Officer\n\u003cbr\u003eRaising Capital from the Market\n\u003cbr\u003eRole of Compliance Officer in a Public Issue\n\u003cbr\u003eRole of Compliance Officer in Other Issues\n\u003cbr\u003eRaising Money from Foreign Market\n\u003cbr\u003eCorporate Actions\n\u003cbr\u003eOngoing Compliance Requirements\n\u003cbr\u003eEthical Practices by Compliance Officers\n\u003cbr\u003ePenalties\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803330555985,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789356224025L.jpg?v=1708589066"},{"product_id":"securities-operations-and-risk-management-book-by-national-institute-of-securities-markets","title":"Securities Operations and Risk Management book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eSecurities Operations and Risk Management (SORM) \u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003eis designed to establish a common minimum knowledge benchmark for associated persons of stockbrokers, trading members, and clearing members. These associated persons are those who handle client assets or funds, deal with investor grievances, work in internal control or risk management, or perform any activity having a bearing on operational risk in the securities market. Anchored in SEBI's regulatory framework, the workbook explains how India's securities market operates, how trades are executed and settled, how risks are identified and mitigated, and how investor interests are safeguarded. It is tightly aligned with the examination objectives, covering understanding of products and participants, the regulatory framework, the trade life cycle, broker operations, risk management, clearing \u0026amp; settlement, and grievance redressal.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAssociated Persons of Stockbrokers, Trading Members, and Clearing Members\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eresponsible for:\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eHandling client funds and securities\u003c\/li\u003e\n\u003cli\u003eInternal controls, compliance, and operational risk\u003c\/li\u003e\n\u003cli\u003eManaging investor grievances and regulatory reporting\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eOperations, Risk Management \u0026amp; Back-Office Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eworking in broking firms\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCompliance Officers \u0026amp; Surveillance Teams\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eseeking to meet regulatory competency requirements\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents \u0026amp; Job Aspirants\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003elooking to establish a strong foundation in securities operations\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eProfessionals from FinTech, Depositories, Custodians \u0026amp; Market Intermediaries\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003ewishing to deepen their understanding of market processes\u003c\/li\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCandidates preparing for the NISM-Series-VII: SORM Certification Examination\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the June 2025 Workbook Version, developed in collaboration with the Certification Team of NISM in coordination with Mr Sunil Gawde, Subject Matter Expert. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eEnd-to-End Coverage of Broker Operations\u003c\/strong\u003e] From client onboarding and KYC to order routing, risk management, clearing \u0026amp; settlement, record-keeping, and compliance\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eMarket-wide Context\u003c\/strong\u003e] Detailed treatment of the money market, securities market segments, products, and the role of MIIs (\u003cem\u003estock exchanges, clearing corporations, depositories\u003c\/em\u003e)\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eRegulation-heavy yet Practitioner-friendly\u003c\/strong\u003e] Integrates SEBI Act, SCRA, Depositories Act, Companies Act, PMLA, Insider Trading and PFUTP Regulations, KRA Regulations, AML guidelines, and SEBI circulars into operational narratives\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eCurrent Market Infrastructure\u003c\/strong\u003e] Includes T+1 rolling settlement (\u003cem\u003efully implemented\u003c\/em\u003e) and the beta version of optional T+0 settlement, interoperability among clearing corporations, cyber-security and IRRA platform, and upstreaming of client funds\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eRisk Management Focus\u003c\/strong\u003e] Explains VaR, ELM, MTM, delivery margins, liquid assets, base minimum capital, pre-trade risk controls, risk-reduction mode, stress testing, SGF, and Core SGF waterfall\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eInvestor-centric Approach\u003c\/strong\u003e] Covers investor grievance redressal, online dispute resolution, SCORES, arbitration, Investor Protection Fund, GSM and ASM\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePedagogical Aids\u003c\/strong\u003e] Each chapter begins with learning objectives and ends with sample questions for self-assessment, reinforcing exam-oriented learning\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook provides a structured deep dive into:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eBasics of the Indian Securities Market\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eMarket structure\u003c\/li\u003e\n\u003cli\u003eProducts – Equities, debt, derivatives, and more\u003c\/li\u003e\n\u003cli\u003eMarket participants and their respective roles\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRegulatory Framework\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eSEBI's functions and oversight\u003c\/li\u003e\n\u003cli\u003eCompliance obligations for intermediaries\u003c\/li\u003e\n\u003cli\u003eRegulatory reporting and disclosures\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTrade Life Cycle (TLC)\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eStep-by-step flow from order placement to settlement\u003c\/li\u003e\n\u003cli\u003eParticipants involved at each stage\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eBrokerage Firm Operations\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eFront Office – Order execution, client interaction\u003c\/li\u003e\n\u003cli\u003eMiddle Office – Risk checks, confirmations\u003c\/li\u003e\n\u003cli\u003eBack Office – Record-keeping, settlement, reconciliations\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eClearing and Settlement Systems\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eClearing corporations\u003c\/li\u003e\n\u003cli\u003eRoles of clearing members and custodians\u003c\/li\u003e\n\u003cli\u003eSettlement cycles, margining, fund\/securities movement\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRisk Management\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eOperational risk\u003c\/li\u003e\n\u003cli\u003eRisk containment mechanisms\u003c\/li\u003e\n\u003cli\u003eMonitoring, surveillance, and controls\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eInvestor Grievance Redressal\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eMechanisms for complaint handling\u003c\/li\u003e\n\u003cli\u003eSCORES platform process\u003c\/li\u003e\n\u003cli\u003eArbitration and dispute resolution framework\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003ePedagogically, the workbook is built as a complete learning pathway:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eLearning Objectives\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eat the start of each chapter clearly enumerate what the candidate should know after completing the chapter\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eConceptual Exposition, Regulatory Text \u0026amp; Market Practice\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eare interwoven, so that every process (\u003cem\u003ee.g., client onboarding, margining, or AML checks\u003c\/em\u003e) is simultaneously explained in 'what, how, and under which regulation' terms\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTables, Flow Diagrams \u0026amp; Examples\u003c\/em\u003e\u003c\/strong\u003e—such as trade life cycle schematics and sample order book snapshots—translate abstract rules into operational 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Developed by the National Institute of Securities Markets (NISM), this workbook establishes a uniform knowledge benchmark for individuals offering professional retirement advisory services. Drawing on regulatory expectations, product structures, compliance standards, and advisory workflows, the book provides a comprehensive foundation in retirement planning—from core concepts to product selection, risk understanding, operations, and service delivery. It is aligned to the syllabus of the NISM Retirement Adviser Certification Examination and reflects the competencies required to guide subscribers effectively and ethically. It covers fundamental retirement planning concepts, retirement planning products and strategies, fund performance evaluation, the National Pension System (NPS), compliance norms, operational responsibilities, and service obligations for a licensed Retirement Adviser.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eIndividuals, Partners, Proprietors \u0026amp; Representatives\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003eseeking registration as Retirement Advisers under PFRDA Regulations 2016\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eFinancial Planners, Wealth Managers \u0026amp;Investment Advisers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003einvolved in long-term retirement planning and pension solutions\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eNPS-focused Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003elooking to deepen their understanding of onboarding, compliance, product suitability, and subscriber servicing\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eEmployees of Intermediaries\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003efunctioning within pension ecosystems (\u003cem\u003ePOPs, pension funds, aggregators, etc.\u003c\/em\u003e)\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents \u0026amp; Aspirants\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003epreparing for the NISM XVII certification to enhance professional credentials\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eBanks, Insurance Distributors \u0026amp; Financial Inclusion Professionals\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003ewho handle retirement-related customer engagement\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the June 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Sunita Abraham. This version of the book has been reviewed by Jitendra Solanki. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eComplete Coverage\u003c\/strong\u003e] of the Retirement Adviser Certification Examination, ensuring complete exam relevance\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eAdvisory Lifecycle Coverage\u003c\/strong\u003e] Including awareness building, onboarding, advisory responsibilities, compliance, reporting, and subscriber servicing\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eStructured Retirement Planning\u003c\/strong\u003e] using a structured, real-world approach, including goal-based planning, contribution strategies, risk considerations, and product fitment\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive NPS Module\u003c\/strong\u003e] including subscriber registration, fund choices, asset allocation, forms, reporting, and operational frameworks\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eCompliance-focused Insights\u003c\/strong\u003e] aligned with PFRDA guidelines—Code of Conduct, KYC\/AML obligations, conflict-of-interest norms, confidentiality requirements, and fraud prevention, as detailed in the regulations section\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical Guidance\u003c\/strong\u003e] on fund evaluation, NAV interpretation, market trends, and portfolio monitoring—core elements for subscriber guidance\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eOperational Resources\u003c\/strong\u003e] such as NPS forms for NRIs (Annexure) with detailed instructions for use\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook's content spans the full spectrum of knowledge required of a Retirement Adviser, including:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRetirement Planning Fundamentals\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003ePurpose, importance, and financial independence\u003c\/li\u003e\n\u003cli\u003eUnderstanding longevity, inflation, corpus-building, and lifecycle investing\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRetirement Planning Products\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eComprehensive review of India's retirement product landscape\u003c\/li\u003e\n\u003cli\u003eComparative analysis of NPS vs. other pension instruments\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eNPS Framework in Detail\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eSubscriber onboarding process, forms, documentation, and KYC\u003c\/li\u003e\n\u003cli\u003ePension funds, asset classes, investment choices, annuity mechanisms\u003c\/li\u003e\n\u003cli\u003eFee structures, service standards, intermediaries, and operational workflows\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eAdvisory Responsibilities Under PFRDA\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eIncludes obligations such as:\u003c\/li\u003e\n\u003cul type=\"square\"\u003e\n\u003cli\u003eCreating awareness of NPS and other pension schemes\u003c\/li\u003e\n\u003cli\u003eAdvising on contributions, fund selection, and portfolio monitoring\u003c\/li\u003e\n\u003cli\u003eEnsuring compliance with KYC, AML, and CFT norms\u003c\/li\u003e\n\u003cli\u003eMaintaining confidentiality and managing conflicts of interest\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eFund Evaluation \u0026amp; Market Concepts\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eUnderstanding NAV, asset allocation shifts, and market movements\u003c\/li\u003e\n\u003cli\u003eEvaluating pension fund performance through regulatory disclosures\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCompliance, Controls \u0026amp; Reporting\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eInternal control frameworks and fraud-prevention mechanisms\u003c\/li\u003e\n\u003cli\u003eReporting duties toward PFRDA\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eOperations \u0026amp; Service Delivery\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eSubscriber communication, updates, changes in guidelines, and servicing norms\u003c\/li\u003e\n\u003cli\u003eProcess flows for modifying details, exiting or withdrawing, and fund switching, etc.\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eAnnexures \u0026amp; Practical Forms\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eNPS forms (including forms for NRIs) along with detailed instructions\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook follows a concept-to-practice progression:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eConceptual Foundation\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Core theory on retirement needs, planning principles, and financial reasoning\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eProduct Landscape\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Detailed coverage of NPS and all relevant retirement instruments\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAdvisory Process\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Step-by-step understanding of subscriber needs, product suitability, and advisory decision-making\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eCompliance \u0026amp; Regulation\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– In-depth discussion of PFRDA Regulations, Code of Conduct, obligations, and reporting\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eOperational Guidance\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Hands-on sections with forms, processes, checklists, and practical scenarios\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eAnnexures\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Practical forms, regulatory extracts, and supplementary reading\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eThis structured approach ensures that learners progress from fundamental knowledge to advanced operational proficiency\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803330621521,"sku":"9789357784290","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1763119544451_1_9789357784290_Detail-Page-_1.jpg?v=1767439717"},{"product_id":"inclusive-banking-through-business-correspondents-bengali-by-indian-institute-of-banking-finance","title":"Inclusive Banking Through Business Correspondents (Bengali) by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eএই বইটিতে ভারতের গ্রামীণ অর্থনীতির রূপান্তরের ক্ষেত্রে ব্যবসায়িক সংবাদদাতা (বিসি) এবং ব্যবসায়িক সহায়তাকারীদের (বিএফ) অপরিহার্য ভূমিকা নিয়ে আলোচনা করা হয়েছে। বইটিতে ব্যাঙ্কবিহীন সম্প্রদায় এবং অনুপ্রবেশহীন ভৌগোলিক অঞ্চলগুলিকে লক্ষ্য করে আর্থিক অন্তর্ভুক্তির দিকে একটি ব্যাপক পদ্ধতির রূপরেখা দেওয়া হয়েছে। এটি পূর্বে বাদ পড়া এবং ব্যাঙ্ক শাখা বিহীন অঞ্চলে গুরুত্বপূর্ণ ব্যাঙ্কিং পরিষেবা প্রদানের ক্ষেত্রে বিসি\/বিএফ মডেলের গুরুত্বের উপর জোর দেয়।\u003c\/p\u003e\n\n\u003cp\u003eএই বইটি ইন্ডিয়ান ব্যাঙ্কস অ্যাসোসিয়েশন (আইবিএ) এবং ভারতীয় রিজার্ভ ব্যাঙ্কের (RBI) নির্দেশনায় তৈরি করা হয়েছে. এটি একটি মডুলার পদ্ধতি গ্রহণ করে, তার চারটি মডিউল জুড়ে বিষয়বস্তুর একটি সুসঙ্গত এবং যৌক্তিক প্রবাহ নিশ্চিত করে, যা নিম্নরূপঃ\u003c\/p\u003e\n\n\u003cp\u003e•       সাধারণ ব্যাংকিং\u003c\/p\u003e\n\n\u003cp\u003e•       আর্থিক অন্তর্ভুক্তি এবং বিজনেস করেসপন্ডেন্টদের ভূমিকা\u003c\/p\u003e\n\n\u003cp\u003e•       টেকনিকাল দক্ষতা\u003c\/p\u003e\n\n\u003cp\u003e•       সফ্ট স্কিল এবং আচরণের দিক\u003c\/p\u003e\n\n\u003cp\u003eআর্থিক অন্তর্ভুক্তি, বিসি\/বিএফ মডেল এবং শংসাপত্রের আগ্রহীদের গভীরতর বোঝার জন্য অনুশীলনকারী ব্যাংকার এবং প্রতিষ্ঠানগুলির জন্য এটি একটি অমূল্য সম্পদ।\u003c\/p\u003e\n\n\u003cp\u003eবর্তমান প্রকাশনা 2024 সংস্করণ, শ্রী কে এস পদ্মনাভন অবসরপ্রাপ্ত . সিজিএম-নাবার্ড দ্বারা সংশোধিত এবং আপডেট করা হয়েছে.\u003c\/p\u003e\n\n\u003cp\u003eট্যাক্সম্যান নিম্নলিখিত উল্লেখযোগ্য বৈশিষ্ট্যগুলি সহ ইন্ডিয়ান ইনস্টিটিউট অফ ব্যাঙ্কিং অ্যান্ড ফিনান্সের জন্য একচেটিয়াভাবে এই বইটি প্রকাশ করেছেনঃ\u003c\/p\u003e\n\n\u003cp\u003e·      [অর্থনৈতিক তাৎপর্য] ব্যাঙ্ক পরিষেবা থেকে বঞ্চিত জনগোষ্ঠীকে ব্যাঙ্ক পরিষেবার সঙ্গে যুক্ত করে ভারতের গ্রামীণ অর্থনীতিকে সমর্থন করার ক্ষেত্রে বিসি\/বিএফ মডেলের ভূমিকার ওপর জোর দেওয়া হয়েছে।\u003c\/p\u003e\n\n\u003cp\u003e·      [বিসি\/বিএফ মডেলের উদ্দেশ্য] বাদ পড়া ব্যক্তিদের কাছে পৌঁছানোর এবং ব্যাঙ্ক শাখা ব্যতীত এলাকায় ব্যাঙ্কিং পরিষেবা প্রদানের ক্ষেত্রে বিসি\/বিএফ মডেলের উদ্দেশ্য ব্যাখ্যা করে।\u003c\/p\u003e\n\n\u003cp\u003e[অপারেশনাল ঝুঁকি এবং স্কিল প্রয়োজনীয়তা] বিসি-দের নিযুক্ত করার ক্ষেত্রে ব্যাঙ্কগুলির সঙ্গে জড়িত পরিচালনগত ও সুনামের ঝুঁকি এবং কার্যকর কর্মক্ষমতার জন্য প্রয়োজনীয় দক্ষতার বিষয়গুলি নিয়ে আলোচনা করা হয়েছে।\n\u003cbr\u003eএই বইয়ের বিস্তারিত বিষয়বস্তু নিম্নরূপ:\u003c\/p\u003e\n\n\u003cp\u003eমডিউল A - সাধারণ ব্যাংকিং\n\u003cbr\u003eভারতীয় ব্যাঙ্কিংয়ের গঠন এবং ব্যাঙ্কের ধরন\n\u003cbr\u003eডিপোজিট স্কিম এবং অন্যান্য ব্যাঙ্কিং পরিষেবা\n\u003cbr\u003eঅ্যাকাউন্ট খোলার পদ্ধতি এবং কেওয়াইসি প্রক্রিয়া\n\u003cbr\u003eঅভিযোগ নিষ্পত্তি এবং সমন্বিত ন্যায়পাল স্কিম\n\u003cbr\u003eমডিউল বি - আর্থিক অন্তর্ভুক্তি এবং বিজনেস করেসপন্ডেন্টদের ভূমিকা\n\u003cbr\u003eআর্থিক অন্তর্ভুক্তির ধারণা ও প্রয়োজনীয়তা\n\u003cbr\u003eআর্থিক অন্তর্ভুক্তির বাহন হিসেবে বিসি এবং বিএফ মডেল\n\u003cbr\u003eবিসি\/বিএফ প্রেক্ষাপটে ঝুঁকি ও জালিয়াতি ব্যবস্থাপনা\n\u003cbr\u003ePMJDY, PMJJBY, PMSBY, এবং APY-এর মতো সরকারি স্কিম\n\u003cbr\u003eমডিউল সি - টেকনিকাল দক্ষতা\n\u003cbr\u003eবিভিন্ন ব্যাঙ্কিং যন্ত্র এবং সংযোগ সংক্রান্ত সমস্যাগুলি পরিচালনা করার জন্য মৌলিক প্রযুক্তিগত দক্ষতা\n\u003cbr\u003eডিজিটাল ব্যাংকিং পণ্যের ওভারভিউ\n\u003cbr\u003eমডিউল ডি - সফ্ট স্কিল এবং আচরণের দিক\n\u003cbr\u003eযোগাযোগ ও আর্থিক পরামর্শের গুরুত্ব\n\u003cbr\u003eবিভিন্ন ধরনের গ্রাহকদের সঙ্গে লেনদেনের কৌশল\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803330916433,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/88090_16022024.jpg?v=1708588834"},{"product_id":"inclusive-banking-through-business-correspondents-hindi-by-indian-institute-of-banking-finance","title":"Inclusive Banking Through Business Correspondents (Hindi) by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eयह पुस्तक भारत की ग्रामीण अर्थव्यवस्था को बदलने में बिजनेस कॉरेस्पॉन्डेंट्स (BCs) और बिजनेस फैसिलिटेटर्स (BFs) की आवश्यक भूमिका पर चर्चा करती है। यह पुस्तक वित्तीय समावेशन, बैंक रहित समुदायों और सुदूर भौगोलिक क्षेत्रों को लक्षित करने के लिए एक व्यापक दृष्टिकोण की रूपरेखा प्रस्तुत करती है। यह पहले से वंचित लोगों और बैंक शाखाओं से रहित क्षेत्रों में महत्वपूर्ण बैंकिंग सेवाएं प्रदान करने में बीसी\/बीएफ मॉडल के महत्व पर जोर देता है।\u003c\/p\u003e\n\n\u003cp\u003eयह पुस्तक भारतीय बैंक संघ (IBA) और भारतीय रिजर्व बैंक (RBI) के मार्गदर्शन में विकसित की गई है। यह एक मॉड्यूलर दृष्टिकोण अपनाता है, जो अपने चार मॉड्यूल में सामग्री के सुसंगत और तार्किक प्रवाह को सुनिश्चित करता है, जो इस प्रकार हैं:\u003c\/p\u003e\n\n\u003cp\u003eसामान्य बैंकिंग\n\u003cbr\u003eवित्तीय समावेशन और बीसीए (BCAs) की भूमिका\n\u003cbr\u003eतकनीकी कौशल\n\u003cbr\u003eअनौपचारिक (सॉफ्ट) कौशल और व्यवहारगत संबंधी पहलू\n\u003cbr\u003e यह व्यवहारिक बैंकरों और वित्तीय समावेशन, बीसी\/बीएफ मॉडल और प्रमाणन आकांक्षियों की गहराई से समझ विकसित करने की इच्छा रखने वाले संस्थानों के लिए एक अमूल्य संसाधन है।\u003c\/p\u003e\n\n\u003cp\u003eयह प्रकाशन 2024 संस्करण है, जिसे श्री के.एस. पद्मनाभन | नाबार्ड (NABARD) के रिटायर्ड सी.जी.एम. द्वारा संशोधित और अद्यतन किया गया है। भारतीय बैंकिंग और वित्त संस्थान के लिए टैक्समैन इस पुस्तक को विशेष रूप से प्रकाशित करता है जिसमें निम्नलिखित उल्लेखनीय विशेषताएं हैं:\u003c\/p\u003e\n\n\u003cp\u003e[आर्थिक महत्व] भारत की ग्रामीण अर्थव्यवस्था को समर्थन देने में बीसी\/बीएफ मॉडल की भूमिका पर जोर देता है, जिससे अबैंकित आबादी को बैंकिंग सेवाओं से जोड़ा जा सके\n\u003cbr\u003e[बीसी\/बीएफ मॉडल का उद्देश्य] बिना बैंक शाखाओं वाले क्षेत्रों में बैंकिंग सेवाएं प्रदान करते हुए वंचित व्यक्तियों तक पहुँचने में बीसी\/बीएफ मॉडल के उद्देश्य की व्याख्या करता है\n\u003cbr\u003e[संचालनात्मक जोखिम और कौशल आवश्यकताएं] बिजनेस कॉरेस्पॉन्डेंट्स (BCs) को शामिल करने में बैंकों के लिए परिचालन और प्रतिष्ठित जोखिमों और प्रभावी प्रदर्शन के लिए आवश्यक कौशल सेट पर चर्चा करता है\n\u003cbr\u003eइस पुस्तक की विस्तृत सामग्री इस प्रकार है:\u003c\/p\u003e\n\n\u003cp\u003eमॉड्यूल A: सामान्य बैंकिंग\n\u003cbr\u003eभारतीय बैंकिंग की संरचना और बैंकों के प्रकार\n\u003cbr\u003eविभिन्न जमा योजनाएँ और अन्य सेवाएँ\n\u003cbr\u003eखाता खोलना, ऑन-बोर्डिंग प्रक्रिया, केवाईसी (KYC) व्यवस्था और परिचालन\n\u003cbr\u003eबैंकों में शिकायत निवारण व्यवस्था (Grievance Redressal Mechanism) और एकीकृत लोकपाल योजना (Integrated Ombudsman Scheme)\n\u003cbr\u003eमॉड्यूल B: वित्तीय समावेशन और बिजनेस कॉरेस्पॉन्डेंट की भूमिका\n\u003cbr\u003eवित्तीय समावेशन - बैंक रहित क्षेत्रों\/लोगों के लिए बैंकिंग\n\u003cbr\u003eबिजनेस कॉरेस्पॉन्डेंट\/बिजनेस फैसिलिटेटर (BC\/BF)\n\u003cbr\u003eमॉडल: वित्तीय समावेशन का माध्यम\n\u003cbr\u003eजोखिम और धोखाधड़ी प्रबंधन\n\u003cbr\u003eपीएमजेडीवाई (PMJDY), पीएमजेजेबीवाई (PMJJBY), पीएमएसबीवाई (PMSBY) और एपीवाई (APY)\n\u003cbr\u003eमॉड्यूल C: तकनीकी कौशल (Technical Skills)\n\u003cbr\u003eमूलभूत तकनीकी कौशल (TECHNICAL SKILLS) (माइक्रो-एटीएम, बायोमेट्रिक्स और अन्य डिवाइस, कनेक्टिविटी की मूल समस्याओं को संभालना)\n\u003cbr\u003eडिजिटल बैंकिंग उत्पाद\n\u003cbr\u003eमॉड्यूल D: अनौपचारिक (सॉफ्ट) कौशल और व्यवहारगत पहलू\n\u003cbr\u003eसंचार और वित्तीय परामर्श (वित्तीय साक्षरता और वित्तीय शिक्षा सहित)\n\u003cbr\u003eविभिन्न प्रकार के ग्राहकों को कैसे संभालें?\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803330981969,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357783651L.jpg?v=1708588953"},{"product_id":"inclusive-banking-through-business-correspondents-marathi-by-indian-institute-of-banking-finance","title":"Inclusive Banking Through Business Correspondents (Marathi) by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eया पुस्तकात भारताच्या ग्रामीण अर्थव्यवस्थेत परिवर्तन घडवून आणण्यात व्यावसायिक प्रतिनिधी (बी. सी.) आणि व्यवसाय सुविधा देणाऱ्यांच्या (बी. एफ.) आवश्यक भूमिकेवर चर्चा करण्यात आली आहे. या पुस्तकात बँकिंग सुविधा नसलेल्या समुदायांना आणि अभेद्य भौगोलिक क्षेत्रांना लक्ष्य करून आर्थिक समावेशकतेसाठी एक सर्वसमावेशक दृष्टीकोन आखण्यात आला आहे. पूर्वी वगळलेल्या आणि बँक शाखा नसलेल्या भागात महत्त्वपूर्ण बँकिंग सेवा पुरवण्यासाठी बी. सी.\/बी. एफ. मॉडेलच्या महत्त्वावर ते भर देते.\u003c\/p\u003e\n\n\u003cp\u003eहे पुस्तक इंडियन बँक्स असोसिएशन (IBA) आणि भारतीय रिझर्व्ह बँकेच्या (RBI)  मार्गदर्शनाखाली विकसित करण्यात आले आहे. हे पुस्तक एक मॉड्यूलर दृष्टीकोन स्वीकारते, जे त्याच्या चार मॉड्यूल्समध्ये सामग्रीचा सुसंगत आणि तार्किक प्रवाह सुनिश्चित करते, जे खालीलप्रमाणे आहेतः\u003c\/p\u003e\n\n\u003cp\u003eसामान्य बँकिंग\n\u003cbr\u003eआर्थिक समावेश आणि व्यवसाय प्रतिनिधींची भूमिका\n\u003cbr\u003eतांत्रिक कौशल्य\n\u003cbr\u003eसॉफ्ट स्किल्स आणि वर्तणुकीचे पैलू\n\u003cbr\u003eआर्थिक समावेशन, बी. सी.\/बी. एफ. मॉडेल आणि प्रमाणन इच्छुकांची सखोल समज घेऊ इच्छिणाऱ्या व्यावसायिक बँकर्स आणि संस्थांसाठी हा एक अमूल्य स्त्रोत आहे.\u003c\/p\u003e\n\n\u003cp\u003eवर्तमान प्रकाशन 2024 ची आवृत्ती आहे, श्री के एस पदमनाभन-निवृत्त. सी. जी. एम.-नाबार्ड यांनी सुधारित आणि अद्यतनित केली आहे.\u003c\/p\u003e\n\n\u003cp\u003eटॅक्समन हे पुस्तक इंडियन इन्स्टिट्यूट ऑफ बँकिंग अँड फायनान्ससाठी खालील उल्लेखनीय वैशिष्ट्यांसह प्रकाशित करतेः\u003c\/p\u003e\n\n\u003cp\u003e[आर्थिक महत्त्व] बँकिंग सेवांसह बँकिंग सेवा नसलेल्या लोकसंख्येला जोडून भारताच्या ग्रामीण अर्थव्यवस्थेला पाठिंबा देण्यासाठी BC\/BF मॉडेलच्या भूमिकेवर जोर देते.\n\u003cbr\u003e[बीसी\/बीएफ मॉडेलचे उद्दिष्ट] वगळलेल्या व्यक्तींपर्यंत पोहोचण्याचा आणि बँक शाखा नसलेल्या भागात बँकिंग सेवा देण्याचा बीसी\/बीएफ मॉडेलचा उद्देश स्पष्ट करतो.\n\u003cbr\u003e[ऑपरेशनल जोखीम आणि कौशल्य आवश्यकता] बी.सी. मध्ये गुंतलेल्या बँकांसाठी कार्यरत आणि प्रतिष्ठेच्या जोखमींवर आणि प्रभावी कामगिरीसाठी आवश्यक कौशल्य संचांवर चर्चा करते.\n\u003cbr\u003eया पुस्तकातील तपशीलवार मजकूर पुढीलप्रमाणे आहे.\u003c\/p\u003e\n\n\u003cp\u003eमॉड्यूल ए - सामान्य बँकिंग\n\u003cbr\u003eभारतीय बँकिंगची रचना आणि बँकांचे प्रकार\n\u003cbr\u003eठेव योजना आणि इतर बँकिंग सेवा\n\u003cbr\u003eखाते उघडण्याची प्रक्रिया आणि केवायसी यंत्रणा\n\u003cbr\u003eतक्रार निवारण आणि एकात्मिक लोकपाल योजना\n\u003cbr\u003eमॉड्युल बी - आर्थिक समावेशन आणि व्यवसाय प्रतिनिधींची भूमिका\n\u003cbr\u003eआर्थिक समावेशनाची संकल्पना आणि गरज\n\u003cbr\u003eआर्थिक समावेशकतेचे वाहन म्हणून बीसी आणि बीएफ मॉडेल\n\u003cbr\u003eबीसी\/बीएफ संदर्भात जोखीम आणि फसवणूक व्यवस्थापन\n\u003cbr\u003ePMJDY, PMJJBY, PMSBY, आणि APY सारख्या सरकारी योजना\n\u003cbr\u003eमॉड्यूल सी - तांत्रिक कौशल्ये\n\u003cbr\u003eविविध बँकिंग उपकरणे आणि कनेक्टिव्हिटी समस्या हाताळण्यासाठी मूलभूत तांत्रिक कौशल्ये\n\u003cbr\u003eडिजिटल बँकिंग उत्पादनांचे विहंगावलोकन\n\u003cbr\u003eमॉड्यूल डी - सॉफ्ट स्किल्स आणि वर्तणुकीचे पैलू\n\u003cbr\u003eसंवाद आणि आर्थिक समुपदेशनाचे महत्त्व\n\u003cbr\u003eविविध प्रकारच्या ग्राहकांशी व्यवहार करण्यासाठी धोरणे\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803331014737,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/Img_9789357788434.jpg?v=1708588799"},{"product_id":"iibfs-certified-inclusive-banking-through-business-correspondents-combo-basic-and-advanced-course-set-of-2-books-by-indian-institute-of-banking-finance","title":"IIBF's Certified Inclusive Banking Through Business Correspondents Combo – Basic and Advanced Course | Set of 2 Books by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThese books are prepared for the IIBF's Inclusive Banking Through Business Correspondents (for basic and advanced courses), exclusively published by Taxmann. This Combo includes the following books:\u003c\/p\u003e\n\n\u003cp\u003eInclusive Banking Through Business Correspondents (Basic Course)\n\u003cbr\u003eInclusive Banking Through Business Correspondents (Advanced Course)\n\u003cbr\u003eThe key features of these books are as follows:\u003c\/p\u003e\n\n\u003cp\u003eInclusive Banking Through Business Correspondents (Basic Course)\u003c\/p\u003e\n\n\u003cp\u003eThis book discusses the essential role of Business Correspondents (BCs) and Business Facilitators (BFs) in transforming India's rural economy. The book outlines a comprehensive approach towards financial inclusion, targeting unbanked communities and unpenetrated geographies. It emphasises the importance of the BC\/BF model in providing vital banking services to those previously excluded and in areas devoid of bank branches.\u003c\/p\u003e\n\n\u003cp\u003eThis book has been developed under the guidance of the Indian Banks' Association (IBA) and the Reserve Bank of India (RBI). It adopts a modular approach, ensuring a coherent and logical flow of content across its four modules, which are as follows:\u003c\/p\u003e\n\n\u003cp\u003eGeneral Banking\n\u003cbr\u003eFinancial Inclusion and Role of Business Correspondents\n\u003cbr\u003eTechnical Skills\n\u003cbr\u003eSoft Skills and Behavioural Aspects\n\u003cbr\u003eIt is an invaluable resource for practising bankers and institutions seeking a deeper understanding of financial inclusion, the BC\/BF model, and the certification aspirants.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, revised and updated by Mr K.S. Padamnabhan | Retd. CGM – NABARD. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Economic Significance] Emphasises the role of the BC\/BF model in supporting India's rural economy by connecting unbanked populations with banking services\n\u003cbr\u003e[Objective of BC\/BF Model] Explains the purpose of the BC\/BF model in reaching excluded individuals and offering banking services in areas without bank branches\n\u003cbr\u003e[Operational Risks and Skill Requirements] Discusses the operational and reputational risks involved for banks in engaging BCs and the necessary skill sets required for effective performance\n\u003cbr\u003eInclusive Banking Through Business Correspondents (Advanced Course)\u003c\/p\u003e\n\n\u003cp\u003eThis comprehensive guide is essential for individuals aspiring to become Business Correspondents (BCs) or Business Facilitators (BFs) in India's evolving financial landscape. This guide is designed to equip candidates with the knowledge and skills needed to effectively serve as a bridge between banks and the unbanked or underbanked segments of society, thereby contributing significantly to the overall economic development of India.\u003c\/p\u003e\n\n\u003cp\u003eThis book has been developed under the guidance of the Indian Banks' Association (IBA) and the Reserve Bank of India (RBI). It addresses the operational and reputational risks banks face when engaging BCs and underscores the need for skill development in these roles. It adopts a modular approach, ensuring a coherent and logical flow of content, and the content includes a mixture of theoretical knowledge and practical insights, which is as follows:\u003c\/p\u003e\n\n\u003cp\u003eGeneral Banking\n\u003cbr\u003eFinancial Inclusion and Role of Business Correspondents\n\u003cbr\u003eTechnical Skills\n\u003cbr\u003eSoft Skills and Behavioural Aspects\n\u003cbr\u003eIt is an invaluable resource for practising bankers and institutions seeking a deeper understanding of financial inclusion, the BC\/BF model, and the certification aspirants.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, revised and updated by Mr K.S. Padamnabhan | Retd. CGM – NABARD. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Structure of Indian Banking and Types of Banks] This section discusses the Indian banking system's framework, exploring the variety of banks and their functions alongside recent trends in banking\n\u003cbr\u003e[Banking Services and Operations] It discusses various deposit schemes, account opening procedures, KYC mechanisms, and banking operations. It also includes chapters on accounting, finance, and principles of sound lending, with a special focus on retail lending\n\u003cbr\u003e[Risk Management and Regulatory Frameworks] The book addresses asset classification, methods of recovery, and the integrated ombudsman scheme, emphasising the importance of risk and fraud management in banking operations\n\u003cbr\u003e[Financial Inclusion and the Role of BC\/BF] This critical section discusses financial inclusion, detailing the BC\/BF model, the need for such a model, and the roles and responsibilities involved. It also sheds light on government schemes promoting financial inclusion.\n\u003cbr\u003e[Technical Skills for Business Correspondents] This section makes the reader understand how to handle micro ATMs, biometric devices, basic connectivity issues, digital banking products, and recent developments in digital banking\n\u003cbr\u003e[Soft Skills and Behavioural Aspects] The book underlines the importance of soft skills for business correspondents, including relationship building, negotiation skills, dealing with various types of customers, and strategies for loan recovery\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803331047505,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/IIBF-Inclusive-Banking-Combo.jpg?v=1708591014"},{"product_id":"inclusive-banking-through-business-correspondents-advanced-course-book-by-indian-institute-of-banking-finance","title":"Inclusive Banking Through Business Correspondents (Advanced Course) book by Indian Institute of Banking \u0026 Finance","description":"\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eThis comprehensive guide is essential for individuals aspiring to become Business Correspondents (BCs) or Business Facilitators (BFs) in India's evolving financial landscape. This guide is designed to equip candidates with the knowledge and skills needed to effectively serve as a bridge between banks and the unbanked or underbanked segments of society, thereby contributing significantly to the overall economic development of India.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eThis book has been developed under the guidance of the Indian Banks' Association (IBA) and the Reserve Bank of India (RBI). It addresses the operational and reputational risks banks face when engaging BCs and underscores the need for skill development in these roles. It adopts a modular approach, ensuring a coherent and logical flow of content, and the content includes a mixture of theoretical knowledge and practical insights, which is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eGeneral Banking\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eFinancial Inclusion and Role of Business Correspondents\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eTechnical Skills\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eSoft Skills and Behavioural Aspects\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIt is an invaluable resource for practising bankers and institutions seeking a deeper understanding of financial inclusion, the BC\/BF model, and the certification aspirants.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eThe Present Publication is the 2024 Edition, revised and updated by Mr K.S. Padamnabhan | Retd. CGM – NABARD. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eStructure of Indian Banking and Types of Banks\u003c\/b\u003e] This section discusses the Indian banking system's framework, exploring the variety of banks and their functions alongside recent trends in banking\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eBanking Services and Operations\u003c\/b\u003e] It discusses various deposit schemes, account opening procedures, KYC mechanisms, and banking operations. It also includes chapters on accounting, finance, and principles of sound lending, with a special focus on retail lending\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eRisk Management and Regulatory Frameworks\u003c\/b\u003e] The book addresses asset classification, methods of recovery, and the integrated ombudsman scheme, emphasizing the importance of risk and fraud management in banking operations\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eFinancial Inclusion and the Role of BC\/BF\u003c\/b\u003e] This critical section discusses financial inclusion, detailing the BC\/BF model, the need for such a model, and the roles and responsibilities involved. It also sheds light on government schemes promoting financial inclusion.\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eTechnical Skills for Business Correspondents\u003c\/b\u003e] This section makes the reader understand how to handle micro ATMs, biometric devices, basic connectivity issues, digital banking products, and recent developments in digital banking\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003e[\u003cb\u003eSoft Skills and Behavioural Aspects\u003c\/b\u003e] The book underlines the importance of soft skills for business correspondents, including relationship building, negotiation skills, dealing with various types of customers, and strategies for loan recovery.\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eThe detailed contents of this book are as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cb\u003e\u003cspan lang=\"EN-IN\"\u003eModule A – General Banking\u003c\/span\u003e\u003c\/b\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eStructure of Indian Banking and Types of Banks\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eOverview of the Indian banking system\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eFunctions and regulation of banks in India\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRecent trends in banking\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eVarious Deposit Schemes and Other Services\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDetails on different types of deposits\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIntroduction to the DICGC and RBI Retail Direct Scheme\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDiscussion on remittances\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eAccount Opening, On-boarding Process, KYC Mechanism, and Operations\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eProcedures for opening bank accounts\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eImportance of KYC in banking operations\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eGuidelines for account operations and closure\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eAccounting, Finance \u0026amp; Operations\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eBasics of accounting and book maintenance\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eUnderstanding of finance and bank operations\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003ePrinciples of Sound Lending\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDiscussion on lending principles\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRelationship between interest spread and profitability\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eLoans and Advances with a Special Focus on Retail Lending\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eVarious types of loans, including retail, education, and housing loans\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIntroduction to credit cards and MSME loans\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eAsset Classification and Methods of Recovery\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDefinition and classification of Non-Performing Assets (NPAs)\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eVarious methods for loan recovery\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eGrievance Redressal Mechanism in Banks and Integrated Ombudsman Scheme\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eUnderstanding customer grievances and redressal mechanisms\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIntroduction to the Integrated Ombudsman Scheme\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eOverview of the Financial Market\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eExamination of the Indian financial market and its regulators.\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDeposit schemes and services\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eAccount opening, KYC processes, and banking operations\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003ePrinciples of sound lending, loans, advances, and asset classification\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eGrievance redressal mechanisms in banking\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cb\u003e\u003cspan lang=\"EN-IN\"\u003eModule B – Financial Inclusion and Role of Business Correspondents\u003c\/span\u003e\u003c\/b\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eFinancial Inclusion\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eConcept and need for financial inclusion\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRoles and Responsibilities of Business Correspondents\/Facilitators\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eFinancial Education and Financial Counselling\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eImportance of financial education\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRoles of financial counsellors in education and cross-selling\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eGovernment Schemes for Promoting Financial Inclusion\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eOverview of schemes like PMJDY, PMJJBY, and PMSBY\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDiscussion on the National Strategy for Financial Inclusion\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cb\u003e\u003cspan lang=\"EN-IN\"\u003eModule C – Technical Skills\u003c\/span\u003e\u003c\/b\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eBasic Technical Skills\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIT skills for financial inclusion using the BC Model\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eTechnology for low-cost financial inclusion\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDigital Banking Products\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eNeed and types of digital banking products\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eIntroduction to mobile banking, internet banking, and ATMs\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eRecent Developments in Digital Banking\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDevelopments like CBDC and account aggregators\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cb\u003e\u003cspan lang=\"EN-IN\"\u003eModule D – Soft Skills and Behavioural Aspects\u003c\/span\u003e\u003c\/b\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eBasic Skill Requirements for Business Correspondents\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDifference between soft and hard skills\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eSoft skills for building relationships\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eDealing with Various Types of Customers \u0026amp; Strategies for Recovery of Loans\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eTechniques for dealing with different customer types\u003cb\u003e\u003c\/b\u003e\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan lang=\"EN-IN\"\u003eStrategies for Effective Loan Recovery\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803331965009,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357786638L.jpg?v=1708591057"},{"product_id":"inclusive-banking-through-business-correspondents-basic-course-book-by-indian-institute-of-banking-finance","title":"Inclusive Banking Through Business Correspondents (Basic Course) book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThis book discusses the essential role of Business Correspondents (BCs) and Business Facilitators (BFs) in transforming India's rural economy. The book outlines a comprehensive approach towards financial inclusion, targeting unbanked communities and unpenetrated geographies. It emphasizes the importance of the BC\/BF model in providing vital banking services to those previously excluded and in areas devoid of bank branches.\u003c\/p\u003e\n\n\u003cp\u003eThis book has been developed under the guidance of the Indian Banks' Association (IBA) and the Reserve Bank of India (RBI). It adopts a modular approach, ensuring a coherent and logical flow of content across its four modules, which are as follows:\u003c\/p\u003e\n\n\u003cp\u003eGeneral Banking\n\u003cbr\u003eFinancial Inclusion and Role of Business Correspondents\n\u003cbr\u003eTechnical Skills\n\u003cbr\u003eSoft Skills and Behavioural Aspects\n\u003cbr\u003eIt is an invaluable resource for practising bankers and institutions seeking a deeper understanding of financial inclusion, the BC\/BF model, and the certification aspirants.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, revised and updated by Mr K.S. Padamnabhan | Retd. CGM – NABARD. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Economic Significance] Emphasizes the role of the BC\/BF model in supporting India's rural economy by connecting unbanked populations with banking services\n\u003cbr\u003e[Objective of BC\/BF Model] Explains the purpose of the BC\/BF model in reaching excluded individuals and offering banking services in areas without bank branches\n\u003cbr\u003e[Operational Risks and Skill Requirements] Discusses the operational and reputational risks involved for banks in engaging BCs and the necessary skill sets required for effective performance\n\u003cbr\u003eThe detailed contents of this book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eModule A – General Banking\n\u003cbr\u003eStructure of Indian Banking and types of banks\n\u003cbr\u003eDeposit schemes and other banking services\n\u003cbr\u003eAccount opening procedures and KYC mechanisms\n\u003cbr\u003eGrievance redressal and the Integrated Ombudsman Scheme\n\u003cbr\u003eModule B – Financial Inclusion and Role of Business Correspondents\n\u003cbr\u003eConcept and need for financial inclusion\n\u003cbr\u003eBC and BF model as a vehicle for financial inclusion\n\u003cbr\u003eRisk and fraud management in the BC\/BF context\n\u003cbr\u003eGovernment schemes like PMJDY, PMJJBY, PMSBY, and APY\n\u003cbr\u003eModule C – Technical Skills\n\u003cbr\u003eBasic technical skills for handling various banking devices and connectivity issues\n\u003cbr\u003eOverview of digital banking products\n\u003cbr\u003eModule D – Soft Skills and Behavioural Aspects\n\u003cbr\u003eImportance of communication and financial counselling\n\u003cbr\u003eStrategies for dealing with different types of customers\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803331997777,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357782210L.jpg?v=1708588753"},{"product_id":"banking-finance-year-book-2025-by-indian-institute-of-banking-finance","title":"Banking \u0026 Finance Year Book (2025) by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003e\u003cspan\u003eIn the rapidly shifting world of Banking, Financial Services, and Insurance (BFSI), staying abreast of regulatory developments, technological advancements, and market innovations is no longer optional—it is paramount. Recognising this critical need, the Indian Institute of Banking \u0026amp; Finance (IIBF) presents the IIBF Year Book | 2025, a meticulously curated compendium that serves as both a timely reference and a practical resource.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eBuilding on the rich legacy of the IIBF, this publication represents the Institute's unwavering commitment to delivering authoritative and comprehensive knowledge solutions. As the BFSI sector evolves at an unprecedented pace, financial professionals are tasked with continually updating their understanding of the multifaceted regulatory framework. These regulations are the bedrock upon which trust in the financial system is built, providing security, fostering innovation, and promoting economic growth.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eSeamlessly transitioning from this foundation, the Year Book captures and elucidates all the major regulatory changes and reforms promulgated during the year. It discusses critical themes such as credit, retail banking, digital banking, information technology, international banking, treasury and risk management, compliance, rural banking, co-operative banks, NBFCs, differentiated banks, and sustainable finance. By offering granular insights into these areas, the Year Book equips readers with the tools and understanding necessary to effectively navigate the regulatory landscape and integrate new guidelines into daily operations.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eBeyond regulatory developments, the IIBF Year Book | 2025 also features sections on legal changes, economic shifts, emerging trends, and significant speeches or perspectives that have shaped the BFSI sector. A carefully curated 'Knowledge Series' and 'Financial Snippets' further enhance the learning experience, while the comprehensive glossary simplifies complex banking and finance terminology. These elements make the Year Book a convenient one-stop source of contemporary domain knowledge and insights, particularly beneficial for:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eBanking and Finance Professionals\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e keen on staying current with policy reforms and operational best practices\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eOfficers Preparing for Promotions or Interviews\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e who require an accessible yet thorough reference to ace their assessments\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eAcademics and Researchers \u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003eaiming to develop deeper insights into the evolving BFSI landscape\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the 4\u003csup\u003eth\u003c\/sup\u003e Edition | 2025, published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] It collates essential updates on regulations, legal frameworks, and economic shifts, ensuring that readers stay abreast of critical developments in credit, retail banking, digital finance, risk management, and more\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003ePractical Analysis\u003c\/strong\u003e] Beyond listing directives, the Year Book explains how these changes shape the day-to-day operations of banks, NBFCs, co-operative banks, and other financial institutions\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eAuthoritative Source\u003c\/strong\u003e] Backed by IIBF's nearly century-long legacy of supporting the Indian banking industry, this publication underscores the Institute's expertise and steadfast commitment to enhancing professional excellence\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of this book includes:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eRegulatory Changes\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCredit\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Evolving norms for lending, risk assessment, and credit monitoring\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRetail Banking\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Customer-centric initiatives, consumer protection guidelines, and new product offerings\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eDigital Banking\/IT\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Technological advancements, cybersecurity measures, and emerging fintech models\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInternational Banking\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Insights into global financial trends, cross-border transactions, and international compliance requirements\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eTreasury \u0026amp; Risk Management\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Strategies for market and liquidity risk, plus frameworks for asset–liability management\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCompliance\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Up-to-date directives, best practices, and guidelines from key regulatory authorities\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRural Banking, Co-operative Banks, NBFCs \u0026amp; Differentiated Banks\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Inclusive banking initiatives, niche banking models, and their regulatory nuances\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSustainable Finance \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e– Green initiatives, ESG (Environmental, Social, and Governance) mandates, and the growing impact of responsible banking\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eLegal Changes\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eUpdates on amendments to banking laws, financial acts, and guidelines that influence institutional operations\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eEconomic Changes\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExamination of macroeconomic factors, policy shifts, and their ramifications on the BFSI domain\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eOther Developments in the BFSI Sector\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eRecent innovations, market responses, and notable sectoral trends shaping the future of finance\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eImportant Speeches\/Perspectives\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eHighlights of influential talks and thought leadership pieces that reflect the pulse of the industry\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eTrends in the Banking Sector | A Snapshot\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eConcise overviews of key data, metrics, and emerging paradigms in retail, corporate, and investment banking\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eKnowledge Series \u0026amp; Financial Snippets\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eCurated articles, case studies, and quick insights that add practical depth to the foundational knowledge\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eGlossary of Banking and Finance Terms\u003c\/span\u003e\u003c\/strong\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003eA ready reference to decode industry-specific jargon and facilitate clear comprehension of complex concepts\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332030545,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1736328256181_1_9789364553353_detail_page.jpg?v=1736576522"},{"product_id":"digital-banking-book-by-indian-institute-of-banking-finance","title":"Digital Banking book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThis book provides a seminal guide that charts the transformative journey of the banking sector in the digital age. It discusses the rise of digital banking, innovative financial products like UPI BHIM, and the role of Fintechs and NBFCs in enhancing financial inclusion and accessibility. The book provides in-depth insights into new banking trends like Blockchain and AI and offers practical knowledge for banking professionals to adapt to this evolving digital landscape.\u003c\/p\u003e\n\n\u003cp\u003eIt serves as an essential resource, covering the following broad topics:\u003c\/p\u003e\n\n\u003cp\u003eDigital Banking Products\n\u003cbr\u003eDigital Banking \u0026amp; Financial Inclusion (FI)\n\u003cbr\u003eMarketing of Digital Banking Products\n\u003cbr\u003ePayment Systems\n\u003cbr\u003eFuture Trends in Digital Banking\n\u003cbr\u003eAn invaluable resource for students, professionals, and anyone keen on understanding the digital banking revolution.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, updated by Mr Burra Butchi Babu | Former General Manager – Bank of India and vetted by Mr V.A. Prasanth | Former General Manager \u0026amp; Chief Information Officer – Indian Bank. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following coverage:\u003c\/p\u003e\n\n\u003cp\u003eModule A – Digital Banking Products\n\u003cbr\u003eDigital Delivery Channels\n\u003cbr\u003eIntroduction and need for digital channels in banking\n\u003cbr\u003eAnalyzing the cost of transactions and customer preferences\n\u003cbr\u003eThe role of technology in enhancing user-friendliness and customer interaction\n\u003cbr\u003eEmphasizing security as a crucial aspect of digital banking, including information security\n\u003cbr\u003eOverview of the Integrated Ombudsman Scheme, 2021 by RBI\n\u003cbr\u003eDiscussion on customer protection and limiting liability in unauthorized transactions\n\u003cbr\u003eRBI's directions on digital payment security controls\n\u003cbr\u003eChallenges faced in digital banking and the concept of e-KYC\n\u003cbr\u003eCards\n\u003cbr\u003eHistory and overview of plastic payment cards\n\u003cbr\u003eFeatures and benefits of cards for customers\n\u003cbr\u003eUnderstanding the Payment Card Industry-Data Security Standard\n\u003cbr\u003eComparison between Magnetic Strip Cards and EMV Cards, including NFC-based Tap \u0026amp; Go technology\n\u003cbr\u003eThe approval process for card schemes and profitability aspects\n\u003cbr\u003eInsight into backend operations, recovery, follow-up, and information security issues\n\u003cbr\u003eAutomated Teller Machines (ATMs)\n\u003cbr\u003eHistory and product features of ATMs\n\u003cbr\u003eTypes of ATMs, including White Label and Brown Label\n\u003cbr\u003eThe functioning of ATM networks and Instant Money Transfer (IMT) systems\n\u003cbr\u003eDiscussing profitability, risk management, and frauds in ATM operations\n\u003cbr\u003eBackend operations and technology in ATMs\n\u003cbr\u003eOverview of the Dispute Management System (DMS)\n\u003cbr\u003eMobile Banking\n\u003cbr\u003eIntroduction and diverse features of mobile banking\n\u003cbr\u003eDescription of IMPS and its benefits\n\u003cbr\u003eDiscussion on risk management, frauds, backend operations, and information security tips in mobile banking\n\u003cbr\u003eInternet or Online Banking\n\u003cbr\u003eHistory, working, and features of Internet banking\n\u003cbr\u003eAnalysis of the profitability and risks associated with Internet banking\n\u003cbr\u003ePOS Terminals\n\u003cbr\u003eBackground and features of Point of Sale (POS) systems\n\u003cbr\u003eBenefits of POS systems to merchants and customers\n\u003cbr\u003eDifferent types of transactions and the cash withdrawal process at POS\n\u003cbr\u003eMerchant onboarding, approval process, and the parties involved in a POS setup\n\u003cbr\u003eProfitability analysis and risk management in POS operations\n\u003cbr\u003eModule B – Digital Banking \u0026amp; Financial Inclusion (FI)\n\u003cbr\u003eIntroduction to financial inclusion and its strategies\n\u003cbr\u003eApproaches to accelerate financial inclusion and the role of technologies\n\u003cbr\u003eDigital banking services in financial inclusion and factors beyond technology\n\u003cbr\u003eInformation security issues in financial inclusion and new developments\n\u003cbr\u003eUnderstanding how banks earn money using digital delivery channels\n\u003cbr\u003eModule C – Marketing of Digital Banking Products\n\u003cbr\u003eConcept and channels for marketing digital banking products\n\u003cbr\u003eProduct planning and marketing structure in banks\n\u003cbr\u003eSales delivery, e-galleries, and after-sales service to customers\n\u003cbr\u003eMarketing strategies for financial inclusion and the dangers of mis-selling\n\u003cbr\u003eUse of analytics in marketing and customer education and protection\n\u003cbr\u003eModule D – Payment Systems\n\u003cbr\u003eOverview of global and domestic payment systems\n\u003cbr\u003eIntroduction to new domestic payment vehicles and platforms\n\u003cbr\u003eDetailed analysis of various systems like Cheque Truncation System (CTS), RTGS, NEFT, NETC, Bharat QR, UPI QR, BBPS, and SWIFT\n\u003cbr\u003eForex and securities settlements\n\u003cbr\u003eInnovative banking and payment systems, including digital banking super apps\n\u003cbr\u003eModule E – Future Trends in Digital Banking\n\u003cbr\u003eBackground and future trends in digital banking\n\u003cbr\u003eThe impact of fintech, business ecosystem, and blockchain technology\n\u003cbr\u003eDiscussion on cryptocurrencies, peer financing, cloud computing, and virtualization\n\u003cbr\u003eData analytics, artificial intelligence (AI), machine learning (ML), deep learning (DL), robotic process automation (RPA), and the Internet of Things (IoT)\n\u003cbr\u003eCentral Bank Digital Currency (CBDC) and digital transformation of banks in India\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332063313,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357785952L.jpg?v=1708588719"},{"product_id":"iibfs-certified-accounting-audit-professional-combo-bankers-handbook-on-accounting-and-bankers-handbook-on-auditing-set-of-2-books-by-indian-institute-of-banking-finance","title":"IIBF's Certified Accounting \u0026 Audit Professional Combo – Bankers' Handbook on Accounting and Bankers' Handbook on Auditing Set of 2 Books by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThese books are prepared for the IIBF's Certified Accounting \u0026amp; Auditing Professional Examination, exclusively published by Taxmann. This Combo includes the following books:\u003c\/p\u003e\n\n\u003cp\u003eBankers' Handbook on Accounting\n\u003cbr\u003eBankers' Handbook on Auditing\n\u003cbr\u003eThe key features of these books are as follows:\u003c\/p\u003e\n\n\u003cp\u003eBankers' Handbook on Accounting\u003c\/p\u003e\n\n\u003cp\u003eThis comprehensive guide is essential for understanding the multifaceted and dynamic nature of banking accounting. It meticulously covers every aspect of the field, from foundational principles to advanced accounting standards. It provides a deep understanding of the processes and practices pivotal in shaping financial reporting in the banking sector. It underscores the interlinkage and importance of an organisation's robust accounting and auditing systems. It serves as an essential resource for understanding the intricacies of banking accounting, covering the following:\u003c\/p\u003e\n\n\u003cp\u003eFundamental Principles of Accounting\n\u003cbr\u003eFinancial Statements of Banks\n\u003cbr\u003ePreparation of Financial Statements of Banks \u0026amp; Taxation\n\u003cbr\u003eAccounting Standards (Ind AS)\n\u003cbr\u003eThe current edition has also been updated based on banking experts and internal faculty feedback, focusing on practicality and current digital trends.\u003c\/p\u003e\n\n\u003cp\u003eIt is an invaluable resource for students, professionals, and anyone interested in banking accounting. It is structured to cater to both beginners and seasoned practitioners\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, updated by Ms Anita Toshniwal | Chartered Accountant. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance.\u003c\/p\u003e\n\n\u003cp\u003eBankers' Handbook on Auditing\u003c\/p\u003e\n\n\u003cp\u003eThe Bankers' Handbook on Auditing was developed to address the most important aspects of bank auditing. It underscores the interlinkage and importance of an organisation's robust accounting and auditing systems.\u003c\/p\u003e\n\n\u003cp\u003eThe focus area of this handbook revolves around the following:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction \u0026amp; Types of Audit\n\u003cbr\u003eInternal Audit\n\u003cbr\u003eAudit in a Computerised Environment\n\u003cbr\u003eAudit Aspects of Financial Statements of Banks\n\u003cbr\u003eThis book aligns with regulatory compliance and operational efficiency, especially in bank accounting and audit functions. The current edition has also been updated based on banking experts and internal faculty feedback, focusing on practicality and current digital trends.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, updated by Mr Sampath Kumar K S, CA (Former Deputy General Manager – Indian Overseas Bank) and vetted by Mr Anil B Rane, B.Com. \u0026amp; LLB (Former General Manager – Bank of India). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance.\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332456529,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/Bankers_Combo_img.jpg?v=1708588697"},{"product_id":"bankers-handbook-on-auditing-book-by-indian-institute-of-banking-finance","title":"Bankers' Handbook on Auditing book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThe Bankers' Handbook on Auditing was developed to address the most important aspects of bank auditing. It underscores the interlinkage and importance of an organisation's robust accounting and auditing systems.\u003c\/p\u003e\n\n\u003cp\u003eThe focus area of this handbook revolves around the following:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction \u0026amp; Types of Audit\n\u003cbr\u003eInternal Audit\n\u003cbr\u003eAudit in a Computerised Environment\n\u003cbr\u003eAudit Aspects of Financial Statements of Banks\n\u003cbr\u003eThis book aligns with regulatory compliance and operational efficiency, especially in bank accounting and audit functions. The current edition has also been updated based on banking experts and internal faculty feedback, focusing on practicality and current digital trends.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, updated by Mr Sampath Kumar K S, CA (Former Deputy General Manager – Indian Overseas Bank) and vetted by Mr Anil B Rane, B.Com. \u0026amp; LLB (Former General Manager – Bank of India). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following coverage:\u003c\/p\u003e\n\n\u003cp\u003eIntroduction \u0026amp; Types of Audit – This section provides an overview of the evolution, definition, and importance of auditing, exploring various audit types along with their scope, objectives, and limitations. It distinguishes between auditing, accounting, and investigation, laying a foundational understanding for readers\n\u003cbr\u003eBank Audit \u0026amp; Types – Focusing on the banking sector, this part delves into the significance of risk-based internal audits and provides a detailed examination of different types of bank audits, including concurrent, internal, and statutory audits\n\u003cbr\u003eRisk-Based Supervision (RBS) – The book examines the objectives, focus, and reasons for adopting Risk-Based Supervision in banking. It discusses supervisory tools, the SPARC framework, and provides insights into the Risk Discovery Process and the IRISc Model\n\u003cbr\u003eInternal Audit's Role in Governance – This section traces the evolution and the multifaceted roles of internal audit, emphasising its crucial role in corporate governance\n\u003cbr\u003eRisk-Based Internal Audit in Banks – Here, the book explains the concept of risk-based auditing and its practical implementation in banks, including guidelines, standards, and ethics set by the RBI and MOF\n\u003cbr\u003eRisk-Based Internal Audit Procedures – Offering an in-depth look at internal audit processes, this part focuses on audit prioritisation, reporting, and strategies for tackling auditing challenges\n\u003cbr\u003eRisk Management – It defines and discusses the relationship between internal auditing and risk management, covering the architecture of risk management and the auditor's role in this context\n\u003cbr\u003eData Analytics and Continuous Controls Monitoring – The section highlights the use of data analytics in business and audit decisions and outlines the techniques and benefits of continuous controls monitoring and auditing\n\u003cbr\u003eAudit in Computerised Information System (CIS) Environment – This part provides an understanding of the CIS environment and its impact on auditing, including an examination of auditing standards and approaches relevant to CIS\n\u003cbr\u003eAudit in a Computerised Environment – An analysis of how computer systems affect internal control, along with a review of RBI guidelines for IS audit and risk management in such environments\n\u003cbr\u003eAudit Aspects of Advances – The book examines advances reflected in balance sheets, including audit procedures and coverage of agricultural advances, NPA norms, and loan document reviews\n\u003cbr\u003eAudit Aspects of Financial Statements | Assets Side – An overview of disclosure requirements and balance sheet analysis, focusing on assets like fixed assets and other assets, along with their audit procedures\n\u003cbr\u003eAudit Aspects of Capital, Reserves, Borrowings, \u0026amp; Deposits – This part presents a detailed analysis of capital, reserves, and surplus in financial statements, including audit approaches and procedures for borrowings and deposits\n\u003cbr\u003eAudit Aspects of Other Liabilities \u0026amp; Provisions – Examination of other liabilities, provisions, and contingent liabilities, along with a review of bills for collection and associated audit approaches\n\u003cbr\u003eAudit Aspect of Treasury Operations – Insights into treasury operations, including forex and derivative transactions, and an understanding of investments, CRR, SLR requirements, and audit procedures\n\u003cbr\u003eAudit Aspects of Profit and Loss Account – This section covers the preparation and disclosure in the profit and loss account, detailing audit procedures for income and expenditure\n\u003cbr\u003eDisclosure Requirements in Financial Statements – Highlights the importance and classification of disclosures in financial statements and the requirements of statutes and listing agreements\n\u003cbr\u003eAudit Aspects of Consolidation of Branch Accounts – Discusses the process and approach to the consolidation of financial statements at various levels, including overseas branches\n\u003cbr\u003eAudit Aspects of Consolidation of Financial Statements – Guidelines on consolidated accounting and supervision, and components and audit procedures for consolidated financial statements\n\u003cbr\u003eAudit Aspect of Inter-Office Transactions – An overview of major transactions and errors in inter-branch transactions, along with audit approaches and procedures for these transactions\n\u003cbr\u003eLong Form Audit Report of Bank Branches – Definition, purpose, and steps in dealing with LFAR, including guidelines and important aspects for branch statutory auditors\n\u003cbr\u003eLong Form Audit Report of Head Office – Coverage and audit aspects of LFAR at the head office level, including the implementation of committee and RBI recommendations\n\u003cbr\u003eBasel III Regulations and Disclosures – An overview of Basel III norms and the disclosure framework, along with the role of auditors in ensuring compliance with these regulations\n\u003cbr\u003eDatabase Security Audit – Exploration of database security and audit principles, focusing on audit techniques, security authentication, and audit trails\n\u003cbr\u003eRemote Auditing – Understanding remote auditing, its advantages, limitations, and ISO guidelines, along with RBI\/ICAI guidelines on remote auditing\n\u003cbr\u003eThe detailed contents of this book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eModule A – Introduction and Types of Audit\n\u003cbr\u003eIntroduction to Auditing and Types of Audit\n\u003cbr\u003eBank Audit and Various Types of Audit in Banks\n\u003cbr\u003eRisk-Based Supervision – A New Approach\n\u003cbr\u003eModule B – Internal Audit\n\u003cbr\u003eInternal Audit – Role in Overall Governance\n\u003cbr\u003eRisk-based Internal Audit in Banks\n\u003cbr\u003eRisk-Based Internal Audit Procedures\n\u003cbr\u003eRisk Management\n\u003cbr\u003eData Analytics and Continuous Controls Monitoring\n\u003cbr\u003eModule C – Audit in Computerised Environment\n\u003cbr\u003eAudit in Computerised Information System (CIS) Environment – An Introduction\n\u003cbr\u003eAudit in a Computerised Environment\n\u003cbr\u003eModule D – Audit Aspects of Financial Statements of Banks\n\u003cbr\u003eAudit Aspects of Advances\n\u003cbr\u003eAudit Aspects of Bank's Financial Statements – Assets Side (Other than Advances)\n\u003cbr\u003eAudit Aspects of Capital, Reserves \u0026amp; Surplus and Borrowings \u0026amp; Deposits\n\u003cbr\u003eAudit Aspects of Other Liabilities \u0026amp; Provisions and Contingent Liabilities\n\u003cbr\u003eAudit Aspect of Treasury Operations – Forex \u0026amp; Derivative Transactions\n\u003cbr\u003eAudit Aspects of Profit and Loss Account\n\u003cbr\u003eDisclosure Requirements in Financial Statements\n\u003cbr\u003eAudit Aspects of Consolidation of Branch Accounts\n\u003cbr\u003eAudit Aspects of Consolidation of Financial Statements\n\u003cbr\u003eAudit Aspect of Inter-Office Transactions\n\u003cbr\u003eLong Form Audit Report of Bank Branches\n\u003cbr\u003eLong Form Audit Report of Head Office\/Central Office\n\u003cbr\u003eBasel III Regulations and Disclosures\n\u003cbr\u003eDatabase Security Audit\n\u003cbr\u003eRemote Auditing\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332489297,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357785990L.jpg?v=1708588680"},{"product_id":"bankers-handbook-on-accounting-book-by-indian-institute-of-banking-finance","title":"Bankers' Handbook on Accounting book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThis comprehensive guide is essential for understanding the multifaceted and dynamic nature of banking accounting. It meticulously covers every aspect of the field, from foundational principles to advanced accounting standards. It provides a deep understanding of the processes and practices pivotal in shaping financial reporting in the banking sector. It underscores the interlinkage and importance of an organisation's robust accounting and auditing systems. It serves as an essential resource for understanding the intricacies of banking accounting, covering the following:\u003c\/p\u003e\n\n\u003cp\u003eFundamental Principles of Accounting\n\u003cbr\u003eFinancial Statements of Banks\n\u003cbr\u003ePreparation of Financial Statements of Banks \u0026amp; Taxation\n\u003cbr\u003eAccounting Standards (Ind AS)\n\u003cbr\u003eThe current edition has also been updated based on banking experts and internal faculty feedback, focusing on practicality and current digital trends.\u003c\/p\u003e\n\n\u003cp\u003eIt is an invaluable resource for students, professionals, and anyone interested in banking accounting. It is structured to cater to both beginners and seasoned practitioners\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2024 Edition, updated by Ms Anita Toshniwal | Chartered Accountant. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following coverage:\u003c\/p\u003e\n\n\u003cp\u003eModule A – Fundamentals of Accounting\n\u003cbr\u003eAccounting | An Introduction – Explore the nature, purpose, and historical perspectives of Financial, Cost, and Management Accounting. Understand the origins and evolution of Accounting Principles\n\u003cbr\u003eAccounting Process – Understand the Accounting Process, comparing Manual and Computerized Accounting Systems. Analyse the differences and implications of manual versus computerised accounting\n\u003cbr\u003eKey Definitions and Terms – Gain a foundational understanding of crucial accounting terms and definitions\n\u003cbr\u003eJournal Use and Voucher Importance in Banking Transactions – Learn about using journals and the role of various vouchers in bank accounting systems. Examine the accounting systems of different banks\n\u003cbr\u003eBank Reconciliation Statement – Introduction to the concept and importance of Bank Reconciliation Statements (BRS). Discuss the reasons for discrepancies between Cash Book and Pass Book and the preparation and advantages of BRS\n\u003cbr\u003eDepreciation Accounting – Understand the meaning, causes, and need for depreciation. Study various depreciation methods, including Straight Line and Written Down Value, and their advantages and disadvantages. Learn about the amortisation of intangible assets and fixed asset replacement\n\u003cbr\u003eModule B – Financial Statements of Banks\n\u003cbr\u003eIntroduction to Bank Financial Statements – Overview of banking business and associated restrictions. Detailed look at the bank's book-keeping systems\n\u003cbr\u003eAdvances and Asset Classification – Presentation and policy disclosures regarding advances. Deep dive into income recognition and asset classification\n\u003cbr\u003eBank Cash, Balances, and Short-Term Assets – Analysis of cash, RBI balances, and short-notice assets.\n\u003cbr\u003eFixed and Other Assets – Detailed examination of fixed and other asset presentations and policies\n\u003cbr\u003eBorrowings, Deposits, and Capital Accounts – Insight into the presentation and analysis of deposits, borrowings, capital, reserves, and surplus\n\u003cbr\u003eLiabilities, Provisions, and Contingent Liabilities – Understanding of other liabilities, provisions, and contingent liabilities\n\u003cbr\u003eInvestments and Profit and Loss Accounting – Exploration of investment presentations and profit and loss accounting\n\u003cbr\u003eDisclosure Requirements and Consolidation – Comprehensive look at disclosure requirements and the consolidation of financial statements and branch accounts\n\u003cbr\u003eModule C – Preparation of Financial Statements of Banks \u0026amp; Taxation\n\u003cbr\u003eFinal Accounts Preparation – Detailed guide on preparing final accounts for banks, including cash flow and funds flow statements\n\u003cbr\u003eManagement Information Systems and Financial Reporting – Exploration of MIS in banking and its impact on financial reporting\n\u003cbr\u003eAccounting in a Computerised Environment – Discussion on the concept, advantages, and limitations of Computerized Accounting Systems\n\u003cbr\u003eTaxation | Direct and Indirect Taxes – Introduction to direct and indirect tax concepts and their application in banking\n\u003cbr\u003eTax Provisions and Tax Planning – Detailed analysis of tax provisions related to Income Tax and GST and strategies for tax planning\n\u003cbr\u003eModule D – Accounting Standards (Ind AS)\n\u003cbr\u003eScope, Statutory Provisions, and Compliances – Detailed exploration of Accounting Standards, including comparisons between US GAAP and IFRS\n\u003cbr\u003eApplicability of Ind AS – Discussion on the applicability of Ind AS to banks, financial institutions, and corporates\n\u003cbr\u003eConsolidated Financial Statements and Investment Accounting – In-depth look at consolidated financial statements, investment in subsidiaries, and standalone financial statements\n\u003cbr\u003eAccounting for Joint Ventures and Disclosures – Insight into accounting for jointly controlled entities and disclosure challenges under Ind AS.\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332522065,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357788847L.jpg?v=1708590010"},{"product_id":"guide-to-bank-branch-management-enhancing-efficiency-and-effectiveness-of-bank-branches-book-by-tara-prasad-misra","title":"Guide to Bank Branch Management – Enhancing Efficiency and Effectiveness of Bank Branches book by Tara Prasad Misra","description":"\u003cp\u003eThis book illustrates the intricate nature of managing a bank branch, recognizing it as a multi-tasking, challenging role requiring a broad spectrum of knowledge and skills in banking. It emphasizes the criticality of the branch manager position, noting their responsibility for personal performance and that of their team. This book gives a strategic direction to the branch heads for inculcating the habit of keeping themselves abreast of the latest happenings in the Banks and reskilling, upskilling their banking acumen in terms of guidelines, Policies and practices.\u003c\/p\u003e\n\n\u003cp\u003eThis book aims to be a one-stop reference material, helpful in understanding various areas in Branch Banking for existing branch heads and the officials newly assigned to the role of Branch Head. It will also be beneficial to officials who are in the process of being groomed for such assignments.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the Latest Edition and has been amended upto October 2023. This book is authored by Shri Tara Prasad Misra (Former Principal, Baroda Apex Academy, Bank of Baroda) with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[Outlining Key Responsibilities of Branch Manager] including:\n\u003cbr\u003eOperational Controls\n\u003cbr\u003eAsset Health\n\u003cbr\u003eCASA Growth\n\u003cbr\u003eMarketing\n\u003cbr\u003eCompliance\n\u003cbr\u003eStaffing\n\u003cbr\u003eCustomer Service\n\u003cbr\u003eTeam Building, etc.\n\u003cbr\u003e[Branch Manager's Impact] It describes the Branch Manager's role in driving the business and shaping the bank branch's destiny through effective team leadership\n\u003cbr\u003e[Competitive Advantage for Branch Managers] It links managerial effectiveness with the competitive edge in the banking industry, advocating for new skills and perspectives for managers\n\u003cbr\u003e[Exhaustive Coverage] This book covers critical aspects of branch management such as:\n\u003cbr\u003eOperational Efficiency\n\u003cbr\u003eMarketing Strategy\n\u003cbr\u003eCustomer Service\n\u003cbr\u003eManagement Skills\n\u003cbr\u003eCredit Management\n\u003cbr\u003eVigilance\n\u003cbr\u003eAudit\n\u003cbr\u003eCompliance\n\u003cbr\u003e[Practical Application] It integrates the author's real-life experiences to provide a realistic view of the Branch Manager's responsibilities\n\u003cbr\u003e[Resource-Rich Contents] This book also compiles banks' policies, guidelines, practices, and regulatory information into a valuable reference guide\n\u003cbr\u003e[Authors' Experience] This book leverages the author's four-decade banking experience to ensure thorough and informed content\n\u003cbr\u003eThe detailed contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eUnderstand the Branch and Roles \u0026amp; Responsibilities of a Branch Manager\n\u003cbr\u003eTowards New Journey as Branch Manager\n\u003cbr\u003eCompetency Framework for Branch Manager\n\u003cbr\u003eQualities of a Successful Branch Manager\n\u003cbr\u003eCompilation of Best Practices for a Branch Manager\n\u003cbr\u003eTransforming the Branch to Branch of the Future – Role of the Branch Manager\n\u003cbr\u003eEnhancing Operational Efficiency in Bank Branches\n\u003cbr\u003eBusiness Growth through Service Excellence\n\u003cbr\u003eCustomer Retention and Service Recovery Strategies in Bank Branches\n\u003cbr\u003eStrategies for Turnaround of Loss-Making Bank Branches\n\u003cbr\u003eMarketing Strategy at Bank Branches\n\u003cbr\u003eBranch Marketing and Strategies for Business Development\n\u003cbr\u003eCustomer-Centric Sales in Bank Branch – Best Practices\n\u003cbr\u003eDigital Marketing – A Step Forward\n\u003cbr\u003eCustomer Service\n\u003cbr\u003eCustomer Grievances Redressal Mechanism in Banks\n\u003cbr\u003eBranch Management Skills\n\u003cbr\u003eEffective Communication Skills for Branch Managers\n\u003cbr\u003eEffective Negotiation Skills for Branch Managers\n\u003cbr\u003eArt of Giving and Receiving Feedback\n\u003cbr\u003eMentoring – An Essential Skill for Branch Managers\n\u003cbr\u003eConflict Resolution Skills for Managers\n\u003cbr\u003eEffective Time Management Skills for Managers\n\u003cbr\u003eProducts \u0026amp; Procedures\n\u003cbr\u003eRetail Lending – A Corporate Strategy for Deploying Funds\n\u003cbr\u003eDigital Banking Services at Bank Branch\n\u003cbr\u003eNRI Product and Services\n\u003cbr\u003eCredit Management\n\u003cbr\u003eConcepts and Guidelines for Credit Management\n\u003cbr\u003eEvaluation of Borrower's Creditworthiness\n\u003cbr\u003eKey Principles of Sound Lending\n\u003cbr\u003eTypes of Borrowal Accounts\n\u003cbr\u003eTypes of Account Holders\n\u003cbr\u003eCredit Appraisal Care at Bank Branch\n\u003cbr\u003eIntroduction to Financial Statement Analysis\n\u003cbr\u003eRatio Analysis\n\u003cbr\u003eWorking Capital Finance\n\u003cbr\u003eTerm Loan\/Project Appraisal\n\u003cbr\u003eDocumentation and Creation of Charges\n\u003cbr\u003eImportance of Credit Rating\n\u003cbr\u003eDue Diligence in Takeover of Borrowal Account\n\u003cbr\u003eLending Strategies to Priority Sector in Bank\n\u003cbr\u003eMSME Finance – Importance, Advantages, Issues and Challenges Ahead\n\u003cbr\u003eMajor Schemes of MSMEs\n\u003cbr\u003eFinancing Self-Help Groups (SHG)\/Joint Liability Group (JLG)\n\u003cbr\u003eCredit Monitoring \u0026amp; Recovery\n\u003cbr\u003eEffect of Credit Governance on Asset Quality\n\u003cbr\u003eTools and Techniques of Credit Monitoring\n\u003cbr\u003eProfessional Approach in Asset Management – Roles \u0026amp; Responsibilities of the Manager\n\u003cbr\u003eRecovery of NPA in Bank – An Approach in Present Scenario\n\u003cbr\u003ePreventive Vigilance \u0026amp; Fraud Risk Management\n\u003cbr\u003eMeasures for Preventing Fraud in Banking Operations\n\u003cbr\u003ePreventive Vigilance in Retail Loans\n\u003cbr\u003eCyber Security in Banks – Importance, Threats, and Challenges\n\u003cbr\u003eRBI Framework on Cyber Security\n\u003cbr\u003ePrecaution to Avoid Frauds in the CBS Environment\n\u003cbr\u003eRevenue Leakages – Common Causes and Control Mechanism at the Bank Branches\n\u003cbr\u003eAudit, Inspection \u0026amp; Compliance Measures at Branches\n\u003cbr\u003eTypes of Audits in Bank\n\u003cbr\u003eRisk-based Internal Audit Mechanism in Bank Branches\n\u003cbr\u003eCompliance and Closure of Inspection Reports at the Branch\n\u003cbr\u003eCompliance Norms for Bank Branches\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332554833,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357784351L.jpg?v=1708588648"},{"product_id":"bankers-handbook-on-credit-management-book-by-indian-institute-of-banking-finance","title":"Bankers' Handbook on Credit Management book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThe 'Bankers' Handbook on Credit Management' is developed to address the unique skill requirements of banking professionals in managing credit portfolios. This book offers insights into the credit function, supplemented by practical examples, a rundown of regulatory guidelines, etc.\u003c\/p\u003e\n\n\u003cp\u003eThe focus areas of this handbook revolve around the credit operations of commercial banks and delve into:\u003c\/p\u003e\n\n\u003cp\u003eAn Introduction to and Overview of Credit\n\u003cbr\u003eAnalysis of Financial Statement\n\u003cbr\u003eWorking Capital Management\n\u003cbr\u003eOther Credits\n\u003cbr\u003eMonitoring, Supervision\/Follow-up, and Management of Impaired Assets\n\u003cbr\u003eEmphasis is placed on real-world applications of credit management concepts and functions. To ensure the reader is well-equipped with the latest knowledge, this book incorporates the recent developments and guidelines in the field.\u003c\/p\u003e\n\n\u003cp\u003eThis book is not only the recommended courseware for the IIBF's 'Certified Credit Professional Course', recognized by the Reserve Bank of India \u0026amp; Indian Banks Association for enhancing the skills of banking professionals, but also an invaluable asset for anyone intrigued by the nuances of bank credit functions within India.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 3rd Edition, updated by P.D. Sankaranarayanan (Former Assistant General Manager – State Bank of India) and vetted by D. Srinivasan (Former Deputy General Manager \u0026amp; Faculty | Training College – Indian Bank). Taxmann exclusively publishes this book for IIBF with the following coverage:\u003c\/p\u003e\n\n\u003cp\u003eModule A – Introduction \u0026amp; Overview of Credit\n\u003cbr\u003ePrinciples of Lending\n\u003cbr\u003eCredit Policy\n\u003cbr\u003eTypes of Borrowers \u0026amp; Types of Credit Facilities\n\u003cbr\u003eCredit Delivery\n\u003cbr\u003eCredit Appraisal\n\u003cbr\u003eCredit Rating\n\u003cbr\u003eCapital Adequacy (Credit Risk – Standardized Approach \u0026amp; Advanced Approached)\n\u003cbr\u003eProbability of Default\n\u003cbr\u003eExposure at Default\n\u003cbr\u003eLoss Given Default\n\u003cbr\u003eImportance \u0026amp; Application of RAROC (Risk Adjusted Return on Capital)\n\u003cbr\u003eModule B – Analysis of Financial Statements\n\u003cbr\u003eAnalysis of Financial Statements\n\u003cbr\u003eNon-financial Risk Analysis \u0026amp; Macroeconomic Factors\n\u003cbr\u003eProject Appraisal\/Term Loan Appraisal\n\u003cbr\u003eCredit Risk Analytics \u0026amp; Credit Scoring Models\n\u003cbr\u003eModule C – Working Capital Management\n\u003cbr\u003eWorking Capital Assessment (including Factoring, Bill Financing, etc., as Sub-limits)\n\u003cbr\u003eNon-Fund-Based Credit Facilities\n\u003cbr\u003eModule D – Other Credits\n\u003cbr\u003eExport Finance\n\u003cbr\u003ePriority Sector Lending\/Government Sponsored Schemes\/NABARD Schemes\n\u003cbr\u003eRetail Loans\n\u003cbr\u003eForward Exposure Limit \u0026amp; Pre-settlement Risk\n\u003cbr\u003eStructured Finance Options\n\u003cbr\u003eAlternative Source of Funding\n\u003cbr\u003eDigital Finance-P2P Lending via FinTech\n\u003cbr\u003eGreen Finance\n\u003cbr\u003eModule E – Monitoring, Supervision\/Follow-Up \u0026amp; Management of Impaired Assets\n\u003cbr\u003eDocumentation\n\u003cbr\u003eTypes of Charges\n\u003cbr\u003eFollow-Up, Supervision \u0026amp; Credit Monitoring\n\u003cbr\u003ePeriodic Scrutiny of Exception Reports\n\u003cbr\u003eAI\/ML Based Analytics Tools to Analyze the Transaction to Predict 'Likely to Default'\n\u003cbr\u003eResolution of Stressed Assets\n\u003cbr\u003eFair Practices Code on Lender's Liability\n\u003cbr\u003eInsolvency \u0026amp; Bankruptcy Code (IBC), 2016 [including all Amendments \u0026amp; Top Five Judgements]\n\u003cbr\u003eFraud Risk Management in Credit\n\u003cbr\u003eEarly Warning Signals [Annexure 16\/3 of Current Book]\n\u003cbr\u003eRed Flagging of Accounts\n\u003cbr\u003eIdentification \u0026amp; Reporting of Fraud\n\u003cbr\u003eForensic Audit\n\u003cbr\u003eWilful Defaulters\n\u003cbr\u003eNon-cooperative Borrowers\n\u003cbr\u003eFugitive Economic Offender\n\u003cbr\u003eLook Out Circular\n\u003cbr\u003eCriminal Offenses and Investigative Agencies\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332587601,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357788496L.jpg?v=1708588631"},{"product_id":"handbook-on-debt-recovery-book-by-indian-institute-of-banking-finance","title":"Handbook on Debt Recovery book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThis book has been prepared to serve as a comprehensive guide for debt recovery agents and their essential role in debt recovery. The book's objective is to provide a deep understanding of the debt recovery process and the various stages and guidelines to be followed by the debt recovery agents.\u003c\/p\u003e\n\n\u003cp\u003eThis book will be an essential guide for all debt recovery agents, whether they are associated with banks or NBFCs in their recovery process.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 2023 Edition, revised and updated by A.C. Chug (Former Chairman M G B Gramin Bank sponsored by the State Bank Group) and vetted by Dr. R. Bhaskaran (Former CEO – IIBF and Former CGM – NABARD). Taxmann exclusively publishes this book for IIBF with the following noteworthy features:\u003c\/p\u003e\n\n\u003cp\u003e[New Section on Non-Banking Financial Companies (NBFCs)] has been added to this book\n\u003cbr\u003e[Inputs on Collection\/Recovery Function] which includes:\n\u003cbr\u003eBasic Information and Principles\n\u003cbr\u003eUnderlying Credit Collection\n\u003cbr\u003eProcedures Involved in the Collection Function\n\u003cbr\u003eCodes to be Adopted by Recovery Agent, etc.\n\u003cbr\u003e[Additional Features on Collection\/Recovery Function] such as:\n\u003cbr\u003eValuable Tips\n\u003cbr\u003eTechniques\n\u003cbr\u003eIllustrative Real-world Examples\n\u003cbr\u003eBest Practices\n\u003cbr\u003e[Select Coverage of the Most Important Topics] are as follows:\n\u003cbr\u003eSoft Skills and Attributes which are required to be a successful debt recovery agent\n\u003cbr\u003eInsights into the Techniques and Methods Required by debt recovery agents to communicate with debtors and improve collections\n\u003cbr\u003eEthical Considerations \u0026amp; Regulatory Framework that govern the work of debt recovery agent\n\u003cbr\u003eConsequences of Engaging in Unethical\/Illegal Practice along with the importance of treating debtors with respect and dignity\n\u003cbr\u003eThe detailed contents of this book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eModule A – Basics of Banking\n\u003cbr\u003eOverview of Banking and Finance\n\u003cbr\u003eBanker-Customer Relationship\n\u003cbr\u003eVarious Deposit Schemes and Other Services\n\u003cbr\u003eAccount Opening and Operations in Accounts\n\u003cbr\u003eProvisions of the NI Act for Payment and Collection of Cheques\n\u003cbr\u003eModule B – Brief Outline of Various Products and Legal Aspects of Recovery\n\u003cbr\u003eCredit Cards and Debit Cards\n\u003cbr\u003eVarious Types of Loans and Advances\n\u003cbr\u003eSecurities and Modes of Registration or Recording Securities\n\u003cbr\u003eLoan Documentation\n\u003cbr\u003eIncome Recognition and Asset Classification\n\u003cbr\u003eLegal Aspects of Loan Recovery\n\u003cbr\u003eCollection Operations\n\u003cbr\u003eModule C – DRA Role in Loan Recovery and Soft Skills\n\u003cbr\u003eDRA – Meaning, Legal and Regulatory Framework\n\u003cbr\u003eFunctions of Debt Recovery Agents\n\u003cbr\u003ePolicy, Process and Procedure of Debt Recovery\n\u003cbr\u003eSoft Skills and Strategies for Debt Recovery\n\u003cbr\u003eRights and Duties of Recovery Agents\n\u003cbr\u003eFair Practices Code for Lenders\n\u003cbr\u003eModule D – Additional Reading on NBFCs\n\u003cbr\u003eNon-Banking Financial Companies (NBFCs)\n\u003cbr\u003eFair Practices Code (FPC) for NBFCs\n\u003cbr\u003eAppendices\n\u003cbr\u003eRBI Circular on Recovery Agents Engaged by Banks\n\u003cbr\u003eIBA – Model Policy on Collection of Dues and Repossession of Security\n\u003cbr\u003eCase Laws on Payment of Cheques and Liability of Paying Banker\n\u003cbr\u003eRBI Guidelines on Managing Risks and Code of Conduct in Outsourcing of Financial Services by Banks\n\u003cbr\u003eCase Laws on Repossession and Enforcement of Securities\n\u003cbr\u003eGlossary of Banking Terms\n\u003cbr\u003eSome of the Important Cases Dealt by the Banking Ombudsman Offices\n\u003cbr\u003eOutsourcing of Financial Services – Responsibilities of Regulated Entities Employing Recovery Agents\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803332653137,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789357782104L.jpg?v=1708588611"},{"product_id":"micro-small-and-medium-enterprises-msmes-book-by-indian-institute-of-banking-finance","title":"Micro, Small and Medium Enterprises (MSMEs) book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThis book covers all important aspects of Micro, Small and Medium Enterprises (MSMEs), which include the following:\u003c\/p\u003e\n\n\u003cp\u003eSetting-up of MSME\n\u003cbr\u003eMSME Policy, Regulatory \u0026amp; Legal Framework\n\u003cbr\u003eInstitutional Framework\n\u003cbr\u003eFinancing Options \u0026amp; Modes\n\u003cbr\u003eMSME Business Development Service Providers\n\u003cbr\u003eCluster \u0026amp; Cluster Development\n\u003cbr\u003eEarly Detection of Sickness \u0026amp; Rehabilitation\n\u003cbr\u003eImpact of Development on the Future of MSMEs\n\u003cbr\u003eThis book will benefit all those interested in learning about MSMEs in India.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the latest 2022 Edition, published exclusively by Taxmann for IIBF's certificate examination on 'Micro, Small and Medium Enterprises in India'. The noteworthy features of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003e[Evolution \u0026amp; Definitions] of MSMEs are covered in this book, along with a global perspective of the MSME definitions\n\u003cbr\u003e[Procedures \u0026amp; Intricacies] involved in setting up an MSME in India\n\u003cbr\u003e[Regulatory Requirements] and the forms in which an MSME can be set up by enterprises, either engaged in manufacturing\/production or providing\/rendering of services\n\u003cbr\u003e[Initiatives taken by the Ministry of MSME] for empowering women through training and concessional financing for the women entrepreneurs, all developments in the legal aspects of MSME business etc.\n\u003cbr\u003e[Financial Institutions\/Departments\/Promotional Schemes] which are either from the Government or Non-Government, that have been set up\/initiated to support the growth and adequately finance the MSMEs\n\u003cbr\u003e[Explanation of RBI Definition of Stressed MSMEs], preventive measures, guidelines on rehabilitation measures for potentially viable units, the definition of wilful defaulters, penal measures, classification of the assets in the NPA category etc.\n\u003cbr\u003e[Details about SME Exchange, TReDS and Setting up of NARCL] have also been incorporated in the book\n\u003cbr\u003e[Micro Finance and MSME] play a symbiotic relationship with respect to the availability of finance, enhancing productivity and providing employment. The book provides updated information about the revised definitions of MSME with the latest guidelines issued by the RBI with respect to the Resolution of Stressed MSME accounts\n\u003cbr\u003e[Ramifications of the WTO Regime on the MSME Sector] both in terms of the opportunities it will provide and the challenges that it will throw up\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803333537873,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789356221048L.jpg?v=1708588594"},{"product_id":"compilation-of-shri-r-k-talwar-memorial-lectures-2007-2021-book-by-indian-institute-of-banking-finance","title":"Compilation of Shri R.K Talwar Memorial Lectures (2007-2021) book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eThis book is a compilation of Shri R.K. Talwar Memorial Lectures. It covers the lectures from 2007 to 2021, organised by the Indian Institute of Banking and Finance in association with the State Bank of India. This book will be helpful for bankers \u0026amp; other professionals from every field.\u003c\/p\u003e\n\n\u003cp\u003eThe detailed contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eThe Indian Banking System – Challenges Ahead\n\u003cbr\u003eBy Dr C. Rangarajan, Former Governor, Reserve Bank of India \u0026amp; Former Chairman, Economic Advisory Council to the Prime Minister\n\u003cbr\u003eHuman Resource as a Key Driver in Indian Banking\n\u003cbr\u003eBy Shri Vinod Rai (Former IAS), Former Comptroller \u0026amp; Auditor General of India\n\u003cbr\u003eCapital and Citizenship: Challenges and Opportunities before Financial Inclusion\n\u003cbr\u003eBy Smt. Elaben Bhatt, Founder, Self Employed Women's Association (SEWA)\n\u003cbr\u003eThe Future of Financial Regulation: Some Reflections\n\u003cbr\u003eBy Dr Rakesh Mohan, Former Chairman, National Transport Development Committee Planning Commission, Government of India\n\u003cbr\u003eThe Future of Finance in India\n\u003cbr\u003eBy Shri N. Vaghul, Former Chairman, ICICI Bank Ltd.\n\u003cbr\u003eGrowth, Poverty and Economic Transformation in India\n\u003cbr\u003eBy Dr. Arvind Panagariya, Former Vice Chairman, NITI Aayog\n\u003cbr\u003eCastles in Sand: India and the Tide of Globalization\n\u003cbr\u003eBy Dr Ashish Nanda, Former Director, Indian Institute of Management, Ahmedabad\n\u003cbr\u003eThe Unfinished Agenda: Restoring Public Sector Bank Health in India\n\u003cbr\u003eBy Dr Viral V. Acharya, Former Deputy Governor, Reserve Bank of India\n\u003cbr\u003eThe Reform Agenda\n\u003cbr\u003eBy Dr Bibek Debroy, Chairman, Economic Advisory Council to the Prime Minister (EAC-PM)\n\u003cbr\u003eBeyond Risk: Policy Making for an Uncertain World\n\u003cbr\u003eBy Shri Sanjeev Sanyal, Principal Economic Adviser, Ministry of Finance, Government of India\n\u003cbr\u003eIndia's Covid Response\n\u003cbr\u003eBy Dr Krishnamurthy V. Subramanian, Former Chief Economic Adviser, Government of India\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803333570641,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789392211966_L.jpg?v=1708588574"},{"product_id":"compliance-in-banks-by-indian-institute-of-banking-finance","title":"Compliance in Banks by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eCompliance in Banks\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is a comprehensive guide to the regulatory and compliance frameworks governing the banking industry. It distils critical guidelines, norms, and global best practices—covering everything from Basel III capital-adequacy rules to risk management and governance structures. This thoroughly revised edition incorporates the latest regulatory updates to provide readers with a comprehensive understanding of contemporary banking compliance landscapes. The book serves as a foundational text for newcomers and a practical manual for seasoned professionals, ensuring that readers not only learn the principles of compliance but also understand how to apply them effectively in practical scenarios. Each chapter has been meticulously designed to clarify complex regulations and provide actionable insights for effective compliance management.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBanking Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Executives, managers, and practitioners seeking a comprehensive reference on domestic and international banking regulations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCompliance Officers and Auditors\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Those responsible for designing, monitoring, and enforcing internal control frameworks\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eStudents and Academics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Individuals enrolled in banking and finance courses, particularly those preparing for professional certifications like the Certified Banking Compliance Professional (CBCP)\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulatory and Risk Management Specialists\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Professionals focused on navigating risk-based supervision and mitigating operational, credit, and market risks within financial institutions\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the 2025 Edition, updated by Mr P.S. Khandelwal (Former Chief Compliance Officer – IndusInd Bank) and vetted by Prof. (Dr.) Satyajit Dhar (Department of Business Administration – University of Kalyani, West Bengal). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance [\u003cem\u003efor the Certified Banking Compliance Professional (CBCP)\u003c\/em\u003e]\u003cem\u003e \u003c\/em\u003ewith the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eRegulatory Clarity\u003c\/strong\u003e] Breaks down intricate regulations, including Basel III, prudential norms, large-exposure limits, FEMA guidelines, etc., into easily understandable sections\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003ePractical Approach\u003c\/strong\u003e] Offers case studies and examples that demonstrate how to interpret and implement regulatory guidelines\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eComprehensive Coverage\u003c\/strong\u003e] Addresses every facet of bank operations—from deposit management to foreign exchange, digital banking, and beyond—ensuring a holistic compliance framework\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eExpert Insights\u003c\/strong\u003e] Developed in consultation with subject matter experts, reviewers, and industry stakeholders to offer authoritative guidance\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eStructured Learning\u003c\/strong\u003e] Aligns with the CBCP course curriculum, providing a streamlined journey through essential compliance topics\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe content encompasses a broad range of regulations and operational standards that banks must comply with. The key areas include:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulation and Supervision of Banks (Module I)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExplores financial-sector regulations, statutory frameworks, and supervisory bodies that oversee banks\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRisk Management in Banks (Module II)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eCovers Basel III capital-adequacy norms, risk-based supervision, and various categories of risk such as market, credit, and operational risks\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCompliance Functions (Module III)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExamines governance structures, roles and responsibilities of the Board and the Chief Compliance Officer, and strategies for building a strong compliance culture\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eGuidelines on Loans and Advances (Module IV)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eAddresses statutory restrictions, large-exposure norms, retail lending products, and prudential norms for income recognition and asset classification\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eForeign Currency Operations Under FEMA (Module V)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eProvides an in-depth look at foreign exchange-related regulations, including export-import guidelines, external commercial borrowings, and overseas investments\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eGuidelines on Deposits\/Other Services \u0026amp; Digital Banking (Module VI)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eDiscusses operational aspects of deposit accounts, remittance services, electronic payments, agency banking, and digital banking channels\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCustomer Services and Protection (Module VII)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eReviews KYC\/AML norms, guidelines on customer service, IT security and outsourcing standards, as well as fraud and vigilance frameworks\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOther Important Regulations and Guidelines (Module VIII)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eFeatures disclosure requirements, statutory returns, key RBI circulars, and updates on recent RBI reports\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eImportant Laws Relevant for Banks (Module IX)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eSummarises major laws impacting bank business activities, organisational structures, and support functions alongside illustrative case studies\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInternational Best Practices in Compliances (Module X)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eHighlights global compliance trends, best practices, and their relevance to domestic banking operations\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cspan\u003eAdditionally, annexures provide perspectives on banking supervision and practical insights into the day-to-day functioning of a compliance department\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModular Layout\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Ten modules, each focused on a distinct area of banking compliance, allowing readers to navigate seamlessly from foundational topics to advanced concepts\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eUnit-based Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each module is broken down into specific units that tackle particular regulatory aspects—making it easier to reference rules and guidelines\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAnnexures and Case Studies\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Supplementary sections offer deeper analyses, best practices, and practical applications, making the material highly practical\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803333603409,"sku":"9789364558426","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1748685854389_1_9789364558426_Detail-Page.jpg?v=1749020419"},{"product_id":"introduction-to-financial-planning-by-indian-institute-of-banking-finance","title":"Introduction to Financial Planning by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eIntroduction to Financial Planning covers the following topics:\u003c\/p\u003e\n\n\u003cp\u003eThe Indian Financial System\n\u003cbr\u003eElements of Financial Planning\n\u003cbr\u003eWays \u0026amp; Means of Meeting Clients’ needs through Financial Planning\n\u003cbr\u003eElements of Creating a Financial Plan\n\u003cbr\u003eThis book will be helpful for ardent learners of banking \u0026amp; finance and professionals engaged in the financial advising field.\u003c\/p\u003e\n\n\u003cp\u003eThe Present Publication is the 4th Edition (2017), published exclusively by Taxmann for the Indian Institute of Banking and Finance. The contents of the book are as follows:\u003c\/p\u003e\n\n\u003cp\u003eIndian Economic Environment\n\u003cbr\u003eIntroduction to Economics and Indian Economy\n\u003cbr\u003eEconomic Policies\n\u003cbr\u003eEconomic Indicators and Value of Investment\n\u003cbr\u003eMedia and Information Sources\n\u003cbr\u003eOverview of Indian Financial Markets\n\u003cbr\u003eBasic Concepts\n\u003cbr\u003eThe Financial System\n\u003cbr\u003eTypes of Financial Markets\n\u003cbr\u003eFeatures of Financial Markets\n\u003cbr\u003eThe Flow of Funds\n\u003cbr\u003eParticipants, Intermediaries \u0026amp; Regulators of the Indian Financial System: Institutional \u0026amp; Non-Institutional\n\u003cbr\u003eParticipants in the Finance Industry\n\u003cbr\u003eTypes of Financial Services\n\u003cbr\u003eBasics of Financial Planning\n\u003cbr\u003eIntroduction\n\u003cbr\u003eRegulatory Controls and Practices\n\u003cbr\u003eA Brief Overview of Advisers\n\u003cbr\u003eThe Consumer Life Cycle\n\u003cbr\u003eThe Wealth Cycle\n\u003cbr\u003eThe Financial Planning Process\n\u003cbr\u003eTowards a Financial Plan\n\u003cbr\u003eWorking with Clients\n\u003cbr\u003eGathering Initial Information from the Client\n\u003cbr\u003eAdditional Information\n\u003cbr\u003eMeeting the Client’s Objectives\n\u003cbr\u003eAsset Allocation\n\u003cbr\u003eImplementation\n\u003cbr\u003eOngoing Service\n\u003cbr\u003eRecommending Financial Planning Strategies to Investors\n\u003cbr\u003eEffective Communication in Financial Counselling\n\u003cbr\u003eIntroduction\n\u003cbr\u003eThree-types of Structured Communication\n\u003cbr\u003eEssentials in Financial Counselling\n\u003cbr\u003eProfile of the Effective Counsellor\n\u003cbr\u003eElements of Non-Verbal Behaviours\n\u003cbr\u003eAttending and Listening Skills\n\u003cbr\u003eCounsellor Leading Responses\n\u003cbr\u003eThe Questions Process of a Financial Counselling\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803333636177,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/IntroductiontoFinancialPlanning2017L.jpg?v=1708588519"},{"product_id":"inclusive-banking-thro-business-correspondents-payments-banks-in-hindi-by-indian-institute-of-banking-finance","title":"Inclusive Banking Thro Business Correspondents (Payments Banks) in Hindi by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003eसमावेशी बैंकिंग कारोबार प्रतिनिधियों के माध्यम से (पेमेंट्स बैंक), को वित्तीय मध्यवर्तियों के नए उभरते संवर्ग, जिन्हे कारोबार प्रतिनिधि (बी सी) कहा जाता है के लिए तैयार किया गया है, जिसका उद्देश्य उन्हें उनकी नियत भूमिकाओं में प्रभावी और कुशल बनाने के लिए आवश्यक कौशल प्रदान करना है। यह पुस्तक निम्नलिखित दो मॉड्यूल में विभाजित है:\u003c\/p\u003e\n\n\u003cp\u003eमॉड्यूल क: पेमेंट्स बैंकों के कारोबार प्रतिनिधियों के लिए लागू\n\u003cbr\u003eमॉड्यूल ख: पेमेंट्स बैंकों के उन कारोबार प्रतिनिधियों (बीसी) को लागू होते हैं जिन्होंने मॉड्यूल क को उत्तीर्ण किया है और बाद में अनुसूचित वाणिज्यिक बैंकों (एससीबी) द्वारा बीसी के रूप में नियुक्त किये गए हैं\u003c\/p\u003e\n\n\u003cp\u003eइस पुस्तक में प्रत्येक अध्याय के अंत में सारांश, प्रमुख शब्द, परीक्षण और उत्तर भी दिए गए हैं।\u003c\/p\u003e\n\n\u003cp\u003eवर्तमान प्रकाशन पब्लिकेशन 2019 संस्करण है, जिसे टैक्समैन द्वारा विशेष रूप से भारतीय बैंकिंग और वित्त संस्थान (IIBF) के लिए पेमेंट्स बैंकों के कारोबार प्रतिनिधियों पर प्रमाणन परीक्षा के लिए प्रकाशित किया गया है।\u003c\/p\u003e\n\n\u003cp\u003eपुस्तक की सामग्री इस प्रकार है:\u003c\/p\u003e\n\n\u003cp\u003eमॉड्यूल क: पेमेंट्स बैंकों के कारोबार प्रतिनिधियों के लिए लागू \n\u003cbr\u003eभारतीय बैंकिंग की संरचना और बैंकों के प्रकार \n\u003cbr\u003eविभिन्न जमा योजनाएं और अन्य सेवाएं \n\u003cbr\u003eखाता खोलना, ऑन-बोर्डिंग प्रक्रिया, केवाईसी व्यवस्था और परिचालन \n\u003cbr\u003eलेखांकन, वित्त और परिचालन \n\u003cbr\u003eबैंकों में शिकायत निवारण व्यवस्था और बैंकिंग लोकपाल योजना\n\u003cbr\u003eवित्तीय बाजार का विहंगावलोकन \n\u003cbr\u003eवित्तीय समावेशन और बैंक-रहित क्षेत्रों के लिए बैंकिंग \n\u003cbr\u003eकारोबार सुलभकर्ता और कारोबार प्रतिनिधि (बीएफ\/बीसी) मॉडल : वित्तीय समावेशन का माध्यम \n\u003cbr\u003eजोखिम और धोखाधड़ी प्रबंधन \n\u003cbr\u003eपीएमजेडीवाई, पीएमजेजेबीवाई, पीएमएसबीवाई और एपीवाई\n\u003cbr\u003eमूलभूत तकनीकी कौशल (माइक्रो एटीएम की देखभाल, बायोमेट्रिक और अन्य डिवाइस, मूलभूत संयोजकता (कनेक्टिविटी) मुद्दे \n\u003cbr\u003eडिजिटल बैंकिंग योजनाएं\n\u003cbr\u003eसम्प्रेषण और वित्तीय परामर्श (वित्तीय साक्षरता और वित्तीय शिक्षा सहित )\n\u003cbr\u003eविभिन्न प्रकार के ग्राहकों को कैसे संभालें?\u003c\/p\u003e\n\n\u003cp\u003eमॉड्यूल ख:  पेमेंट्स बैंकों के उन कारोबार प्रतिनिधियों (बीसी) को लागू होते हैं जिन्होंने मॉड्यूल क को उत्तीर्ण किया है और बाद में अनुसूचित वाणिज्यिक बैंकों द्वारा बीसी के रूप में नियुक्त किये गए हैं \n\u003cbr\u003eविभिन्न जमा योजनाएं और अन्य सेवाएं \n\u003cbr\u003eलेखांकन, वित्त और परिचालन \n\u003cbr\u003eऋण एवं अग्रिम: खुदरा उधार\n\u003cbr\u003eसुदृढ़ उधार देने के सिद्धांत \n\u003cbr\u003eकिसान क्रेडिट कार्ड योजना\n\u003cbr\u003eआस्ति वर्गीकरण और वसूली के तरीके \n\u003cbr\u003eवित्तीय बाजार का विहंगावलोकन \n\u003cbr\u003eसूक्ष्म वित्त (माइक्रो फाइनेंस) और स्वयं सहायता समूह (एसएचजी) \n\u003cbr\u003eव्यावहारिक कौशल और बैंक ऋणों की वसूली के लिए रणनीतियां\u003c\/p\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":40803333898321,"sku":"","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/9789389546712_L.jpg?v=1708588485"},{"product_id":"ethics-in-banking","title":"Ethics in Banking","description":"\u003cp\u003e\u003cspan\u003eThis book explores the vital role of ethics in the banking sector, emphasising the necessity of integrity, transparency, and accountability in every aspect of banking operations. Drawing inspiration from the timeless wisdom of Thiruvalluvar's couplet from Thirukkural—\"\u003cem\u003eEthics is the road to wealth and goodwill\u003c\/em\u003e\"—this book underscores the enduring relevance of ethical principles in business and financial services. It comprehensively examines how ethics can foster trust, enhance reputation, and drive sustainable growth in financial institutions.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is helpful for practising bankers, financial professionals, and institutions seeking a deeper understanding of ethics in banking.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the 2024 Edition, revised and updated by Mr Atul Kumar | Former Chief Ethics Officer – SBI. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eImportance of Ethics in Banking\u003c\/strong\u003e] The book discusses the critical role of ethics in banking, highlighting how ethical behaviour forms the cornerstone of public trust and institutional reputation. It outlines how ethics drive sustainable growth and stability, emphasising that honest, fair, and transparent practices are not just regulatory requirements but also business imperatives\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eApplication of Ethical Principles\u003c\/strong\u003e] It covers applying ethical principles at various operational levels—individual, organisational, and market. It discusses the ethical responsibilities of banking professionals and institutions, including the importance of ethical leadership, corporate governance, and adherence to social responsibility norms. It illustrates these principles with real-world examples, making the content both relevant and actionable\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eContemporary Ethical Issues\u003c\/strong\u003e] This book addresses modern challenges in banking ethics, such as integrating ESG (Environmental, Social, and Governance) criteria, the ethical implications of digital transformation, data privacy concerns, and the latest regulatory changes, including Fintech and the Digital India Act. It analyses how banks can navigate these challenges while maintaining ethical standards\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eCase Studies and Practical Insights\u003c\/strong\u003e] The book includes a wide array of case studies that provide practical insights into ethical dilemmas faced by banks and financial institutions. From high-profile cases like the Equifax Data Breach and the LIBOR Scandal to scenarios involving workplace ethics and regulatory compliance, these case studies provide valuable lessons on navigating ethical challenges in the banking industry\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe book adopts a modular approach, ensuring a coherent and logical flow of content across its four modules, which are as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule A – Understanding Ethics\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOverview of Ethics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Provides a comprehensive introduction to ethics, covering its evolution, dimensions, and relevance in human actions, governance, and business. It emphasises the connection between ethics, law, and religion, highlighting how these elements collectively contribute to a well-governed and ethical banking environment\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEthics in Business and Banking\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Provides an integrated perspective on business ethics and banking, discussing the foundational role of trust in finance and analysing ethical theories and their applications in banking scenarios. This module also includes significant case studies, such as the Enron scandal and the lessons from global financial crises\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLearning and Application\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Includes practical exercises like 'Check Your Progress' and 'Exercise Your Ethics Muscle,' along with real-world case studies such as the Equifax Data Breach and dilemmas in ethical decision-making\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule B – Different Operational Levels of Ethics in Banking\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIndividual Ethics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Focuses on personal integrity, values, and moral reasoning at the individual level. It discusses ethical dilemmas and the framework for making ethical decisions, providing insights into how personal ethics influence professional conduct\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOrganisational Ethics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Examines ethics at the organisational level, covering customer relationships, marketing practices, employee conduct, and corporate social responsibility (CSR). It emphasises the importance of ethical leadership, fostering an ethical culture, and aligning business practices with societal expectations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eMarket-Level Ethics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Discusses the broader ethical dimensions of banking, including corporate governance, environmental ethics, and the ethical challenges of globalisation. It addresses how banks can integrate ESG factors into their operations to enhance sustainability and public trust\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePractical Insights\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Real-world examples, such as the LIBOR Scandal and insider trading, illustrate the operational risks and ethical challenges faced by banks, providing valuable guidance on managing these issues\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule C – Workplace Ethics and an Ethical Organisation\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eWorkplace Ethics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Explores the dynamics of ethical behaviour in the workplace, including the benefits of ethical practices and the consequences of lapses. It covers topics like whistleblowing, ethical training, and the impact of organisational culture on ethical decision-making\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBuilding Ethical Organisations\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Provides strategies for building ethical organisations, including developing ethics programs, the role of top management and board members in ethical leadership, and the establishment of ethics committees. It discusses the ethics-performance linkage and the balance between short-term objectives and long-term ethical goals\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eChanging Dynamics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Examines the evolving nature of banking ethics in the digital age, addressing issues such as data privacy, cybersecurity, and the ethical implications of technological advancements. It includes discussions on digital trust and the integration of ethics into digital banking\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCase Studies\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Cases like Wells Fargo's unethical practices and the role of whistleblowing in banks provide contemporary examples of ethical challenges in the workplace\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule D – Wider Aspects of Ethics in Practice\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cspan\u003eCorporate Governance and Ethical Dimensions\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e – Highlights the importance of ethics in corporate governance, discussing principles of good governance, the institutional framework, and the role of ethical leadership in preventing corporate misconduct. It addresses global standards and the impact of governance on financial stability and public trust\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEnvironmental Ethics and Globalisation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Explores the ethical responsibilities of banks in environmental management and sustainable finance. It covers critical topics like climate change, the transition to a low-carbon economy, and the role of banks in promoting environmental stewardship\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCorruption | Bribery | White-Collar Crime\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Provides an in-depth analysis of corruption, bribery, and white-collar crime, discussing their impact on the banking sector and strategies for combating these issues through the promotion of ethical leadership and accountability\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eA Holistic Approach to Ethics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Concludes with a holistic view of ethics, integrating various perspectives and providing a roadmap for fostering an ethical culture in banking. It emphasises the importance of accountability, the role of ethical norms, and the generational differences in ethical perspectives\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePractical Case Studies\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Includes diverse case studies on corruption, environmental ethics, and corporate governance, such as the Bhopal Disaster and the challenges of globalisation, to illustrate the broader implications of ethical practices in banking\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":41951958466641,"sku":null,"price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1725603649701_1-9789357786294_Detail-page.jpg?v=1727421127"},{"product_id":"it-security-book-by-indian-institute-of-banking-finance","title":"IT Security book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003e\u003cspan\u003eThis book discusses the critical role of IT security within the banking sector, highlighting the need to protect physical and digital assets from the increasing threats of cyberattacks. With rapid advancements in digital finance, the book emphasises the necessity for professionals to understand IT security's foundational principles, from managing risk to implementing secure infrastructures.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eIt is designed specifically for the banking sector; this book provides an in-depth examination of the essential elements of IT security and serves as a guide for professionals aiming to enhance the security of their institutions. This book benefits IT professionals, bankers, and students pursuing certification in IT security, equipping them with practical knowledge of security controls, threat management, and regulatory compliance.\u003cbr\u003eThe Present Publication is the 2024 Edition, revised and updated by Dr Pradeep Kumar | Professor of Information Technology and Systems – IIM Lucknow, and vetted by Dr Deepak Kumar Tomar | Professor and HoD, Computer Science \u0026amp; Engineering Department – MANIT Bhopal. Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eUnderstanding IT Security in Banking\u003c\/strong\u003e] The book provides an essential introduction to the fundamentals of IT security, focusing on the critical role it plays in safeguarding banks' infrastructures. It covers the key objectives of information security—confidentiality, integrity, and availability—along with the importance of secure IT governance and compliance with industry standards\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eImplementation of Security Controls\u003c\/strong\u003e] The book discusses the practical application of IT security controls, including securing hardware, software, and network systems within banks. It emphasises the importance of physical and environmental controls and the management of software development processes to ensure a robust security posture. With real-world examples, the book illustrates how these controls mitigate threats and ensure system resilience\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eAddressing IT Security Threats\u003c\/strong\u003e] This book discusses modern cybersecurity challenges, such as malware, viruses, and data breaches, providing strategies for preventing and managing these risks. It covers fault-tolerant systems, incident management, and business continuity to ensure minimal downtime during an attack. The book also discusses the evolving nature of security threats, preparing professionals to stay ahead of emerging risks\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eIS Audit and Regulatory Compliance\u003c\/strong\u003e] The book thoroughly examines the role of audits in ensuring IT security compliance with regulatory standards, particularly those set by the Reserve Bank of India (RBI) and other Indian authorities like SEBI and TRAI. It provides an in-depth look at audit methodologies and regulatory mechanisms, equipping readers with the tools needed to ensure their institutions meet legal and security standards\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe book adopts a modular approach, ensuring a coherent and logical flow of content across its four modules, which are as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule A – IT Security Overview\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIntroduction to Information Security\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – This unit provides a comprehensive introduction to information security, focusing on the objectives and essential attributes of securing data within banking infrastructures. It discusses both physical and logical security measures and offers insights into organisational security goals\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCorporate IT Security Policies\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – This chapter covers the creation and implementation of corporate security policies, discussing their legal requirements and the need for awareness initiatives to ensure proper security measures are in place\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOrganisational Security and Risk Management\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Focuses on risk metrics, security governance, and frameworks for managing security threats in public sector organisations and banks\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eHardware and Software Security\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Discusses how to secure network devices, cloud computing systems, and operational software in the banking, telecom, and IT industries. It emphasises the importance of protecting both hardware and software assets\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSecurity Standards and Best Practices\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Covers international standards such as ISO 27001 and COBIT, providing readers with globally recognised best practices for managing IT security in banking\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule B – IT Security Controls\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAsset Classification and Controls\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Focuses on classifying and securing information assets and managing traditional and digital security systems, including OSI models and information management security\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eNetwork Controls\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Discusses controls used in layered networks, including VLANs, firewalls, and intrusion detection systems (IDS). It explores the benefits of unified threat management (UTM) in securing banking networks\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eControls in Software Development\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Covers secure development processes, cloud computing, and big data controls, ensuring that banking systems are safe from development through to maintenance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule C – IT Security Threats\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eOverview of Security Threats\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Explores the diverse range of security threats banks face, including cyber espionage, cyber terrorism, and hacking attempts\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePrevention of Software Attacks\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Offers strategies to mitigate software-related attacks, covering malware, viruses, and various controls to protect banking systems\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIncident Management and Business Continuity\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Focuses on managing incidents effectively to minimise damage and downtime. It also provides guidelines for ensuring business continuity and disaster recovery\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cspan\u003eModule D – IS Audit and Regulatory Compliance\u003c\/span\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInformation Systems Audit\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Introduces the history and methodologies of IS audits, covering planning, execution, and reporting for both internal and external audits in banking systems\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulatory Mechanisms in Indian Banks\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Details the regulatory standards enforced by the RBI, including compliance measures and initiatives like the Gopalakrishna Working Group, ensuring that banks maintain legal and security standards\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42000631300177,"sku":"9789357788571","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1729168901776_1_9789357788571_Detail-Page.jpg?v=1729582295"},{"product_id":"non-banking-financial-companies-book-by-taxmann","title":"Non-Banking Financial Companies book by Taxmann","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eNon-Banking Financial Companies \u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003eis a comprehensive and up-to-date resource that examines the critical role and evolving landscape of Non-Banking Financial Companies (NBFCs) in India. Published under the aegis of the Indian Institute of Banking and Finance (IIBF), this text discusses the regulatory frameworks, recent policy developments, and operational nuances that govern NBFCs while highlighting their impact on financial inclusion and overall economic growth. The book provides a 360-degree view of the NBFC ecosystem—from core definitions to advanced topics such as Asset Liability Management, systemic risk, resource mobilisation, governance, and customer service. It also offers in-depth coverage of the latest guidelines issued by the Reserve Bank of India (RBI), including the Scale-Based Regulation (SBR) framework categorising NBFCs into Base, Middle, Upper, and Top layers. This new regulatory approach underscores the RBI's focus on risk-based supervision, proportional regulation, and systemic stability. With a strong emphasis on practical application, it serves as a crucial guide for readers looking to deepen their understanding of NBFCs in the rapidly transforming financial sector.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBanking \u0026amp; Finance Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Ideal for those working in or alongside NBFCs, commercial banks, and other financial institutions, looking to refine their expertise and keep pace with new regulations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAcademicians \u0026amp; Students\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – An invaluable study companion for those pursuing advanced courses in banking, finance, and business administration, particularly for the Certificate Course on NBFC by IIBF\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePolicy Makers \u0026amp; Regulators\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Provides holistic insights into the NBFC sector's regulatory environment, risk management practices, and governance standards\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEntrepreneurs \u0026amp; Business Owners\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Offers clarity on NBFC operations, credit facilitation, and funding avenues that can be leveraged for business growth\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the 2025 Edition, updated by Dr Wasim Ahmad (Associate Professor | Department of Economics Science – Indian Institute of Technology (IIT Kanpur). It is vetted by Mr Saswata Chaudhuri (Former Chief General Manager – State Bank of India). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eLatest RBI Guidelines \u0026amp; Scale-Based Regulation (SBR)\u003c\/strong\u003e] Comprehensive breakdown of the new regulatory layers—Base, Middle, Upper, Top—and their implications for NBFCs\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eComprehensive Coverage of NBFC Operations\u003c\/strong\u003e] In-depth chapters on credit appraisal, documentation, risk management, marketing, and governance\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003ePractical Approach \u0026amp; Case Studies\u003c\/strong\u003e] Illustrations, including a spotlight on systemic risk (\u003cem\u003ee.g., the IL\u0026amp;FS case\u003c\/em\u003e), to illustrate best practices and pitfalls\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eFocus on Financial Inclusion\u003c\/strong\u003e] Discusses how NBFCs serve remote and underserved markets, bridging gaps left by traditional banking\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eGuidance for Certification\u003c\/strong\u003e] Mapped to the syllabus for the Certificate Course on NBFC, facilitating structured learning and examination preparedness\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003e[\u003cstrong\u003eExpert Insights\u003c\/strong\u003e] Contributions and vetting by leading professionals and academicians, ensuring accuracy and practical relevance\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe book aligns closely with the syllabus for the Certificate Course on NBFC and is divided into four modules, each comprising multiple chapters:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule A – Indian Financial System and Regulatory Requirements for NBFCs\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eOverview of India's financial system, roles of RBI, SEBI, NABARD, IRDAI, etc.\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eTypes of NBFCs, role in inclusive growth, relevant sections of the RBI Act 1934\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eCorporate governance and recent RBI initiatives, including Small Finance Banks, Payment Banks, MUDRA, etc.\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule B – Resource Mobilisation \u0026amp; Capital Adequacy Norms\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eExploration of various funding avenues—Equity, Public Deposits, Debentures, Commercial Paper, Bank Finance, ADRs, GDRs, ECBs\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eRegulatory compliance, prudential norms, ALM, market\/operational risk management, leverage ratio\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eSystemic risk assessment, illustrated by practical cases like IL\u0026amp;FS\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule C – Customer Service \u0026amp; Deposits\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eFair Practices Code, KYC\/AML\/CFT guidelines, customer relationship management\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eHandling different types of depositor accounts, grievance redressal mechanisms, Consumer Protection Act 2019\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eLoan repayment, recovery processes, and marketing\/distribution strategies\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule D – Loans, Advances, \u0026amp; Investments\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003e\u003cspan\u003eVarious credit facilities—Term loans, working capital, retail loans, MSME finance, microfinance\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eCredit appraisal techniques, documentation, credit monitoring, and NPA management\u003c\/span\u003e\u003c\/li\u003e\n\u003cli\u003e\u003cspan\u003eDifferent types of securities and charges, and an overview of the investments spectrum—from government securities to innovative financial instruments\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eClear Module-wise Layout\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each module contains several chapters, starting with fundamental concepts and moving toward more complex topics\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLearning Objectives \u0026amp; Summaries\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each chapter includes objectives, key takeaways, and 'Let Us Sum Up' sections to reinforce learning\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCheck Your Progress\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – End-of-chapter questions\/tests to help readers self-assess their grasp of the material\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRecommended Reading\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Additional resources and references for deeper research and continuous learning\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42364654714961,"sku":"9789364555128","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1743504349682_1_9789364555128_Detail-Page.jpg?v=1744108749"},{"product_id":"small-finance-banks-book-by-taxmann","title":"Small Finance Banks book by Taxmann","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eSmall Finance Banks \u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003eis a comprehensive and contemporary resource that explores the pivotal role and expanding footprint of Small Finance Banks (SFBs) in India. Published under the aegis of the Indian Institute of Banking and Finance (IIBF), this book details the regulatory frameworks, recent policy updates, and operational specificities governing SFBs while highlighting their impact on financial inclusion and economic development. It presents a holistic view of the SFB ecosystem—ranging from fundamental definitions to advanced topics like risk management, foreign exchange operations, technology adoption, and customer-centric strategies. Aligned with the Certificate Examination for Small Finance Banks syllabus, the text provides a robust foundation for understanding the dynamic nature of these institutions. It equips readers with practical insights to excel in this rapidly transforming segment of the financial sector.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBanking \u0026amp; Finance Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Ideal for current and aspiring employees of SFBs, commercial banks, and other financial entities aiming to enhance their expertise and remain current on emerging regulations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAcademicians \u0026amp; Students\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – A valuable companion for those pursuing advanced courses in finance, banking, and management, particularly those preparing for the Certificate Examination for Small Finance Banks offered by IIBF\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePolicy Makers \u0026amp; Regulators\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Offers comprehensive perspectives on SFBs' regulatory environment, risk frameworks, governance standards, and their contribution to financial inclusion\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEntrepreneurs \u0026amp; MSMEs\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Clarifies the operational model of SFBs and shows how businesses—especially micro, small, and medium enterprises—can leverage their credit and financing solutions for growth\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the 2025 Edition, updated by Mr Kuldeep Kumar (Former Principal | Staff Training College – Syndicate Bank \u0026amp; Ex-faculty, IIBF) and vetted by Mr George Paul (Vice President – ESAF Small Finance Bank). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eRegulatory \u0026amp; Policy Frameworks\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e]\u003c\/span\u003e\u003cstrong\u003e\u003cem\u003e\u003cspan\u003e \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003eCovers the latest RBI directives—covering differentiated licensing, compliance standards, and financial inclusion mandates—driving the evolution of SFBs\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eComprehensive Coverage of SFB Operations\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Includes chapters on day-to-day banking functions, deposit and credit operations, KYC\/AML regulations, foreign exchange management, etc.\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Approach \u0026amp; Case Studies\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Employs illustrations and examples to demonstrate practical applications of concepts, such as risk assessment, credit monitoring, and customer service excellence\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eFocus on Financial Inclusion\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Details how SFBs reach unserved and underserved communities, offering credit and savings solutions to catalyse inclusive growth\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eMapped to Certification Requirements\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Structured according to the IIBF's Certificate Examination for Small Finance Banks syllabus, aiding systematic study and exam readiness\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eExpert Inputs\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Curated by seasoned professionals and vetted by industry leaders, ensuring the material is authoritative and industry-relevant\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe book is divided into four modules, each containing multiple chapters that progressively build from foundational to advanced topics:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule A – Indian Financial System \u0026amp; Regulatory Guidelines\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eFinancial System Overview\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eOutlines India's financial architecture, including roles of regulators like RBI, SEBI, NABARD, IRDAI, and the specific positioning of Small Finance Banks\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eSetting Up an SFB \u0026amp; Banking Regulations\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDiscusses licensing prerequisites, capital requirements, governance norms, and compliance with the Banking Regulation Act\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eFinancial Inclusion \u0026amp; Literacy\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eEmphasises SFBs' key role in extending financial services to the underbanked, along with government-sponsored credit schemes and literacy drives\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eRisk Management\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eExplores risk identification, Basel guidelines, and best practices essential for prudent banking operations\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule B – Operational Aspects of Banking\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eBank Operations \u0026amp; Customer Relationships\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eCovers deposit products, remittance services, clearing operations, and the banker-customer legal framework\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eKYC \u0026amp; AML Regulations\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eHighlights documentation requirements, fraud prevention, and reporting obligations in line with global standards\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eNegotiable Instruments \u0026amp; Special Cases\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eExamines cheques, bills of exchange, PoA, garnishee orders, and other special legal scenarios in banking\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule C – Credit \u0026amp; Foreign Exchange Management\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eCredit Appraisal \u0026amp; Monitoring\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDelves into lending principles, working capital assessment, priority sector guidelines, and credit risk management\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eDocumentation \u0026amp; Modes of Charge\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003eExplains procedures for stamping, registration, and securitisation, alongside creating charges (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003epledge, hypothecation, mortgage, lien\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e)\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eRecovery Mechanisms \u0026amp; MSME Financing\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIllustrates loan recovery frameworks (SARFAESI Act), MSME support schemes, and special considerations for microfinance operations\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eForeign Exchange Transactions\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIntroduces FEMA guidelines, forex dealing, and compliance requisites relevant to SFBs\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule D – Marketing, Technology \u0026amp; Customer Service (Including Soft Skills)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eMarketing \u0026amp; Consumer Behaviour\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eExamines product development, pricing, branding, and distribution channels suitable for SFBs' customer segments\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003ePara-Banking \u0026amp; Payment Systems\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDiscusses mutual funds, insurance, pension fund management, and modern payment systems like UPI, NEFT, IMPS, etc.\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eData Communications \u0026amp; Electronic Banking\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDetails network infrastructure, SWIFT transfers, EFT systems, and the shift toward digital banking solutions\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eCustomer Service \u0026amp; Protection\u003c\/span\u003e\u003c\/em\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eFocuses on service excellence, consumer grievance redressal, the Ombudsman Scheme, and overall compliance with RBI guidelines\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLearning Objectives\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Clear goals at the start of each chapter to set the direction for the study\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eKey Takeaways \u0026amp; Summaries\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Concise wrap-ups to reinforce the critical aspects of each topic\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCheck Your Progress\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – End-of-chapter questions and examples to evaluate comprehension and practical application\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAdditional Resources\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Suggestions for further reading and in-depth research, promoting continuous learning\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42370280325201,"sku":null,"price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1744267617552_1_9789364551632-_Detail-Page.jpg?v=1744361736"},{"product_id":"aml-and-cft-provisions-in-securities-markets-book-by-national-institute-of-securities-markets","title":"AML and CFT Provisions in Securities Markets book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eAML and CFT Provisions in Securities Markets\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is an authoritative guide that lays down the foundational and advanced concepts around Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) provisions in the Indian securities market. This workbook facilitates a deep understanding of the prevention of money laundering, regulatory compliance, and the broader legal framework governing securities intermediaries. It is a core study resource for individuals preparing for the NISM Certification Examination on AML and CFT Provisions while acting as a practical reference guide for industry professionals.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAspiring Professionals and Students\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Those seeking to enter the securities market industry and looking to clear the NISM AML–CFT Certification Examination\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIndustry Practitioners\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Employees of stock exchanges, brokerages, mutual fund houses, compliance teams, and other financial intermediaries who require an in-depth understanding of AML and CFT guidelines\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCompliance and Legal Teams\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Legal and compliance personnel responsible for creating, implementing, or auditing AML–CFT policies within their organisations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAcademicians and Researchers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Educators and researchers examining the evolving landscape of financial crime prevention and risk management in securities markets\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the January 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Ms Monica Sachdeva \u0026amp; reviewed by Dr Shreyas Vyas. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eOfficial NISM Resource\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Authored and reviewed by domain experts, ensuring alignment with the standards and requirements of the NISM certification examination\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eComprehensive Coverage\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Explains key legislation, rules, and guidelines, including the Prevention of Money Laundering Act (PMLA), SEBI regulations, and related case studies\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eLucid Explanation of Concepts\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Simplifies complex statutory provisions, enabling easy comprehension by readers with varying levels of familiarity with financial regulations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Guidance\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Examples and case discussions illustrate how AML, CFT, and Proliferation Financing (PF) regulations apply in the daily operations of intermediaries\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eExam-focused Learning\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Includes a structured syllabus outline to help readers focus on examination-specific content and prepare strategically\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFoundational Concepts\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIntroduces AML, CFT, and Proliferation Financing (PF), their global and Indian initiatives, and the processes of money laundering\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePrevention of Money Laundering Act (PMLA)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIn-depth exploration of the Act's provisions, reporting obligations, and the roles of regulatory authorities such as FIU-IND and SEBI\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eMaintenance of Records Rules\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDetailed discussion on the Prevention of Money-laundering (Maintenance of Records) Rules 2005, covering the record-keeping process and digital KYC norms\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eScheduled Offences\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eExamination of relevant offences under various laws, including the SEBI Act and the Companies Act, highlighting how they relate to AML\/CFT\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eGuidelines \u0026amp; Regulatory Framework\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eAnti-Money Laundering (AML)\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e and \u003c\/span\u003e\u003cem\u003e\u003cspan\u003eCFT Standards\u003c\/span\u003e\u003c\/em\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eCombating the Financing of Terrorism (CFT)\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e and \u003c\/span\u003e\u003cem\u003e\u003cspan\u003eProliferation Financing (PF)\u003c\/span\u003e\u003c\/em\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eSEBI Guidelines\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – A comprehensive look at SEBI's frameworks for AML–CFT compliance, written AML procedures, and operational guidelines for intermediaries\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eKnow Your Client (KYC) Norms\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eA step-by-step outline of KYC procedures, including online KYC apps, SARAL account opening forms, and KYC Registration Agencies\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCase Studies\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003ePractical precedents and regulatory actions (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003ee.g., FIU-IND vs. Way2Wealth Brokers, SEBI vs. SKSE Securities, Paytm Payments Bank, etc.\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e) providing insight into enforcement and compliance lapses\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eEight Thematic Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Organised into Parts A and B, each delving into a specific facet of AML–CFT regulations. The chapters progress logically from foundational overviews (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eChapter 1\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e) to detailed rule-based coverage (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eChapters 2 and 3\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e), scheduled offences (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eChapter 4\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e), guidelines (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eChapters 5 and 6\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e), and KYC-specific mandates (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eChapter 7)\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e. The final chapter (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eChapter 8\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e) focuses on practical case studies\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePractice-oriented Approach\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Flowcharts, practical examples, and recommended best practices are integrated throughout to guide practical implementation and examination readiness\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSyllabus Outline \u0026amp; Assessment\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Concludes with detailed chapter-wise weightage, ensuring learners can align their study strategy with exam requirements\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42397306355793,"sku":"9789364550239","price":355.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1745496379938_1_AML-and-CFT-Provisions-in-Securities-Markets---XXIV--Detail-Page.jpg?v=1745567023"},{"product_id":"information-system-for-banks-book-by-indian-institute-of-banking-finance","title":"Information System for Banks book by Indian Institute of Banking \u0026 Finance","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eInformation System for Banks\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is a comprehensive guide to the intersection of modern banking operations and technology. This book aligns with the evolving dynamics of the financial industry in the digital age. It brings in-depth knowledge of information systems, cybersecurity risks, legal frameworks, auditing standards, and the technology-driven transformations reshaping the banking sector. It integrates foundational concepts with contemporary technology practices. It is a repository of theoretical and applied know-how, ensuring readers can navigate and innovate in a rapidly changing digital banking environment.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eBanking Professionals and Auditors\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Front-line managers, auditors, and banking officers who need clarity on the essentials and emerging trends in information systems, risk management, cybersecurity, and business continuity\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eStudents and Exam Aspirants\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Individuals preparing for IIBF's Certified Information System Banker and other professional certifications who require a clear understanding of banking technology frameworks\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIT \u0026amp; Security Practitioners\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Technology teams, cybersecurity specialists, and software developers serving in the banking domain, seeking structured insights into operational risks, compliance, and regulatory guidelines\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSenior Management and Decision-makers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Executives responsible for strategic planning, policy formulation, and oversight in banking operations, aiming to stay updated on the latest regulatory requirements and IT governance models\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the 2025 Edition, updated by Mr Naga Mohan Gollangi (Former Chief Information Security Officer – Bank of India) and vetted by Mr Burra Butchi Babu (Former General Manager – Bank of India). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eContemporary Insights\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] This book captures the impact of digital payments, mobile banking, cybersecurity threats, and data privacy challenges\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eRegulatory Alignment\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Up-to-date coverage of the regulatory directives, including the Payment \u0026amp; Settlement Systems Act, IT Act and amendments, RBI guidelines, and global standards like ISO 27001 and ISO 22301\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eComprehensive Syllabus\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Aligned with the Certified Information System Banker examination, ensuring coverage of every critical module—ranging from technology in banks to legal frameworks, business continuity, and IS audit\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Approach\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Emphasises hands-on learning with practical examples, checklists, 'Check Your Progress' Q\u0026amp;A sections and references to day-to-day operations in modern banking\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eStructured Learning\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Organised into modules for clear navigation, enabling readers to systematically progress from foundational elements to advanced auditing and security concepts\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eForeword by Industry Leaders\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Reflects the institute's vision of empowering banking professionals to thrive in a technology-driven environment\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eFuture-ready\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] – Includes discussions on next-generation banking technologies such as AI-driven processes, fintech collaborations, blockchain elements, and how these align with existing regulatory requirements\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule I | Technology in Banks\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eBanking Environment \u0026amp; Technology\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Evolution of banking from manual ledgers to core banking solutions and omnichannel services\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eProcessing Infrastructure\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Core components of payment and settlement systems, including NEFT, RTGS, IMPS, UPI, and ECS, and how they revolutionise fund transfers\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eAccounting Information System\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Architecture, advantages, and best practices for modern AIS implementation\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eInformation Organisation \u0026amp; Management\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Importance of MIS, data warehousing, reporting, and analytical processing\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eRisk Associated with Technology\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Identifies various risks—cybersecurity, reputational, legal—and discusses security controls and oversight\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eAudit Function \u0026amp; Technology\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Lays the groundwork for using technology in auditing processes\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule II | Technology – System, Development, Process, Implementation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eHardware Architecture\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Types of computers, components, and modern hardware sizing for banks\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eSoftware Platforms\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Distributed systems, DBMS fundamentals, SQL, data administration, and security controls\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eSystem Development Life Cycle\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Phases of SDLC and software engineering basics, critical for developing robust banking applications\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eComputer Networks\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Explores LAN, WAN, OSI models, SD-WAN, and the latest networking technologies\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule III | Business Continuity\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eBusiness Continuity \u0026amp; Disaster Recovery Planning\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Strategies for BCP and DRP, regulatory guidelines, risk analysis, and practical aspects in banking\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule IV | Overview of Legal Framework\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eOnline Transactions\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Trends \u0026amp; Legal Implications: E-money, embedded banking solutions, IT Act amendments, governance in financial services\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule V | Security \u0026amp; Control Standards in Banking\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eSecurity\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Addresses information security needs, threat landscape, risk management processes, and global best practices like OECD Guidelines\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eControl\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Focuses on application control frameworks, ISO standards (27001, 22301, 9001), and key risk-based control mechanisms\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule VI | Securities Policies, Procedure \u0026amp; Controls\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eDevelopment and Review of Security Policies\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Policy formulation, key components of security policy, monitoring and compliance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eCompliance and Incident Management\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Ensuring adherence to guidelines, handling security breaches, application controls\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eNetwork Security\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Safeguards, risk mitigation, and continuous improvement strategies for secure network operations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eModule VII | Information Security \u0026amp; IS Audit\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eInformation Security\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Detailed coverage of policies, standards, procedures, and guidelines, covering password management, data classification, change management, etc.\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cem\u003e\u003cspan\u003eIS Audit\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e – Objectives, risk-based frameworks, IS auditing standards, CAATs, and concluding thoughts on ensuring robust IS governance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eReferences \u0026amp; Glossary\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eProvides references to IT Acts, standards, and guidelines\u003c\/span\u003e\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eComprehensive glossary simplifying key abbreviations and technical terms used throughout the text\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLogical Modules\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Seven modules forming a progressive pathway—from foundational banking-technology environments to specialised domains like legal frameworks, security architectures, and audit processes\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eUnit-wise Breakdown\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each module is divided into units, offering clear headings and sub-headings for focused learning\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLearning Aids\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each unit includes 'Check Your Progress' sections and answer keys—ideal for self-assessment\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIndustry \u0026amp; Case-Based Perspectives\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Integrates examples, regulatory norms, and operational nuances, ensuring learners can directly relate to on-the-ground banking scenarios\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eExam-oriented\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Reflects the Certified Information System Banker syllabus, helping aspirants systematically track their study progress and grasp exam-critical areas\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42414620016721,"sku":"9789364550673","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1746535323980_1_9789364550673_Detail_Page_405x574_a3474b44-1640-4eee-88d6-950300fafa3d.jpg?v=1746609851"},{"product_id":"interest-rate-derivatives-book-by-national-institute-of-securities-markets","title":"Interest Rate Derivatives book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eInterest Rate Derivatives\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e i\u003c\/span\u003e\u003cspan\u003es a comprehensive reference developed by the National Institute of Securities Markets (NISM) to empower aspiring and existing professionals with a robust understanding of India's exchange-traded interest rate derivatives market. This workbook covers everything from the core concepts of fixed-income securities and interest rates to derivatives fundamentals, trading mechanisms, and regulatory Compliance, making it a one-stop guide for readers.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eApproved Users \u0026amp; Sales Personnel\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Individuals working or intending to work in the currency derivatives segment of recognised stock exchanges, specifically dealing in interest rate futures and options\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eMarket Intermediaries \u0026amp; Compliance Officers\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Professionals in brokerages, financial institutions, or advisory firms who need to keep pace with the latest regulatory and operational guidelines of the exchange-traded interest rate derivatives market\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eStudents \u0026amp; Job Aspirants\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Those looking to build or enhance their career in securities markets, seeking formal certification, and acquiring a rigorous understanding of interest rate products\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eTraders, Analysts \u0026amp; Finance Enthusiasts\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Anyone passionate about trading strategies, risk management, and deep-diving into how interest rate derivatives work within the broader Indian financial market\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the March 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Mr A.C. Reddi \u0026amp; Mr Sunil M. Gawde. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e[\u003cstrong\u003eAligned to NISM-Series-IV Exam Objectives\u003c\/strong\u003e] Thoroughly addresses the syllabus mandated for the NISM-Series-IV: Interest Rate Derivatives Certification Examination, ensuring learners are well-prepared\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eComprehensive Coverage of IRD Landscape\u003c\/strong\u003e] Spans the fundamentals of fixed income securities, various interest rate\u003cspan\u003e \u003c\/span\u003e\u003cem\u003ederivative\u003c\/em\u003e\u003cspan\u003e \u003c\/span\u003eproducts (\u003cem\u003efutures \u0026amp; options\u003c\/em\u003e), trading, clearing, settlement, and risk management mechanisms\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eStep-by-step Approach\u003c\/strong\u003e] Breaks down complex topics like pricing, payoff diagrams, and hedging strategies into structured modules, supplemented with charts, examples, and market scenarios\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eRegulatory \u0026amp; Operational Insights\u003c\/strong\u003e] Highlights essential SEBI, RBI, and NISM guidelines governing exchange-traded interest rate derivatives, equipping readers with practical compliance knowledge\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003ePractical Application \u0026amp; Illustrations\u003c\/strong\u003e] Features illustrations, sample questions, and practical case scenarios that mirror actual market conditions and day-to-day trading experiences\u003c\/li\u003e\n\u003cli\u003e[\u003cstrong\u003eFocus on Risk Management \u0026amp; Investor Protection\u003c\/strong\u003e] Discusses the role of margins, settlement cycles, and grievance redressal mechanisms to ensure participants trade responsibly and safeguard investor interests\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe coverage of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eIntroduction to Interest Rate \u0026amp; Fixed Income Markets\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eBasics of interest rates, term structure, risk-free benchmarks, and features of fixed-income securities\u003c\/li\u003e\n\u003cli\u003eDifferences between equity and debt securities, overview of India's primary and secondary debt markets\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eInterest Rate Derivatives\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDefinition, economic role, and types of derivatives (\u003cem\u003efutures, forwards, options, and swaps\u003c\/em\u003e)\u003c\/li\u003e\n\u003cli\u003eGrowth drivers, market participants, and comparison between OTC and exchange-traded contracts\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eExchange-traded Interest Rate Futures\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eContract specifications, payoff charts, pricing mechanisms, and trading rationale\u003c\/li\u003e\n\u003cli\u003eAdvantages, limitations, and practical applications of futures for hedging, arbitrage, and speculation\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eExchange-traded Interest Rate Options\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eBasics of option\u003cspan\u003e—\u003c\/span\u003ecalls, puts, styles (\u003cem\u003eEuropean, American\u003c\/em\u003e), moneyness, and option Greeks\u003c\/li\u003e\n\u003cli\u003eOption pricing, implied volatility, payoff diagrams, and contract features in Indian exchanges\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eStrategies Using Exchange-traded IRD\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eHedging interest rate exposure, trading strategies for speculation, arbitrage opportunities, and spread trading\u003c\/li\u003e\n\u003cli\u003ePractical insights and limitations to ensure effective decision-making\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eTrading Mechanism \u0026amp; Market Structure\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eOrder types, order matching, circuit filters, and trading costs in interest rate derivatives on Indian exchanges\u003c\/li\u003e\n\u003cli\u003eBest practices in order management and routing systems\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eClearing, Settlement \u0026amp; Risk Management\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eDetailed overview of clearing entities, margining systems, position limits, funds settlement, and physical delivery\u003c\/li\u003e\n\u003cli\u003eRisk management frameworks, margin collection processes, and the significance of settlement guarantee funds\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eRegulatory Framework\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eKey laws governing IRD, such as SC(R)A, RBI-SEBI circulars, exchange regulations, and membership criteria\u003c\/li\u003e\n\u003cli\u003eParticipation norms for various entities and the role of FIMMDA in India's derivatives ecosystem\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eAccounting \u0026amp; Taxation\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eAccounting guidelines and disclosures for interest rate derivatives\u003c\/li\u003e\n\u003cli\u003eTax treatment of derivatives transactions under Indian tax laws\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cli\u003e\u003cstrong\u003e\u003cem\u003eCode of Conduct \u0026amp; Investor Protection\u003c\/em\u003e\u003c\/strong\u003e\u003c\/li\u003e\n\u003cul type=\"circle\"\u003e\n\u003cli\u003eSEBI's Code of Conduct for brokers, investor grievance redressal mechanisms, and the significance of KYC and risk disclosures\u003c\/li\u003e\n\u003cli\u003eEmphasises legal and ethical aspects, making compliance a central focus\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe structure of the book is as follows:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eChapter-based Format\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Ten carefully arranged chapters, each covering a core aspect of interest rate derivatives\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eConceptual Breakdowns \u0026amp; Summaries\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Every chapter concludes with key takeaways and concise summaries for quick revision\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eExamples \u0026amp; Sample Questions\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Interspersed throughout to reinforce learning and mirror the type of questions faced in the actual certification exam\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003ePractical Caselets \u0026amp; Exercises\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Provide hands-on practice in calculating yields, margins, and settlements, bridging theory with practical application\u003c\/li\u003e\n\u003cli\u003e\n\u003cstrong\u003e\u003cem\u003eRegulatory Extracts \u0026amp; References\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e \u003c\/span\u003e– Cites important sections from SEBI regulations, RBI guidelines, and relevant statutes for easy reference\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42475040309329,"sku":"9789357783743","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1747033300332_1_9789357783743_Detail-Page.jpg?v=1749021728"},{"product_id":"nism-alternative-investment-funds-category-i-and-ii-distributors-book-by-national-institute-of-securities-markets","title":"NISM Alternative Investment Funds (Category I and II) Distributors Book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eAlternative Investment Funds (Category I and II) Distributors\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e is tailored specifically for distributors and placement agents dealing with AIFs in India. Developed by the National Institute of Securities Markets (NISM), this Edition consolidates the latest regulations, concepts, processes, and compliance essentials, enabling readers to gain a comprehensive, practical, and examination-oriented understanding of the alternative investments landscape. Backed by subject matter experts and leading industry bodies, this workbook serves as both a study guide and a reference tool for aspiring and practising professionals in the alternative investment space.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eDistributors \u0026amp; Placement Agents\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Individuals seeking to qualify as certified distributors or placement agents for Category I \u0026amp; II AIFs\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFinancial Advisors \u0026amp; Wealth Managers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Professionals advising on or distributing alternative investment products\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAIF Sponsors, Fund Managers, and Compliance Officers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Stakeholders requiring clarity on industry operations, governance, and compliance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eStudents \u0026amp; Aspirants\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Those targeting a structured career path in securities markets and alternative assets\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLegal \u0026amp; Regulatory Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – For up-to-date reference on AIF regulatory, documentation, and taxation frameworks\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInstitutional Investors, Private Equity \u0026amp; Venture Capital Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – For understanding due diligence, fund structuring, and exit mechanisms\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the June 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Mr Pratap Giri, Mr Archit Lohia, and Mr Biharilal Deora. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eExamination-oriented Content\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Fully aligned with the NISM-Series-XIX-A syllabus and examination structure\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eLucid, Structured Learning\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Complex topics explained in simple, logical steps for easy grasp and retention\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eUpdated as per Latest Regulations\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Incorporates the most recent SEBI, FEMA, and taxation rules relevant to AIFs\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eCase-based Approach\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Includes sample caselets, MCQs, templates, and worked examples for hands-on practice\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eExpert Input\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Reviewed by industry professionals, fund managers, and leading alternative asset experts\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eComprehensive Coverage\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Spans the entire life cycle of Category I \u0026amp; II AIFs—from structuring and due diligence to monitoring, valuation, exit, and best practices\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Reference\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Ready reckoner for distribution processes, investor services, documentation, and governance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Orientation\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Emphasises practical skills such as using Excel\/OpenOffice for computations and case analysis\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eOfficial Resource\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Endorsed by NISM and recognised by SEBI, making it the trusted study material for all candidates\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eContribution by Experts\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Developed and reviewed with inputs from leading practitioners and the Indian Private Equity \u0026amp; Venture Capital Association (IVCA)\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eCareer Enablement\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Serves as a reference for professionals and aspirants building careers in alternative investments and distribution\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook comprehensively covers:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFundamentals of Alternative Investments\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIntroduction to alternative asset classes, role in portfolio management, and the evolution of AIFs in India\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulatory Framework\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDetailed overview of SEBI (AIF) Regulations 2012, FEMA provisions, and Indian legal context\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIndustry Concepts\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIn-depth explanations of the private capital ecosystem, capital commitment, due diligence, preferred returns, co-investments, and ESG\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAIF Structuring\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003ePrinciples of fund pooling, structuring templates, and anatomy of AIF constitutions\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRisk \u0026amp; Return Analysis\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eFund and investor perspectives on risk, primary return metrics, and the 'J Curve'\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInvestment Process \u0026amp; Governance\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eFrom deal sourcing and due diligence to investor protection rights and compliance\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFund Due Diligence\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eFund selection, benchmarking, evaluating fund managers, and distributor sales strategy\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLegal Documentation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eAll essential agreements, term sheets, investor charters, and documentation templates\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eMonitoring, Reporting \u0026amp; Exit\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003ePerformance monitoring, reporting standards, secondary exits, and winding-up procedures\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eValuation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eMethods for fixed income and equity, business valuation, regulatory approaches, and the role of valuers\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eTaxation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eFramework for AIF and investor taxation, domestic and international aspects, and anti-avoidance rules\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eGood Practices\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eDistribution agreements, preparation of pitch, confidentiality, conflict of interest management, and professional conduct\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook is organised into 13 chapters, each aligned to the NISM exam weightage and designed to build conceptual understanding and operational expertise progressively.\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eIntroductory Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Overview of Alternative Investments; Alternative Investment Funds in India\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCore Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Industry Concepts; Regulatory Framework; Structuring; Risk \u0026amp; Return; Investment Process \u0026amp; Governance; Fund Due Diligence; Legal Documentation \u0026amp; Negotiation; Fund Monitoring, Reporting \u0026amp; Exit; Valuation; Taxation\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003ePractical \u0026amp; Operational Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Sales strategy formulation, fund benchmarking, compliance reporting, client confidentiality, and best practice guidelines\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAppendices \u0026amp; Resources\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Templates, case studies, practical checklists, and further reading materials\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eEach chapter contains learning objectives, practical scenarios, regulatory extracts, and assessment questions to reinforce knowledge and practical skills\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42862437335121,"sku":"9789364555357","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1754375264920_1_9789364555357_Detail-Page.jpg?v=1754651907"},{"product_id":"nism-alternative-investment-funds-category-iii-distributors-book-by-national-institute-of-securities-markets","title":"NISM Alternative Investment Funds (Category III) Distributors Book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eAlternative Investment Funds (Category III) Distributors \u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003eis the definitive guide for understanding the intricate world of Category III AIFs in India. Developed by the National Institute of Securities Markets (NISM), this workbook comprehensively covers all facets of Category III AIFs. With a strong emphasis on regulatory clarity, market practices, investment strategies, performance assessment, and distributor responsibilities, it is designed to elevate both foundational knowledge and practical expertise. Authored and reviewed by industry leaders and academic experts, this workbook stands as the gold standard for education and certification in the alternative investments domain.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eDistributors \u0026amp; Placement Agents\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Current and aspiring professionals involved in the distribution or placement of Category III AIFs, seeking certification and an in-depth understanding of the product landscape\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eWealth Managers \u0026amp; Investment Advisors\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Those advising high-net-worth and institutional clients on alternative investments, hedge funds, and complex investment vehicles\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCompliance Officers \u0026amp; Fund Operations Executives\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Professionals responsible for ensuring regulatory adherence and operational due diligence in AIF management\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFinance Students \u0026amp; Market Entrants\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Individuals aiming to build careers in financial markets, investment management, or fund advisory roles, and seeking to demonstrate verified expertise through NISM certification\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAIF Ecosystem Stakeholders\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Fund sponsors, investment managers, consultants, and policy makers who require comprehensive reference material on Category III AIFs\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the June 2025 Workbook Version, developed in collaboration with the Certification Team of NISM and Mr Archit Lohia, Mr Pratap Giri, and reviewed by Mr Biharilal Deora. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eExhaustive Syllabus Coverage\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Precisely aligned with the NISM-Series-XIX-B examination curriculum, ensuring targeted and complete preparation\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eAuthoritative and Industry-reviewed Content\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Developed by a distinguished team of market experts, ensuring depth, accuracy, and relevance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eCase Studies and Practical Scenarios\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Rich selection of sample caselets, multiple-choice questions, and computational exercises to hone practical skills\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eLucid Explanations \u0026amp; Stepwise Learning\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Clear, concise, and methodical explanations promote easy understanding for learners at all levels\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eUp-to-date Regulatory Guidance\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Covers all relevant SEBI, FEMA, and taxation regulations as well as global standards governing Category III AIFs\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Utility\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Includes practical forms, templates, and spreadsheet practice modules, preparing candidates for both examination and professional application\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eFocus on Good Practices\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Dedicated section on ethical conduct, client confidentiality, and distributor best practices\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eCertification Significance\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Successful completion of this examination signals high professional standards, enhances credibility, and opens new avenues in the alternative investments and fund distribution sector\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eInstitutional Authority\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] As a SEBI-mandated body, NISM's certifications are the benchmark for financial market expertise and are recognised by employers and regulators across the industry\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eCareer Advancement\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Equips candidates with both theoretical mastery and practical skills essential for a dynamic, rapidly evolving segment of the securities market\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook provides in-depth coverage of the following:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAlternative Investment Landscape\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIntroduction to alternative investments, their evolution, and their role in diversified portfolios\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eGrowth and Suitability of Category III AIFs\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eEvolution, types, comparative analysis, and suitability of Category III AIFs in the Indian context\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eDetailed AIF Ecosystem\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eComprehensive review of the roles, characteristics, and operational dynamics of Category III AIFs versus traditional funds and global hedge funds\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFund Structures \u0026amp; Service Providers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eExamination of fund set-ups, regulatory roles, and interactions among all key participants\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulatory Framework\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eExhaustive treatment of SEBI (AIF) Regulations, registration requirements, investor protection, compliance, and anti-money laundering\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eFees, Performance \u0026amp; Benchmarking\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eAnalysis of fee models, performance metrics, and industry benchmarking methodologies\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eInvestment Strategies \u0026amp; Due Diligence\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eStudy of advanced investment approaches—equity, macro, arbitrage, event-driven—and rigorous due diligence processes\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eValuation \u0026amp; NAV Computation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eMethodologies for valuing assets, NAV calculation, and the use of third-party registered valuers\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eTaxation\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eComparative tax regimes, GST implications, and detailed taxation rules for Category III AIFs and their investors, including IFSC-specific provisions\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eDistributor Responsibilities \u0026amp; Best Practices\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eFund marketing, code of conduct, data privacy, client servicing, and the significance of insurance\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe content is systematically organised into ten focused chapters, each mapped to the examination syllabus with clear weightages for strategic study. Each chapter features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLearning Objectives\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Clearly stated at the beginning for outcome-oriented study\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eConceptual Clarity \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e– Explanations reinforced with real-world examples and illustrations\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSample Assessments\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – End-of-chapter practice questions and caselets mirror actual exam patterns\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eReference Resources\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Includes key forms, templates, and spreadsheet computation tips\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eAdditionally, a dedicated syllabus outline and assessment scheme guide candidates in prioritising their efforts for examination success\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42862445461585,"sku":"9789371264471","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1754375790737_1_9789371264471_Detail-Page.jpg?v=1754652105"},{"product_id":"nism-social-impact-assessors-book-by-national-institute-of-securities-markets","title":"NISM Social Impact Assessors Book by National Institute of Securities Markets","description":"\u003cp\u003e\u003cem\u003e\u003cspan\u003eSocial Impact Assessors Workbook \u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003eis the definitive resource for individuals aspiring to become certified professionals in Social Impact Assessment, especially in the context of the Social Stock Exchange (SSE) ecosystem. Developed and endorsed by NISM, in collaboration with ICAI and leading industry experts, this comprehensive guide is tailored to support exam candidates and practitioners with the foundational, regulatory, and applied knowledge necessary to assess, report, and assure the impact of social sector initiatives in India.\u003c\/span\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cspan\u003eThis book is intended for the following audience:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAspiring Social Impact Assessors\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e seeking official certification to conduct Social Impact Assessments (SIA) and audits, particularly for social enterprises listed on SSEs\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSocial Auditors and Practitioners\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e who require a structured, regulatory-compliant framework for impact measurement and assurance\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eChartered Accountants, Consultants, and Compliance Officers\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e involved in the social sector, ESG, sustainability, and responsible investing\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSocial Enterprise Founders, NGOs, and Intermediaries\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e looking to understand the requirements for listing and impact reporting on Social Stock Exchanges\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eStudents and Academics\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e specialising in social sector finance, impact investing, or sustainable development\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulators, Policymakers, and Financial Market Professionals\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e overseeing, governing, or facilitating the integration of the social sector into financial markets\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe Present Publication is the April 2025 Workbook Version, developed in collaboration with the Certification Team of NISM\u003c\/span\u003e\u003cspan\u003e, \u003c\/span\u003e\u003cspan\u003eEmpanelled Resource Persons with NISM, viz., Ms Ananya Prabhavalkar, Ms Bina Joshi and the Institute of Chartered Accountants of India (ICAI), NISM's knowledge partner for the Social Impact Assessor Certification Examination. It is published exclusively by Taxmann, with the following noteworthy features:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eComprehensive Coverage\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Spans the entire syllabus for the NISM-Series-XXIII: Social Impact Assessors Certification Examination, integrating theory, regulations, practice, and case studies\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eExam-oriented Structure\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Includes sample MCQs and case-based questions modelled after the actual assessment, with precise mapping to exam objectives and chapter-wise weightages\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eLucid Explanations\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Written in accessible language, with focused content and explanatory notes to aid conceptual clarity\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eIndustry-relevant\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Developed in consultation with experts, the workbook aligns with the latest SEBI, regulatory, and market developments relevant to social impact assessment\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003ePractical Insights\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Features practical case studies, model frameworks, and reporting standards to facilitate hands-on learning and application\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eReference Tools\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Provides regulatory extracts, disclosure requirements, sample documentation, and checklists for ready reference\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eDeveloped by Experts\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Jointly prepared by NISM, ICAI, and renowned social impact professionals, ensuring authoritative and updated content\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eEthical Focus\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Embeds professional ethics, code of conduct, and quality standards as key themes for social impact practitioners\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003e[\u003c\/span\u003e\u003cstrong\u003e\u003cspan\u003eCareer Pathways\u003c\/span\u003e\u003c\/strong\u003e\u003cspan\u003e] Certification opens avenues in social auditing, impact investing, ESG reporting, compliance, and advisory roles in the rapidly growing social finance sector\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook comprehensively covers:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSocial Sector Ecosystem\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eHistory, taxonomy, and landscape of the Indian social sector; Sustainable Development Goals (SDGs); challenges and opportunities\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSocial Stock Exchange (SSE)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eConcept, stakeholders, funding mechanisms, and operational guidelines for SSEs\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eListing and Compliance\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eStep-by-step process for registration and listing on SSEs, with emphasis on rights, obligations, and disclosures\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eLogic Models and Impact Frameworks\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eLogical Framework Analysis (LFA) and its application in social programs, including design, evaluation, and reporting\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSocial Impact Assessment (SIA)\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eEvolution, principles, roles, processes, standards, and quality control in SIA; use of technology and engagement with field-level agencies\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAssessment Techniques and Standards\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eVarious frameworks, guidelines, and tools for effective social impact measurement\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eReporting and Disclosure\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003eDetailed guidance on impact reporting, organisational models, and navigating regulatory requirements (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eSEBI, ICDR, LODR, etc.\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e)\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCase Studies\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\u003cspan\u003eIn-depth scenarios covering environmental sustainability, healthcare, gender equality, financial inclusion, and affordable housing\u003c\/span\u003e\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eRegulatory and Taxation Aspects\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cspan\u003eCoverage of SEBI regulations, penalties, and tax incentives (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003ee.g., Sec. 80G, exemptions for social enterprises\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e)\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan\u003eThe workbook is organised for optimal exam preparation and practical reference:\u003c\/span\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eCore Chapters\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Eleven chapters systematically cover the entire social impact assessment landscape, from foundational concepts to advanced case applications\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eSyllabus Outline \u0026amp; Weightages\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Each chapter is mapped to its exam weightage, enabling focused study and efficient revision\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eAssessment Aids\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Includes sample questions (\u003c\/span\u003e\u003cem\u003e\u003cspan\u003eMCQs and caselets\u003c\/span\u003e\u003c\/em\u003e\u003cspan\u003e), suggested answers, and practical case studies for hands-on practice\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eReference Materials \u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e– Appendices with relevant regulatory texts, reporting templates, and additional resources\u003c\/span\u003e\n\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003e\n\u003cstrong\u003e\u003cem\u003e\u003cspan\u003eUser-friendly Design\u003c\/span\u003e\u003c\/em\u003e\u003c\/strong\u003e\u003cspan\u003e – Logical progression from fundamentals to advanced topics, supported by tables, charts, and summary points\u003c\/span\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42862456602705,"sku":"9789371260589","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/1754384190688_1_9789371260589_Detail-Page.jpg?v=1754652430"},{"product_id":"compliance-in-banks-by-indian-institute-of-banking-finance-2017-edition","title":"Compliance in Banks by Indian Institute of Banking \u0026 Finance (2017 Edition)","description":"","brand":"Taxmann","offers":[{"title":"Default Title","offer_id":42865880596561,"sku":"9789386394415","price":0.0,"currency_code":"INR","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0574\/5534\/5745\/files\/compliance.jpg?v=1754735838"}],"url":"https:\/\/buytestseries.in\/collections\/banking-and-finance-books.oembed?page=4","provider":"BuyTestSeries.in","version":"1.0","type":"link"}