# Compliance in Banks by Indian Institute of Banking & Finance _Compliance in Banks_ is a comprehensive guide to the regulatory and compliance frameworks governing the banking industry. It distils critical guidelines, norms, and global best practices—covering everything from Basel III capital-adequacy rules to risk management and governance structures. This thoroughly revised edition incorporates the latest regulatory updates to provide readers with a comprehensive understanding of contemporary banking compliance landscapes. The book serves as a foundational text for newcomers and a practical manual for seasoned professionals, ensuring that readers not only learn the principles of compliance but also understand how to apply them effectively in practical scenarios. Each chapter has been meticulously designed to clarify complex regulations and provide actionable insights for effective compliance management. This book is intended for the following audience: - **_Banking Professionals_** – Executives, managers, and practitioners seeking a comprehensive reference on domestic and international banking regulations - **_Compliance Officers and Auditors_** – Those responsible for designing, monitoring, and enforcing internal control frameworks - **_Students and Academics_** – Individuals enrolled in banking and finance courses, particularly those preparing for professional certifications like the Certified Banking Compliance Professional (CBCP) - **_Regulatory and Risk Management Specialists_** – Professionals focused on navigating risk-based supervision and mitigating operational, credit, and market risks within financial institutions The Present Publication is the 2025 Edition, updated by Mr P.S. Khandelwal (Former Chief Compliance Officer – IndusInd Bank) and vetted by Prof. (Dr.) Satyajit Dhar (Department of Business Administration – University of Kalyani, West Bengal). Taxmann exclusively publishes this book for the Indian Institute of Banking and Finance \[_for the Certified Banking Compliance Professional (CBCP)_\] with the following noteworthy features: - \[**Regulatory Clarity**\] Breaks down intricate regulations, including Basel III, prudential norms, large-exposure limits, FEMA guidelines, etc., into easily understandable sections - \[**Practical Approach**\] Offers case studies and examples that demonstrate how to interpret and implement regulatory guidelines - \[**Comprehensive Coverage**\] Addresses every facet of bank operations—from deposit management to foreign exchange, digital banking, and beyond—ensuring a holistic compliance framework - \[**Expert Insights**\] Developed in consultation with subject matter experts, reviewers, and industry stakeholders to offer authoritative guidance - \[**Structured Learning**\] Aligns with the CBCP course curriculum, providing a streamlined journey through essential compliance topics The content encompasses a broad range of regulations and operational standards that banks must comply with. The key areas include: - **_Regulation and Supervision of Banks (Module I)_** - Explores financial-sector regulations, statutory frameworks, and supervisory bodies that oversee banks - **_Risk Management in Banks (Module II)_** - Covers Basel III capital-adequacy norms, risk-based supervision, and various categories of risk such as market, credit, and operational risks - **_Compliance Functions (Module III)_** - Examines governance structures, roles and responsibilities of the Board and the Chief Compliance Officer, and strategies for building a strong compliance culture - **_Guidelines on Loans and Advances (Module IV)_** - Addresses statutory restrictions, large-exposure norms, retail lending products, and prudential norms for income recognition and asset classification - **_Foreign Currency Operations Under FEMA (Module V)_** - Provides an in-depth look at foreign exchange-related regulations, including export-import guidelines, external commercial borrowings, and overseas investments - **_Guidelines on Deposits/Other Services & Digital Banking (Module VI)_** - Discusses operational aspects of deposit accounts, remittance services, electronic payments, agency banking, and digital banking channels - **_Customer Services and Protection (Module VII)_** - Reviews KYC/AML norms, guidelines on customer service, IT security and outsourcing standards, as well as fraud and vigilance frameworks - **_Other Important Regulations and Guidelines (Module VIII)_** - Features disclosure requirements, statutory returns, key RBI circulars, and updates on recent RBI reports - **_Important Laws Relevant for Banks (Module IX)_** - Summarises major laws impacting bank business activities, organisational structures, and support functions alongside illustrative case studies - **_International Best Practices in Compliances (Module X)_** - Highlights global compliance trends, best practices, and their relevance to domestic banking operations - Additionally, annexures provide perspectives on banking supervision and practical insights into the day-to-day functioning of a compliance department The structure of the book is as follows: - **_Modular Layout_** – Ten modules, each focused on a distinct area of banking compliance, allowing readers to navigate seamlessly from foundational topics to advanced concepts - **_Unit-based Chapters_** – Each module is broken down into specific units that tackle particular regulatory aspects—making it easier to reference rules and guidelines - **_Annexures and Case Studies_** – Supplementary sections offer deeper analyses, best practices, and practical applications, making the material highly practical ## Details - **Price:** 0.0 INR - **Vendor:** Taxmann - **Tags:** Banking and Finance Books ## Variants | Variant | Price | Available | |---------|-------|-----------| | Default Title | 0.00 INR | In stock | ## Images - Compliance in Banks by Indian Institute of Banking & Finance --- > Source: [BuyTestSeries.in](https://buytestseries.in/products/compliance-in-banks-by-indian-institute-of-banking-finance) > Updated: 2026-10-25